Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Algodon Wines & Luxury Development Group, Inc. See All Filings	D/A	2017-08-14 19:22:13 UTC
Amount To Be Raised $1,260,000 Associated Brokers / Dealers N/A CIK Number 0001559998 Filed Document 0001493152-17-009323 Exclusions or Exemptions 506b Accepted Date 2017-08-14 19:22:13 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
CFH Wurzbach UC, L.P. See All Filings	D	2017-08-14 19:08:57 UTC
Amount To Be Raised $12,650,000 Associated Brokers / Dealers N/A CIK Number 0001713126 Filed Document 0001140361-17-032147 Exclusions or Exemptions 506b Accepted Date 2017-08-14 19:08:57 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
OAK PORTFOLIO IV, LLC See All Filings	D	2017-08-14 19:01:20 UTC
Amount To Be Raised $4,300,000 Associated Brokers / Dealers N/A CIK Number 0001712811 Filed Document 0001712811-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-14 19:01:20 UTC Type of Offering D Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Vigilant Aerospace Systems, Inc. See All Filings	D/A	2017-08-14 18:41:02 UTC
Amount To Be Raised $1,225,000 Associated Brokers / Dealers N/A CIK Number 0001673085 Filed Document 0001673085-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-14 18:41:02 UTC Type of Offering D/A Industry Other Technology Principal Place of Business OKLAHOMA Revenue or Assets Decline to Disclose Type of Security Debt
Cary Street Partners Holdings, LLC See All Filings	D	2017-08-14 18:28:58 UTC
Amount To Be Raised $1 Associated Brokers / Dealers N/A CIK Number 0001475045 Filed Document 0001475045-17-000002 Exclusions or Exemptions 504 and 506b Accepted Date 2017-08-14 18:28:58 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Wind Brim Technology, LLC See All Filings	D	2017-08-14 18:25:19 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001714581 Filed Document 0001714581-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-14 18:25:19 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
ALPHACOIN FUND, L.P. See All Filings	D	2017-08-14 18:14:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001714526 Filed Document 0001714526-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-14 18:14:59 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Once On This Island Ltd Liability Co See All Filings	D	2017-08-14 18:01:27 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0001708577 Filed Document 0001708577-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-08-14 18:01:27 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
AI Fund, L.P. See All Filings	D	2017-08-14 17:59:58 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers N/A CIK Number 0001713238 Filed Document 0001713238-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-14 17:59:58 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Prairie Aqua Tech Investments, LLC See All Filings	D	2017-08-14 17:53:10 UTC
Amount To Be Raised $35,000,000 Associated Brokers / Dealers N/A CIK Number 0001706627 Filed Document 0001140361-17-032141 Exclusions or Exemptions 506c Accepted Date 2017-08-14 17:53:10 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business SOUTH DAKOTA Revenue or Assets $Not Applicable Type of Security Equity
SWIIM Finance-1, LLC See All Filings	D	2017-08-14 17:45:40 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001713355 Filed Document 0001079973-17-000491 Exclusions or Exemptions 506b Accepted Date 2017-08-14 17:45:40 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
TRC Woodcreek, LLC See All Filings	D	2017-08-14 17:43:45 UTC
Amount To Be Raised $4,515,400 Associated Brokers / Dealers N/A CIK Number 0001714700 Filed Document 0001714700-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-14 17:43:45 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Equity
Pharmaceutics International, Inc. See All Filings	D	2017-08-14 17:35:04 UTC
Amount To Be Raised $19,998,885 Associated Brokers / Dealers N/A CIK Number 0001684470 Filed Document 0001140361-17-032136 Exclusions or Exemptions 506b Accepted Date 2017-08-14 17:35:04 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Viyet, Inc. See All Filings	D/A	2017-08-14 17:18:05 UTC
Amount To Be Raised $6,466,825 Associated Brokers / Dealers N/A CIK Number 0001619926 Filed Document 0001619926-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-14 17:18:05 UTC Type of Offering D/A Industry Retailing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Coastline Capital Fund II LLC See All Filings	D/A	2017-08-14 17:14:45 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001666500 Filed Document 0001666500-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-08-14 17:14:45 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
SECOND HOME KLAFF EQUITY LLC See All Filings	D	2017-08-14 17:07:47 UTC
Amount To Be Raised $13,500,000 Associated Brokers / Dealers N/A CIK Number 0001713926 Filed Document 0001713926-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-14 17:07:47 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
DIGITAL POWER CORP See All Filings	D	2017-08-14 17:06:28 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers Divine Capital Markets CIK Number 0000896493 Filed Document 0001437749-17-014748 Exclusions or Exemptions 506b Accepted Date 2017-08-14 17:06:28 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Debt
DIGITAL POWER CORP See All Filings	D	2017-08-14 17:00:45 UTC
Amount To Be Raised $360,000 Associated Brokers / Dealers N/A CIK Number 0000896493 Filed Document 0001437749-17-014744 Exclusions or Exemptions 506b Accepted Date 2017-08-14 17:00:45 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Debt
AFA Emerging Manager Platform, LLC ALO Series See All Filings	D/A	2017-08-14 17:00:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001680354 Filed Document 0001680354-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-14 17:00:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Geostellar, Inc. See All Filings	C/A	2017-08-14 16:59:05 UTC
Financial Interest 2.0% of the Securities being issued in the Offering Filing Platform OpenDeal Inc. Offering Amount $1,070,000 CIK Number 0001517560 Filed Document 0001517560-17-000008 Accepted Date 2017-08-14 16:59:05 UTC Type of Offering C/A Security Offered Amount 50,000 Security Offered Type Other State WEST VIRGINIA
Abbott Secondary Opportunities, L.P. See All Filings	D/A	2017-08-14 16:58:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Fortress Group, Inc. CIK Number 0001663671 Filed Document 0001703190-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-08-14 16:58:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Nava Pets Inc See All Filings	C	2017-08-14 16:57:43 UTC
Financial Interest No Filing Platform StartWise, Inc. Offering Amount $150,000 CIK Number 0001714511 Filed Document 0001714511-17-000001 Accepted Date 2017-08-14 16:57:43 UTC Type of Offering C Security Offered Amount 30,000 Security Offered Type Other State FLORIDA
VeraCare Hospice of Houston LLC See All Filings	D	2017-08-14 16:57:39 UTC
Amount To Be Raised $1,440,000 Associated Brokers / Dealers N/A CIK Number 0001703255 Filed Document 0000897069-17-000433 Exclusions or Exemptions 506b Accepted Date 2017-08-14 16:57:39 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Unico Equity Royalty Fund #1, LP See All Filings	D	2017-08-14 16:54:03 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001710747 Filed Document 0001566114-17-000065 Exclusions or Exemptions 506b Accepted Date 2017-08-14 16:54:03 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Other
SentiAR, Inc. See All Filings	D	2017-08-14 16:52:38 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001713831 Filed Document 0001713831-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-14 16:52:38 UTC Type of Offering D Industry Other Health Care Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Other
eventplicity Inc. See All Filings	D/A	2017-08-14 16:51:42 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001617007 Filed Document 0001617007-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-08-14 16:51:42 UTC Type of Offering D/A Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Debt
DAD PARK CITY HOLDINGS, LP See All Filings	D	2017-08-14 16:50:55 UTC
Amount To Be Raised $5,525,000 Associated Brokers / Dealers N/A CIK Number 0001714036 Filed Document 0001714036-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-08-14 16:50:55 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Calera Capital Partners V, L.P. See All Filings	D/A	2017-08-14 16:50:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Securities LLC and Mercury Capital Advisors, LLC CIK Number 0001649880 Filed Document 0001649880-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-14 16:50:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
K9 Ventures III, L.P. See All Filings	D	2017-08-14 16:48:43 UTC
Amount To Be Raised $42,000,000 Associated Brokers / Dealers N/A CIK Number 0001713646 Filed Document 0001713646-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-14 16:48:43 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Abbott Secondary Opportunities Cayman, L.P. See All Filings	D	2017-08-14 16:48:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Fortress Group, Inc. CIK Number 0001703190 Filed Document 0001703190-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-08-14 16:48:05 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Foxhill Opportunity Fund, L.P. See All Filings	D/A	2017-08-14 16:47:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Tangent Capital Partners CIK Number 0001413096 Filed Document 0001315863-17-000682 Exclusions or Exemptions 506b Accepted Date 2017-08-14 16:47:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
645 Ventures II, L.P. See All Filings	D	2017-08-14 16:46:27 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001709979 Filed Document 0001709979-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-14 16:46:27 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ClearBlade, Inc. See All Filings	D	2017-08-14 16:43:48 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001690294 Filed Document 0001690294-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-14 16:43:48 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Impact Housing REIT, LLC See All Filings	1-A/A	2017-08-14 16:43:19 UTC
Amount To Be Raised $35,000,000 Associated Brokers / Dealers N/A CIK Number 0001683617 Filed Document 0001214659-17-005100 Accepted Date 2017-08-14 16:43:19 UTC Type of Offering 1-A/A Industry OPERATORS OF APARTMENT BUILDINGS Offering Tier Tier2 Principal Place of Business CALIFORNIA Revenue or Assets $0 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
Lyra Energy Services LLC See All Filings	D	2017-08-14 16:41:55 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001714648 Filed Document 0000950103-17-007850 Exclusions or Exemptions 506b Accepted Date 2017-08-14 16:41:55 UTC Type of Offering D Industry Oil and Gas Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
California Safe Soil, LLC See All Filings	D	2017-08-14 16:40:28 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001543189 Filed Document 0001543189-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-08-14 16:40:28 UTC Type of Offering D Industry Agriculture Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Tokimeku, Inc. See All Filings	D	2017-08-14 16:40:01 UTC
Amount To Be Raised $900,000 Associated Brokers / Dealers N/A CIK Number 0001713766 Filed Document 0001713766-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-14 16:40:01 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
ATSAN LP See All Filings	D	2017-08-14 16:38:16 UTC
Amount To Be Raised $1,300,000 Associated Brokers / Dealers None CIK Number 0001714640 Filed Document 0001714640-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-08-14 16:38:16 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Monaker Group, Inc. See All Filings	D	2017-08-14 16:30:19 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers NORTHLAND SECURITIES, INC. CIK Number 0001372183 Filed Document 0001580695-17-000370 Exclusions or Exemptions 506b Accepted Date 2017-08-14 16:30:19 UTC Type of Offering D Industry Tourism and Travel Services Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
MID-AMERICA ANGELS INVESTMENTS LLC See All Filings	D	2017-08-14 16:29:03 UTC
Amount To Be Raised $112,125 Associated Brokers / Dealers N/A CIK Number 0001383457 Filed Document 0001383457-17-000009 Exclusions or Exemptions 506b Accepted Date 2017-08-14 16:29:03 UTC Type of Offering D Industry Investing Principal Place of Business KANSAS Revenue or Assets $Not Applicable Type of Security Equity
Aclaris Therapeutics, Inc. See All Filings	D	2017-08-14 16:29:03 UTC
Amount To Be Raised $12,500,000 Associated Brokers / Dealers N/A CIK Number 0001557746 Filed Document 0001192482-17-000228 Exclusions or Exemptions 506b Accepted Date 2017-08-14 16:29:03 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Shelter Growth Opportunities Fund Ltd. See All Filings	D/A	2017-08-14 16:26:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001655401 Filed Document 0000902664-17-003317 Exclusions or Exemptions 506b Accepted Date 2017-08-14 16:26:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Legion Partners Special Opportunities, L.P. VII See All Filings	D	2017-08-14 16:25:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001714443 Filed Document 0001714443-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-14 16:25:27 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Karya MBS/Volatility Fund LLC See All Filings	D/A	2017-08-14 16:24:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001682200 Filed Document 0001682200-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-14 16:24:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Pooled Investment Fund
Semper Midas Fund, Ltd. See All Filings	D/A	2017-08-14 16:21:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Stuart Patterson, Mitch Baruchowitz, Jon Slogoff, and None CIK Number 0001537810 Filed Document 0001537810-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-14 16:21:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Hodi, Inc. See All Filings	D	2017-08-14 16:20:02 UTC
Amount To Be Raised $150,000 Associated Brokers / Dealers N/A CIK Number 0001713823 Filed Document 0001713823-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-14 16:20:02 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
Semper MIDAS Fund, L.P. See All Filings	D/A	2017-08-14 16:18:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Stuart Patterson, Mitch Baruchowitz, Jon Slogoff, and None CIK Number 0001500317 Filed Document 0001500317-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-08-14 16:18:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Washington Park Holdings, LLC See All Filings	D	2017-08-14 16:12:39 UTC
Amount To Be Raised $5,250,000 Associated Brokers / Dealers N/A CIK Number 0001714003 Filed Document 0001714003-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-14 16:12:39 UTC Type of Offering D Industry Residential Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Cobra Ultimate Holdings, LLC See All Filings	D	2017-08-14 16:09:07 UTC
Amount To Be Raised $35,274,804 Associated Brokers / Dealers N/A CIK Number 0001714643 Filed Document 0001714643-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-08-14 16:09:07 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
FC Lemon 8, LLC See All Filings	D	2017-08-14 16:05:52 UTC
Amount To Be Raised $885,000 Associated Brokers / Dealers N/A CIK Number 0001714566 Filed Document 0001714566-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-08-14 16:05:52 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other