|
|
D |
2016-10-26 14:31:33 UTC |
- Amount To Be Raised
- $200,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001649260
- Filed Document
- 0001649260-16-000005
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-10-26 14:31:33 UTC
- Type of Offering
- D
- Industry
- Manufacturing
- Principal Place of Business
- VERMONT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-10-26 14:28:12 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Jefferies LLC, Dominick & Dominick, LLC, USCA Securities LLC, HighTower Securities, LLC, and H. Bruderer Vermongensverwalturg
- CIK Number
- 0001523881
- Filed Document
- 0001523881-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-10-26 14:28:12 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-10-26 14:07:44 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001687070
- Filed Document
- 0001687070-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-10-26 14:07:44 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-10-26 13:59:53 UTC |
- Amount To Be Raised
- $5,600,000
- Associated Brokers / Dealers
- Bruce V. Roberts, Bruce Smith, Peter Milhaupt, Phillip Nash Roberts, and John Stanier
- CIK Number
- 0001584804
- Filed Document
- 0001584804-16-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-10-26 13:59:53 UTC
- Type of Offering
- D/A
- Industry
- Coal Mining
- Principal Place of Business
- KENTUCKY
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-10-26 13:35:33 UTC |
- Amount To Be Raised
- $3,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001314281
- Filed Document
- 0001615594-16-000257
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-10-26 13:35:33 UTC
- Type of Offering
- D
- Industry
- Other Banking and Financial Services
- Principal Place of Business
- MINNESOTA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D/A |
2016-10-26 13:24:08 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001626310
- Filed Document
- 0001315863-16-001858
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-10-26 13:24:08 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- BERMUDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-10-26 13:22:42 UTC |
- Amount To Be Raised
- $300,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001688510
- Filed Document
- 0001688510-16-000002
- Exclusions or Exemptions
- 504 and 506b
- Accepted Date
- 2016-10-26 13:22:42 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D/A |
2016-10-26 13:19:59 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Morgan Keegan and Company, Inc. and RAYMOND JAMES & ASSOCIATES, INC.
- CIK Number
- 0001447552
- Filed Document
- 0000899140-16-001661
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-10-26 13:19:59 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-10-26 13:17:29 UTC |
- Amount To Be Raised
- $50,474,120
- Associated Brokers / Dealers
- More than five (5) Associated Persons
- CIK Number
- 0001686381
- Filed Document
- 0001144204-16-129540
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-10-26 13:17:29 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- UNITED KINGDOM
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-10-26 13:17:21 UTC |
- Amount To Be Raised
- $750,026
- Associated Brokers / Dealers
- Sprott Global Resource Investments, Ltd.
- CIK Number
- 0001687794
- Filed Document
- 0001534122-16-000118
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-10-26 13:17:21 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- AUSTRALIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-10-26 13:12:31 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001619058
- Filed Document
- 0001619058-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-10-26 13:12:31 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-10-26 13:07:58 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001688522
- Filed Document
- 0001688522-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-10-26 13:07:58 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-10-26 13:04:47 UTC |
- Amount To Be Raised
- $500,074
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001688473
- Filed Document
- 0001688473-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-10-26 13:04:47 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Debt
|
|
|
D/A |
2016-10-26 13:03:44 UTC |
- Amount To Be Raised
- $4,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001613083
- Filed Document
- 0000905718-16-001715
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-10-26 13:03:44 UTC
- Type of Offering
- D/A
- Industry
- Pharmaceuticals
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2016-10-26 12:59:40 UTC |
- Amount To Be Raised
- $25,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001687769
- Filed Document
- 0001687769-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-10-26 12:59:40 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- OHIO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-10-26 12:55:44 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Jefferies LLC, Dominick & Dominick, LLC, USCA Securities LLC, HighTower Securities, LLC, William Blair, Lebenthal & Co. LLC, Macquarie Capital (USA) Inc., Wunderlich Securities, Inc., and Stephens Inc.
- CIK Number
- 0001523891
- Filed Document
- 0001523891-16-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-10-26 12:55:44 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-10-26 12:49:25 UTC |
- Amount To Be Raised
- $800,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001687641
- Filed Document
- 0001192482-16-000736
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-10-26 12:49:25 UTC
- Type of Offering
- D
- Industry
- Restaurants
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-10-26 12:37:36 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001156950
- Filed Document
- 0000947871-16-001573
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-10-26 12:37:36 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-10-26 12:28:46 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001340235
- Filed Document
- 0000943663-16-000491
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-10-26 12:28:46 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-10-26 12:26:12 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- UBS Financial Services Inc.
- CIK Number
- 0001618845
- Filed Document
- 0001544565-16-000005
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-10-26 12:26:12 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-10-26 12:24:47 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Gar Wood Securities, LLC, Podesta & Company, CCM Opportunistic Advisors, LLC, Silver Leaf Partners LLC, and IASG Alternatives, LLC
- CIK Number
- 0001598170
- Filed Document
- 0001598170-16-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-10-26 12:24:47 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
Challenger Trade Finance Segregated Portfolio of the South Africa Alpha SPC
See All Filings
|
D |
2016-10-26 12:22:46 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001685475
- Filed Document
- 0001140361-16-083580
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-10-26 12:22:46 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-10-26 12:22:34 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001654822
- Filed Document
- 0000902664-16-008528
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-10-26 12:22:34 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-10-26 12:21:43 UTC |
- Amount To Be Raised
- $1,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001688094
- Filed Document
- 0001688094-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-10-26 12:21:43 UTC
- Type of Offering
- D
- Industry
- Other Banking and Financial Services
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- $$1,000,001 - $5,000,000
- Type of Security
- Equity
|
|
|
D/A |
2016-10-26 12:19:53 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001340288
- Filed Document
- 0000943663-16-000490
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-10-26 12:19:53 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-10-26 12:07:17 UTC |
- Amount To Be Raised
- $4,697,985
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001688137
- Filed Document
- 0001688137-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-10-26 12:07:17 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-10-26 12:04:43 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001656733
- Filed Document
- 0001656733-16-000006
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-10-26 12:04:43 UTC
- Type of Offering
- D/A
- Industry
- Other
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-10-26 12:03:43 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Park Hill Group, LLC
- CIK Number
- 0001656503
- Filed Document
- 0000902664-16-008527
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-10-26 12:03:43 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-10-26 11:59:03 UTC |
- Amount To Be Raised
- $11,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001617865
- Filed Document
- 0001617865-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-10-26 11:59:03 UTC
- Type of Offering
- D
- Industry
- Biotechnology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-10-26 11:51:02 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Park Hill Group, LLC
- CIK Number
- 0001656494
- Filed Document
- 0000902664-16-008526
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-10-26 11:51:02 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-10-26 11:50:56 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001532124
- Filed Document
- 0001015325-16-000078
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-10-26 11:50:56 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- INDIANA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-10-26 11:45:35 UTC |
- Amount To Be Raised
- $340,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001686871
- Filed Document
- 0001686871-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-10-26 11:45:35 UTC
- Type of Offering
- D/A
- Industry
- Residential
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-10-26 11:45:07 UTC |
- Amount To Be Raised
- $1,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001685902
- Filed Document
- 0001685902-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-10-26 11:45:07 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TENNESSEE
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-10-26 11:42:45 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Jefferies LLC, Dominick & Dominick, LLC, Arete Wealth Management, LLC, USCA Securities LLC, Wunderlich Securities Inc., HighTower Securities LLC, and Stephens, Inc.
- CIK Number
- 0001566447
- Filed Document
- 0001566447-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-10-26 11:42:45 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-10-26 11:33:51 UTC |
- Amount To Be Raised
- $1,550,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001687631
- Filed Document
- 0001687631-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-10-26 11:33:51 UTC
- Type of Offering
- D
- Industry
- Residential
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-10-26 11:30:17 UTC |
- Amount To Be Raised
- $21,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001688284
- Filed Document
- 0001688284-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-10-26 11:30:17 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-10-26 11:25:14 UTC |
- Amount To Be Raised
- $1,650,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001641103
- Filed Document
- 0001641103-16-000008
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-10-26 11:25:14 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-10-26 11:20:37 UTC |
- Amount To Be Raised
- $3,000,048
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001545111
- Filed Document
- 0001545111-16-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-10-26 11:20:37 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-10-26 11:20:17 UTC |
- Amount To Be Raised
- $2,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001653502
- Filed Document
- 0001653502-16-000005
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-10-26 11:20:17 UTC
- Type of Offering
- D/A
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Option To Acquire
|
|
|
D |
2016-10-26 10:54:59 UTC |
- Amount To Be Raised
- $2,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001672409
- Filed Document
- 0001672409-16-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-10-26 10:54:59 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- MARYLAND
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-10-26 10:45:41 UTC |
- Amount To Be Raised
- $6,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001539252
- Filed Document
- 0001539252-16-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-10-26 10:45:41 UTC
- Type of Offering
- D
- Industry
- Biotechnology
- Principal Place of Business
- ARIZONA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-10-26 10:44:20 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Groton Securities LLC
- CIK Number
- 0001555412
- Filed Document
- 0000908662-16-000593
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-10-26 10:44:20 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-10-26 10:30:21 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Jefferies LLC, USCA Securities LLC, HighTower Securities, LLC, Spire Securities LLC, and Summit Equities Inc.
- CIK Number
- 0001546544
- Filed Document
- 0001546544-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-10-26 10:30:21 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-10-26 10:28:30 UTC |
- Amount To Be Raised
- $250,877
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001534102
- Filed Document
- 0001534102-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-10-26 10:28:30 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-10-26 10:21:38 UTC |
- Amount To Be Raised
- $5,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001573836
- Filed Document
- 0001573836-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-10-26 10:21:38 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-10-26 10:18:51 UTC |
- Amount To Be Raised
- $160,000,000
- Associated Brokers / Dealers
- Calton & Associates, Inc., Cambridge Investment Research, Inc., Concorde Investment Services, LLC, Commonwealth Financial Network, Independent Financial Group, LLC, Lincoln Investment, M Holdings Securities, Inc., Parkland Securities, LLC, Securities America, Inc., Sigma Financial Corporation, The Strategic Financial Alliance, Inc., Triad Advisors, Inc., Trustmont Financial Group, Inc., Kalos Capital, Inc., Arete Wealth Management, LLC, DFPG Investments, Inc., Ameritas Investment Corp., Woodbury Financial Services, Inc., and Broker Dealer Financial Services Corp.
- CIK Number
- 0001670346
- Filed Document
- 0001670346-16-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-10-26 10:18:51 UTC
- Type of Offering
- D/A
- Industry
- Oil and Gas
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-10-26 10:16:27 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Goldman, Sachs & Co., Merrill Lynch, Pierce, Fenner & Smith Incorporated, BB&T Scott & Stringfellow, Benjamin F. Edwards & Co., Cambridge Investment Research, Inc., Commonwealth Equity Services, Inc. dba Commonwealth Financial Network, LPL Financial LLC, Morgan Stanley Smith Barney LLC, Raymond James & Associates Inc., Robert W. Baird & Co., S F Sentry Securities, Inc., Sterne, Agee, and Leach, Inc., Twenty First Securities Corporation, Snowden Account Services, Inc., UBS Financial Services Inc., and Western International Securities, Inc.
- CIK Number
- 0001623075
- Filed Document
- 0001687661-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-10-26 10:16:27 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-10-26 10:11:17 UTC |
- Amount To Be Raised
- $5,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001684993
- Filed Document
- 0001684993-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-10-26 10:11:17 UTC
- Type of Offering
- D
- Industry
- Residential
- Principal Place of Business
- MICHIGAN
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D/A |
2016-10-26 10:07:26 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Mesirow Financial, Inc.
- CIK Number
- 0001589418
- Filed Document
- 0001589418-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-10-26 10:07:26 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-10-26 09:52:37 UTC |
- Amount To Be Raised
- $500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001596535
- Filed Document
- 0001596535-16-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-10-26 09:52:37 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- MICHIGAN
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|