Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
IFPR Fund, LP See All Filings	D/A	2015-09-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers BTIG CIK Number 0001534802 Filed Document 0001534803-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-09-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Antero Midstream Partners LP See All Filings	D	2015-09-30 00:00:00 UTC
Amount To Be Raised $242,998,320 Associated Brokers / Dealers Barclays Capital Inc. CIK Number 0001598968 Filed Document 0001104659-15-068456 Exclusions or Exemptions 506b Accepted Date 2015-09-30 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Iberian Capital III SICAR See All Filings	D	2015-09-30 00:00:00 UTC
Amount To Be Raised $69,300,000 Associated Brokers / Dealers N/A CIK Number 0001652899 Filed Document 0001652899-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Equity
Fonteva, Inc. See All Filings	D	2015-09-30 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001654044 Filed Document 0001654044-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-30 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Directly, Inc. See All Filings	D	2015-09-30 00:00:00 UTC
Amount To Be Raised $3,020,500 Associated Brokers / Dealers N/A CIK Number 0001653070 Filed Document 0001653070-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-30 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Treatspace, Inc. See All Filings	D	2015-09-30 00:00:00 UTC
Amount To Be Raised $2,759,615 Associated Brokers / Dealers N/A CIK Number 0001651071 Filed Document 0001651071-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-30 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Saddlebrook Partners, LP See All Filings	D	2015-09-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001653886 Filed Document 0001653886-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-09-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SWAPONZ, INC. See All Filings	D/A	2015-09-30 00:00:00 UTC
Amount To Be Raised $997,342 Associated Brokers / Dealers N/A CIK Number 0001567766 Filed Document 0001567766-15-000005 Exclusions or Exemptions 506b Accepted Date 2015-09-30 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
CAIS OZMF LLC See All Filings	D/A	2015-09-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers D. A. Davidson & Co., Dominick & Dominick, LLC, Summit Equities, LLC, HighTower Securities, LLC, William Blair, Triad Advisors Inc., and D.A. Davidson & Co. CIK Number 0001607350 Filed Document 0001607350-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TPEG Austin MC Investors LLC See All Filings	D	2015-09-30 00:00:00 UTC
Amount To Be Raised $2,700,000 Associated Brokers / Dealers TPEG Securities CIK Number 0001653804 Filed Document 0001653852-15-000002 Exclusions or Exemptions 506c Accepted Date 2015-09-30 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Kingdon Credit Partners L.P. See All Filings	D/A	2015-09-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001474501 Filed Document 0000919574-15-007099 Exclusions or Exemptions 506b Accepted Date 2015-09-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Praesidio, Inc. See All Filings	D/A	2015-09-30 00:00:00 UTC
Amount To Be Raised $5,300,000 Associated Brokers / Dealers None CIK Number 0001635191 Filed Document 0001493152-15-004597 Exclusions or Exemptions 506b Accepted Date 2015-09-30 00:00:00 UTC Type of Offering D/A Industry Business Services Principal Place of Business WASHINGTON Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Insight Labs, LLC See All Filings	D	2015-09-30 00:00:00 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001654166 Filed Document 0001654166-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-30 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Shale Energy International, LLC See All Filings	D/A	2015-09-30 00:00:00 UTC
Amount To Be Raised $1,100,000 Associated Brokers / Dealers N/A CIK Number 0001651636 Filed Document 0001651636-15-000007 Exclusions or Exemptions 506c Accepted Date 2015-09-30 00:00:00 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business LOUISIANA Revenue or Assets $$1 - $1,000,000 Type of Security Mineral Property
Philadelphia Financial Life Assurance Co Separate Account VA 134 See All Filings	D	2015-09-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Lion Street Financial, LLC CIK Number 0001651371 Filed Document 0001651371-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SIGHTHOUND, INC. See All Filings	D	2015-09-30 00:00:00 UTC
Amount To Be Raised $2,542,707 Associated Brokers / Dealers N/A CIK Number 0001654414 Filed Document 0001654414-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-30 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Mount Saint Joseph Wines, LLC See All Filings	D	2015-09-30 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers Joseph S. Smock CIK Number 0001654410 Filed Document 0001654410-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-09-30 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
AQR Multi-Strategy Fund IX, L.P. See All Filings	D	2015-09-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001651949 Filed Document 0001651952-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-09-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GPLP-Bounty Minerals III, LP See All Filings	D	2015-09-30 00:00:00 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001654421 Filed Document 0001654421-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
CAIS AllBlue LLC See All Filings	D/A	2015-09-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Jefferies LLC, Dominick & Dominick, LLC, Summit Equities, LLC, USCA Securities LLC, and HighTower Securities, LLC CIK Number 0001523886 Filed Document 0001523886-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Micro Fantasy, LLC See All Filings	D	2015-09-30 00:00:00 UTC
Amount To Be Raised $27,000 Associated Brokers / Dealers Joel A. Crites CIK Number 0001654449 Filed Document 0001654449-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-30 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business OHIO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
AnaCap Porto Co-Investment (No. 1) L.P. See All Filings	D	2015-09-30 00:00:00 UTC
Amount To Be Raised $76,506,000 Associated Brokers / Dealers N/A CIK Number 0001653995 Filed Document 0001653995-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business Y7 Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
XLCR Special Situations I LP See All Filings	D	2015-09-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001654440 Filed Document 0001013594-15-000499 Exclusions or Exemptions 506b Accepted Date 2015-09-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business VERMONT Revenue or Assets Decline to Disclose Type of Security Equity
Paulson Long/Short Fund LP See All Filings	D	2015-09-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001653446 Filed Document 0001013594-15-000502 Exclusions or Exemptions 506b Accepted Date 2015-09-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Nanox Imaging plc. See All Filings	D/A	2015-09-30 00:00:00 UTC
Amount To Be Raised $5,755,208 Associated Brokers / Dealers J.P. Turner & Company, L.L.C. CIK Number 0001613409 Filed Document 0001613409-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-30 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business GIBRALTAR Revenue or Assets Decline to Disclose Type of Security Equity
ff Sapphire (IV) Venture Capital Fund, LP See All Filings	D/A	2015-09-30 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers Cato Capital, LLC and Empire State Financial, Inc. CIK Number 0001620659 Filed Document 0001620659-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
DEUTERX, LLC See All Filings	D	2015-09-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001654183 Filed Document 0001654183-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-30 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
INDUS EMERGING MARKETS FUND, L.P. See All Filings	D/A	2015-09-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001622403 Filed Document 0000919574-15-007107 Exclusions or Exemptions 506b Accepted Date 2015-09-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
2800 Sahuaro Associates LP See All Filings	D	2015-09-30 00:00:00 UTC
Amount To Be Raised $5,775,000 Associated Brokers / Dealers N/A CIK Number 0001654228 Filed Document 0001654228-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-30 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Classy, Inc. See All Filings	D	2015-09-30 00:00:00 UTC
Amount To Be Raised $18,142,338 Associated Brokers / Dealers N/A CIK Number 0001649010 Filed Document 0001649010-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-30 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
WISErg Corp See All Filings	D/A	2015-09-30 00:00:00 UTC
Amount To Be Raised $13,372,313 Associated Brokers / Dealers N/A CIK Number 0001538943 Filed Document 0001538943-15-000005 Exclusions or Exemptions 506b Accepted Date 2015-09-30 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Neumob, Inc. See All Filings	D	2015-09-30 00:00:00 UTC
Amount To Be Raised $12,821,248 Associated Brokers / Dealers N/A CIK Number 0001653581 Filed Document 0001653581-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-30 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Perk.com Inc. See All Filings	D	2015-09-30 00:00:00 UTC
Amount To Be Raised $3,760,766 Associated Brokers / Dealers N/A CIK Number 0001645198 Filed Document 0001062993-15-005263 Exclusions or Exemptions 506b Accepted Date 2015-09-30 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
AWA Group LP See All Filings	1-A/A	2015-09-29 15:40:15 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001645148 Filed Document 0001213900-15-007347 Accepted Date 2015-09-29 15:40:15 UTC Type of Offering 1-A/A Industry INVESTMENT ADVICE Offering Tier Tier2 Principal Place of Business NORTH CAROLINA Revenue or Assets $0 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
Tuscan Gardens Secured Income Fund LLC See All Filings	1-A/A	2015-09-29 12:18:09 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001645471 Filed Document 0001645471-15-000010 Accepted Date 2015-09-29 12:18:09 UTC Type of Offering 1-A/A Industry REAL ESTATE Offering Tier Tier2 Principal Place of Business FLORIDA Revenue or Assets $0 State of Jurisdiction FLORIDA Type of Security Equity (common or preferred stock)
Symetra Separate Account VL See All Filings	D	2015-09-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001449482 Filed Document 0001449482-15-000012 Exclusions or Exemptions 506b Accepted Date 2015-09-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Caymus Energy Fund QP, L.P. See All Filings	D/A	2015-09-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Alternative Access Capital, LLC CIK Number 0001558993 Filed Document 0001315863-15-000781 Exclusions or Exemptions 506b Accepted Date 2015-09-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Mahogany By The Bay, LLC See All Filings	D	2015-09-29 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001654251 Filed Document 0001654251-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-29 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business WYOMING Revenue or Assets $No Revenues Type of Security Equity
PROJECT COCO, LLC See All Filings	D/A	2015-09-29 00:00:00 UTC
Amount To Be Raised $8,900,000 Associated Brokers / Dealers N/A CIK Number 0001652777 Filed Document 0001652777-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-09-29 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
INTELLIHOT GREEN TECHNOLOGIES INC. See All Filings	D/A	2015-09-29 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers RAINMAKER SECURITIES, LLC CIK Number 0001456104 Filed Document 0001456104-15-000005 Exclusions or Exemptions 506b Accepted Date 2015-09-29 00:00:00 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Lua Technologies, Inc. See All Filings	D	2015-09-29 00:00:00 UTC
Amount To Be Raised $1,500,001 Associated Brokers / Dealers N/A CIK Number 0001555579 Filed Document 0001555579-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-09-29 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Shale Energy International, LLC See All Filings	D	2015-09-29 00:00:00 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers William Abt and Carl Clifton CIK Number 0001651636 Filed Document 0001651636-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-09-29 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business LOUISIANA Revenue or Assets $$1 - $1,000,000 Type of Security Mineral Property
Crown Cleveland #19 Joint Venture See All Filings	D	2015-09-29 00:00:00 UTC
Amount To Be Raised $968,000 Associated Brokers / Dealers Texas Securities, Inc. CIK Number 0001654454 Filed Document 0001654454-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-29 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Other
JLP Credit Opportunity Fund LP See All Filings	D/A	2015-09-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001507119 Filed Document 0001507119-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HISPANICA INTERNATIONAL DELIGHTS OF AMERICA, INC. See All Filings	D	2015-09-29 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001579010 Filed Document 0001579010-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-09-29 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Equity
LoanHero, Inc. See All Filings	D	2015-09-29 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001636564 Filed Document 0001636564-15-000010 Exclusions or Exemptions 506b Accepted Date 2015-09-29 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
SpineDynx, LLC See All Filings	D	2015-09-29 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001654141 Filed Document 0001654141-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-29 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business OHIO Revenue or Assets $No Revenues Type of Security Equity
ARK Baseball Investors, LLC See All Filings	D	2015-09-29 00:00:00 UTC
Amount To Be Raised $2,514,175 Associated Brokers / Dealers N/A CIK Number 0001654176 Filed Document 0001654176-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-29 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
VERAN MEDICAL TECHNOLOGIES, INC. See All Filings	D	2015-09-29 00:00:00 UTC
Amount To Be Raised $47,720,060 Associated Brokers / Dealers N/A CIK Number 0001312458 Filed Document 0000950138-15-000637 Exclusions or Exemptions 506b Accepted Date 2015-09-29 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
PACIFIC EQUITY PARTNERS FUND V-A, L.P. See All Filings	D/A	2015-09-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers WISE CAPITAL (MIDDLE EAST) LIMITED CIK Number 0001613320 Filed Document 0001613320-15-000002 Exclusions or Exemptions 506c Accepted Date 2015-09-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund