Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Verengo, Inc. See All Filings	D	2015-01-26 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001509200 Filed Document 0001509200-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-26 00:00:00 UTC Type of Offering D Industry Energy Conservation Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
Zoomi, Inc. See All Filings	D	2015-01-26 00:00:00 UTC
Amount To Be Raised $4,714,621 Associated Brokers / Dealers N/A CIK Number 0001630501 Filed Document 0001630501-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-26 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
SKB-Greenwood, LLC See All Filings	D	2015-01-26 00:00:00 UTC
Amount To Be Raised $1,640,000 Associated Brokers / Dealers SKB Securities LLC and Robert R. Walker, Jr. CIK Number 0001631699 Filed Document 0001631699-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-26 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business OREGON Revenue or Assets $Not Applicable Type of Security Equity
HMLP Multi-Strategy Plus Private Investors LLC See All Filings	D/A	2015-01-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC ("JPM") CIK Number 0001485941 Filed Document 0000899140-15-000118 Exclusions or Exemptions 506b Accepted Date 2015-01-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
ARAS Corp See All Filings	D/A	2015-01-26 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001143731 Filed Document 0001140361-15-002687 Exclusions or Exemptions 506b Accepted Date 2015-01-26 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
ESG Domestic Opportunity Fund LP See All Filings	D/A	2015-01-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers TCG Securities, L.L.C. CIK Number 0001518304 Filed Document 0000919574-15-000710 Exclusions or Exemptions 506b Accepted Date 2015-01-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
INVESTMENT CENTERS OF AMERICA INC See All Filings	D	2015-01-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001351904 Filed Document 0001351904-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-01-26 00:00:00 UTC Type of Offering D Industry Insurance Principal Place of Business NORTH DAKOTA Revenue or Assets Decline to Disclose Type of Security Other
INFINITAS HOLDINGS LLC See All Filings	D	2015-01-26 00:00:00 UTC
Amount To Be Raised $3,100,000 Associated Brokers / Dealers N/A CIK Number 0001631540 Filed Document 0001631540-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-26 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Telesecurity Sciences, Inc. See All Filings	D	2015-01-26 00:00:00 UTC
Amount To Be Raised $7,500,000 Associated Brokers / Dealers N/A CIK Number 0001468719 Filed Document 0001468719-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-01-26 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Equity
HLDR Feeder Fund I LLC See All Filings	D	2015-01-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001630781 Filed Document 0001630781-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-26 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Thrax Offshore Fund, Ltd. See All Filings	D	2015-01-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001631336 Filed Document 0001631336-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-01-26 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
RENTOBENTO, LLC See All Filings	D	2015-01-26 00:00:00 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001628795 Filed Document 0001628795-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-26 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
GNIJ Enterprises,Inc. See All Filings	D	2015-01-26 00:00:00 UTC
Amount To Be Raised $25 Associated Brokers / Dealers N/A CIK Number 0001629013 Filed Document 0001629013-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-26 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business VIRGINIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Other
IFC HOLDINGS INC/FL See All Filings	D	2015-01-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001351970 Filed Document 0001351970-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-01-26 00:00:00 UTC Type of Offering D Industry Insurance Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Other
Furnishare Inc See All Filings	D	2015-01-26 00:00:00 UTC
Amount To Be Raised $50,000 Associated Brokers / Dealers N/A CIK Number 0001631534 Filed Document 0001631534-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-26 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Dimensional Funds plc - Global Short-Term Investment Grade Fixed Income Fund See All Filings	D/A	2015-01-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001595917 Filed Document 0000943663-15-000009 Exclusions or Exemptions 506b Accepted Date 2015-01-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AXTC, Inc. See All Filings	D/A	2015-01-26 00:00:00 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001622126 Filed Document 0001622126-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-26 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Schroder International Alpha Portfolio, a separate series of Schroder Investment Portfolios, L.P. See All Filings	D/A	2015-01-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers SCHRODER FUND ADVISORS LLC CIK Number 0001544348 Filed Document 0001544348-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DSF IV Westborough REIT LLC See All Filings	D	2015-01-26 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Phyllis Beck, Patrick Whelchel, Scott Harrison, and Lori Mayfield CIK Number 0001631754 Filed Document 0001631754-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-26 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
CHINA A SHARE CEF FUND See All Filings	D/A	2015-01-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001268621 Filed Document 0001504674-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-01-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GL Rogers REIT, LLC See All Filings	D	2015-01-26 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Phyllis Beck, Patrick Whelchel, Scott Harrison, and Lori Mayfield CIK Number 0001631763 Filed Document 0001631763-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-26 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Schroder Frontier Markets Equity Portfolio, L.P. See All Filings	D/A	2015-01-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers SCHRODER FUND ADVISORS LLC CIK Number 0001596170 Filed Document 0001596170-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Revve, Inc. See All Filings	D/A	2015-01-26 00:00:00 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001631301 Filed Document 0001631301-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-01-26 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
AFFINITY BIOSENSORS LLC See All Filings	D	2015-01-26 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001424288 Filed Document 0001424288-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-26 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Equity
Ares US Real Estate VIII Co-Invest (Feeder), L.P. See All Filings	D	2015-01-26 00:00:00 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers Ares Investor Services LLC CIK Number 0001631623 Filed Document 0001631623-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-26 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
EPF 2015 MENARD BEVANS E & P LP See All Filings	D	2015-01-26 00:00:00 UTC
Amount To Be Raised $120,000 Associated Brokers / Dealers N/A CIK Number 0001631818 Filed Document 0001631818-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-26 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business KENTUCKY Revenue or Assets $$1 - $1,000,000 Type of Security Equity
LyonRoss Partners Fund Ltd. See All Filings	D/A	2015-01-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001385350 Filed Document 0001385350-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Worldwide Antenna Systems LLC See All Filings	D	2015-01-26 00:00:00 UTC
Amount To Be Raised $75,000 Associated Brokers / Dealers None CIK Number 0001630361 Filed Document 0001630361-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-01-26 00:00:00 UTC Type of Offering D Industry Telecommunications Principal Place of Business MASSACHUSETTS Revenue or Assets $No Revenues Type of Security Equity
CRFS Holdings, LLC See All Filings	D	2015-01-26 00:00:00 UTC
Amount To Be Raised $5,750,000 Associated Brokers / Dealers N/A CIK Number 0001631226 Filed Document 0001631226-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-26 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Crowdclear, Inc. See All Filings	D	2015-01-26 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001631426 Filed Document 0001631426-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-26 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
CMMP SURGICAL CENTER LLC See All Filings	D	2015-01-26 00:00:00 UTC
Amount To Be Raised $66,250 Associated Brokers / Dealers N/A CIK Number 0001245853 Filed Document 0001245853-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-01-26 00:00:00 UTC Type of Offering D Industry Hospitals and Physicians Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
Schroder Multi-Cap Emerging Market Portfolio, L.P. See All Filings	D/A	2015-01-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers SCHRODER FUND ADVISORS LLC CIK Number 0001619242 Filed Document 0001619242-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ALTERNATIVE INVESTMENTS INTERNATIONAL, L.P. See All Filings	D/A	2015-01-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Venovate Marketplace Inc. CIK Number 0001262350 Filed Document 0000902664-15-000265 Exclusions or Exemptions 506b Accepted Date 2015-01-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Crestwood IL Self Storage, LP See All Filings	D	2015-01-26 00:00:00 UTC
Amount To Be Raised $2,002,500 Associated Brokers / Dealers N/A CIK Number 0001630712 Filed Document 0001630712-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-26 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
Alucent Medical, Inc. See All Filings	D	2015-01-26 00:00:00 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001631834 Filed Document 0001631834-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-26 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business SOUTH DAKOTA Revenue or Assets Decline to Disclose Type of Security Equity
Mad River Long/Neutral Fund, L.P. See All Filings	D/A	2015-01-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Capital Guardian, LLC and Sterne, Agee & Leach, Inc. CIK Number 0001433679 Filed Document 0001433679-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Yellowbelly Holdings, LLC See All Filings	D/A	2015-01-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001631116 Filed Document 0001631116-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-01-26 00:00:00 UTC Type of Offering D/A Industry Restaurants Principal Place of Business COLORADO Revenue or Assets $$1 - $1,000,000 Type of Security Debt
NATIONAL PLANNING CORP/CA See All Filings	D/A	2015-01-26 00:00:00 UTC
Amount To Be Raised $288,746 Associated Brokers / Dealers N/A CIK Number 0001351905 Filed Document 0001351905-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-26 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
SII INVESTMENTS INC/WI See All Filings	D	2015-01-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001351903 Filed Document 0001351903-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-01-26 00:00:00 UTC Type of Offering D Industry Insurance Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Other
JUGGERNAUT FUND LP See All Filings	D/A	2015-01-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001219173 Filed Document 0001219173-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-01-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
TBL Hotel Investment Group Holdings, LLC See All Filings	D	2015-01-26 00:00:00 UTC
Amount To Be Raised $110,000 Associated Brokers / Dealers Charles Harrison, Phyllis Beck, Patrick Whelchel, Scott Harrison, and Lori Mayfield CIK Number 0001631779 Filed Document 0001631779-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-26 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
HMLP Multi-Strategy Private Investors LLC See All Filings	D/A	2015-01-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC ("JPM") CIK Number 0001485614 Filed Document 0000899140-15-000119 Exclusions or Exemptions 506b Accepted Date 2015-01-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
JASPER PINE JOINT VENTURE See All Filings	D	2015-01-26 00:00:00 UTC
Amount To Be Raised $87,500 Associated Brokers / Dealers N/A CIK Number 0001631622 Filed Document 0001631622-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-26 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Other
Capstone Dental, Inc. See All Filings	D/A	2015-01-26 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001630901 Filed Document 0001630901-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-01-26 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Sherman Square Capital, L.P. See All Filings	D/A	2015-01-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001523620 Filed Document 0001523620-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-01-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Telesecurity Sciences, Inc. See All Filings	D	2015-01-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001468719 Filed Document 0001468719-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-01-26 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
SCHRODER EMERGING MARKETS FUND, A SEPARATE INVESTMENT FUND WITHIN THE SCHRODER CAPITAL MANAGEMENT COLLECTIVE TRUST See All Filings	D/A	2015-01-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers SCHRODER FUND ADVISORS LLC CIK Number 0001433069 Filed Document 0001433069-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Vesiflo, Inc. See All Filings	D	2015-01-26 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001630392 Filed Document 0001630392-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-26 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business WASHINGTON Revenue or Assets $$1 - $1,000,000 Type of Security Other
INVESTMENT CENTERS OF AMERICA INC See All Filings	D/A	2015-01-26 00:00:00 UTC
Amount To Be Raised $684,364 Associated Brokers / Dealers N/A CIK Number 0001351904 Filed Document 0001351904-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-26 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business NORTH DAKOTA Revenue or Assets Decline to Disclose Type of Security Other
ICE Global Credit Alpha Fund, L.P. See All Filings	D/A	2015-01-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001554222 Filed Document 0001554222-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund