|
|
D |
2015-04-01 00:00:00 UTC |
- Amount To Be Raised
- $504,000
- Associated Brokers / Dealers
- NONE
- CIK Number
- 0001512992
- Filed Document
- 0001512992-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-04-01 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- MICHIGAN
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D |
2015-04-01 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001638410
- Filed Document
- 0001638410-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-04-01 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2015-04-01 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- J.P. Morgan Securities, Inc.
- CIK Number
- 0001418250
- Filed Document
- 0001418250-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-04-01 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2015-04-01 00:00:00 UTC |
- Amount To Be Raised
- $1,200,000
- Associated Brokers / Dealers
- Reliance Worldwide Investments, LLC
- CIK Number
- 0001586402
- Filed Document
- 0001586402-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-04-01 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Manufacturing
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D/A |
2015-04-01 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0000922685
- Filed Document
- 0000908662-15-000138
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-04-01 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2015-04-01 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001563780
- Filed Document
- 0001315863-15-000328
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-04-01 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2015-04-01 00:00:00 UTC |
- Amount To Be Raised
- $9,150,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001638110
- Filed Document
- 0001638110-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-04-01 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2015-04-01 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001635960
- Filed Document
- 0001635960-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-04-01 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2015-04-01 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001466736
- Filed Document
- 0001466736-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-04-01 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2015-04-01 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001633816
- Filed Document
- 0000902664-15-002019
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-04-01 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW JERSEY
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2015-04-01 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001600940
- Filed Document
- 0001600940-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-04-01 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2015-04-01 00:00:00 UTC |
- Amount To Be Raised
- $295,020,000
- Associated Brokers / Dealers
- JEFFRIES LLC
- CIK Number
- 0001636817
- Filed Document
- 0001544588-15-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-04-01 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2015-04-01 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001600960
- Filed Document
- 0001600960-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-04-01 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2015-04-01 00:00:00 UTC |
- Amount To Be Raised
- $28,710,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001638486
- Filed Document
- 0001638486-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-04-01 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2015-04-01 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001594581
- Filed Document
- 0001594581-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-04-01 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MISSOURI
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2015-04-01 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001544117
- Filed Document
- 0001544117-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-04-01 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- $$50,000,001 - $100,000,000
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2015-04-01 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- PROBITAS FUNDS GROUP, LLC
- CIK Number
- 0001637587
- Filed Document
- 0001637587-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-04-01 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2015-04-01 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- PROBITAS FUNDS GROUP, LLC
- CIK Number
- 0001637568
- Filed Document
- 0001637568-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-04-01 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2015-04-01 00:00:00 UTC |
- Amount To Be Raised
- $1,399,109
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001498630
- Filed Document
- 0001446933-15-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-04-01 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D/A |
2015-04-01 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Altegris Investments, Inc.
- CIK Number
- 0001274334
- Filed Document
- 0001274334-15-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-04-01 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- $$1 - $5,000,000
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2015-04-01 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001494266
- Filed Document
- 0001494266-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-04-01 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2015-04-01 00:00:00 UTC |
- Amount To Be Raised
- $19,721,503
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001494926
- Filed Document
- 0001494926-15-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-04-01 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2015-04-01 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001310758
- Filed Document
- 0000902664-15-002007
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-04-01 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- BERMUDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2015-04-01 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001568340
- Filed Document
- 0001568340-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-04-01 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2015-04-01 00:00:00 UTC |
- Amount To Be Raised
- $4,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001547092
- Filed Document
- 0001547092-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-04-01 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2015-04-01 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001638442
- Filed Document
- 0001638442-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-04-01 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- $No Revenues
- Type of Security
- Security To Be Acquired
|
|
|
D |
2015-04-01 00:00:00 UTC |
- Amount To Be Raised
- $60,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001637955
- Filed Document
- 0000909143-15-000018
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-04-01 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2015-04-01 00:00:00 UTC |
- Amount To Be Raised
- $2,100,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001638234
- Filed Document
- 0001638234-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-04-01 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pharmaceuticals
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D/A |
2015-04-01 00:00:00 UTC |
- Amount To Be Raised
- $3,777,178
- Associated Brokers / Dealers
- Kenneth Dayton
- CIK Number
- 0001135856
- Filed Document
- 0001135856-15-000124
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-04-01 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Insurance
- Principal Place of Business
- OHIO
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2015-04-01 00:00:00 UTC |
- Amount To Be Raised
- $11,100,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001636138
- Filed Document
- 0001636138-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-04-01 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2015-04-01 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001616605
- Filed Document
- 0000919574-15-003307
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-04-01 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2015-04-01 00:00:00 UTC |
- Amount To Be Raised
- $750,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001629926
- Filed Document
- 0001629926-15-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-04-01 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other
- Principal Place of Business
- NORTH CAROLINA
- Revenue or Assets
- $No Revenues
- Type of Security
- Debt
|
|
|
D |
2015-04-01 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001638072
- Filed Document
- 0001638072-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-04-01 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2015-04-01 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001351016
- Filed Document
- 0001144204-15-021025
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-04-01 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2015-04-01 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001479975
- Filed Document
- 0001479975-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-04-01 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- $$5,000,001 - $25,000,000
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2015-04-01 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001633826
- Filed Document
- 0000902664-15-002018
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-04-01 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2015-04-01 00:00:00 UTC |
- Amount To Be Raised
- $1,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001638101
- Filed Document
- 0001638101-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-04-01 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- MINNESOTA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Option To Acquire
|
|
|
D |
2015-04-01 00:00:00 UTC |
- Amount To Be Raised
- $76,278,755
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001339970
- Filed Document
- 0001339970-15-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-04-01 00:00:00 UTC
- Type of Offering
- D
- Industry
- Biotechnology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2015-04-01 00:00:00 UTC |
- Amount To Be Raised
- $6,042,275
- Associated Brokers / Dealers
- VRA Partners, LLC
- CIK Number
- 0001574679
- Filed Document
- 0001574679-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-04-01 00:00:00 UTC
- Type of Offering
- D
- Industry
- Retailing
- Principal Place of Business
- GEORGIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2015-04-01 00:00:00 UTC |
- Amount To Be Raised
- $1,875,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001363254
- Filed Document
- 0001185185-15-000762
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-04-01 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Oil and Gas
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2015-04-01 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001638173
- Filed Document
- 0000905718-15-000332
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-04-01 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
Warwick European Distressed & Special Situations Credit Fund Inc.
See All Filings
|
D/A |
2015-04-01 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001602759
- Filed Document
- 0000945621-15-000133
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-04-01 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2015-04-01 00:00:00 UTC |
- Amount To Be Raised
- $954,595
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001638875
- Filed Document
- 0001638875-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-04-01 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2015-04-01 00:00:00 UTC |
- Amount To Be Raised
- $2,000,000
- Associated Brokers / Dealers
- MicroVenture Marketplace Inc.
- CIK Number
- 0001630902
- Filed Document
- 0001630902-15-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-04-01 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- $No Revenues
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2015-04-01 00:00:00 UTC |
- Amount To Be Raised
- $27,825,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001606838
- Filed Document
- 0001606838-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-04-01 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2015-04-01 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- J.P.Morgan Securities Inc. and Stiefel, Nicolaus & Co., Inc.
- CIK Number
- 0001072920
- Filed Document
- 0001072920-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-04-01 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- VIRGIN ISLANDS, BRITISH
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2015-04-01 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Capital Growth Securities LLC
- CIK Number
- 0001228989
- Filed Document
- 0000943663-15-000128
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-04-01 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2015-04-01 00:00:00 UTC |
- Amount To Be Raised
- $60,000,000
- Associated Brokers / Dealers
- Kalorama Capital, LLC and Strategic Marketing Solutions Ltd., LLC
- CIK Number
- 0001617843
- Filed Document
- 0001617843-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-04-01 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2015-04-01 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001600897
- Filed Document
- 0001600897-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-04-01 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2015-04-01 00:00:00 UTC |
- Amount To Be Raised
- $170,794
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001145217
- Filed Document
- 0001062993-15-001730
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-04-01 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- BRITISH COLUMBIA, CANADA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|