Disclosure Quest - Search SEC Filings

More options

Type of Offering

Amount To Be Raised

to

Filing Date

to

Type of Security

Industry

CIK Number

Principal Place Of Business

Found 3 results

Name	Type of Offering	Accepted Date
TEI Diversified Income & Opportunity Fund III, LLC See All Filings	D/A	2018-03-16 13:34:33 UTC
Amount To Be Raised $67,347,213 Associated Brokers / Dealers Time Equities Securities LLC, Arete Wealth Management, LLC, Accretive Wealth Management, Advisory Group Equity Services, Ltd., AEGIS Capital Corp., American Portfolios Financial SErvices Inc., Atomi Financial Advisors, Cabot Lodge Securities, Calton & Associates Inc., Cascade Financial Management Inc., Center Street Securities, Choice Asset Management LLC, Concorde Investment Services, LLC, Crown Capital Securities, L.P., D.H. Hill Securities, LLP, DFPG Investments, Inc., Emerson Equity, Financial West Investment Group, Inc., Great Point Capital Advisors, Halliday Financial, IBN Financial Services, Inc., IMS Securities, Inc., Madison Avenue Securities, Inc., Moloney Securities, Nationwide Planning Associates, Inc., Newbridge Securities Corporation, NHCohen Capital LLC, Oak Tree Securities, Inc., Paulson Investment Company LLC, Primex Prime Electronic Executions, Inc., Sandlapper Securities, LLC, Sunbelt Securities LLC, Daniel Investment Associates, LLC, Amadeus Wealth Advisors LLC, VFG Securities, Inc., Western International Securities, and Wilmington Capital Securities CIK Number 0001671607 Filed Document 0001671607-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-16 13:34:33 UTC Type of Offering D/A Industry Commercial Principal Place of Business NEW YORK Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
TEI Diversified Income & Opportunity Fund III, LLC See All Filings	D/A	2017-11-30 15:32:27 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Time Equities Securities LLC and Arete CIK Number 0001671607 Filed Document 0001671607-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-30 15:32:27 UTC Type of Offering D/A Industry Commercial Principal Place of Business NEW YORK Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
TEI Diversified Income & Opportunity Fund III, LLC See All Filings	D	2016-04-12 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Time Equities Securities LLC CIK Number 0001671607 Filed Document 0001671607-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-12 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business NEW YORK Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity