|
|
D/A |
2017-12-26 09:31:42 UTC |
- Amount To Be Raised
- $6,000,000
- Associated Brokers / Dealers
- Bruce Roberts
- CIK Number
- 0001657913
- Filed Document
- 0001657913-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-12-26 09:31:42 UTC
- Type of Offering
- D/A
- Industry
- Other Health Care
- Principal Place of Business
- OHIO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-12-26 09:30:33 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- SMH Capital Inc., VSR Financial Services Incorporated, and VSR Financial Services Incorporated
- CIK Number
- 0001461084
- Filed Document
- 0001192482-17-000322
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-12-26 09:30:33 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-12-26 09:28:44 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- SMH Capital Inc., Christianson Investment Partners, Carol Lefcourt, Brinker Capital, Carlyle Wealth Management, and VSRFinancial Services Incorporated
- CIK Number
- 0001216123
- Filed Document
- 0001192482-17-000321
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-12-26 09:28:44 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-12-26 09:26:56 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- SMH Capital Inc., Arete Wealth Management, LLC, Phillips & Company, and VSR Financial Services Incorporated
- CIK Number
- 0001231294
- Filed Document
- 0001192482-17-000320
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-12-26 09:26:56 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-12-26 09:25:08 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- SMH Capital Inc., VSR Financial Services Incorporated, Carol Lefcourt, Brinker Capital, Carlyle Wealth Management, and VSRFinancial Services Incorporated
- CIK Number
- 0001460893
- Filed Document
- 0001192482-17-000319
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-12-26 09:25:08 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-12-26 09:23:31 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- SMH Capital Inc., VSR Financial Services Incorporated, Carol Lefcourt, Brinker Capital, Carlyle Wealth Management, and VSRFinancial Services Incorporated
- CIK Number
- 0001001486
- Filed Document
- 0001192482-17-000318
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-12-26 09:23:31 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-12-26 09:21:05 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- SMH Capital Inc., Christianson Investment Partners, Carol Lefcourt, Brinker Capital, and VSR Financial Services Incorporated
- CIK Number
- 0001303678
- Filed Document
- 0001192482-17-000317
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-12-26 09:21:05 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-12-26 08:51:51 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001726186
- Filed Document
- 0001726186-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-12-26 08:51:51 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- OHIO
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D |
2017-12-26 08:38:12 UTC |
- Amount To Be Raised
- $10,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001630986
- Filed Document
- 0001630986-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-12-26 08:38:12 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- OREGON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-12-26 08:02:23 UTC |
- Amount To Be Raised
- $4,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001623074
- Filed Document
- 0001623074-17-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-12-26 08:02:23 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- VIRGINIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-12-22 20:25:17 UTC |
- Amount To Be Raised
- $100,053
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001427728
- Filed Document
- 0001183740-17-000255
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-12-22 20:25:17 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- BRITISH COLUMBIA, CANADA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-12-22 20:05:41 UTC |
- Amount To Be Raised
- $6,691,549
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001725781
- Filed Document
- 0001725781-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-12-22 20:05:41 UTC
- Type of Offering
- D
- Industry
- Residential
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $$5,000,001 - $25,000,000
- Type of Security
- Equity
|
|
|
D/A |
2017-12-22 19:19:26 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001582310
- Filed Document
- 0001582310-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-12-22 19:19:26 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-12-22 19:14:24 UTC |
- Amount To Be Raised
- $5,000,000
- Associated Brokers / Dealers
- Capital Suisse LLC
- CIK Number
- 0001647901
- Filed Document
- 0001572426-17-000043
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-12-22 19:14:24 UTC
- Type of Offering
- D/A
- Industry
- Other Technology
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-12-22 19:03:40 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Stifel, Nicolaus & Company and Gatewood Advisors LLC
- CIK Number
- 0001693547
- Filed Document
- 0001693547-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-12-22 19:03:40 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-12-22 18:59:04 UTC |
- Amount To Be Raised
- $625,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001354655
- Filed Document
- 0001354655-17-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-12-22 18:59:04 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D |
2017-12-22 18:13:53 UTC |
- Amount To Be Raised
- $500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001726270
- Filed Document
- 0001726270-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-12-22 18:13:53 UTC
- Type of Offering
- D
- Industry
- Computers
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-12-22 18:06:32 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001661432
- Filed Document
- 0001661432-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-12-22 18:06:32 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-12-22 17:59:37 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001661735
- Filed Document
- 0001661735-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-12-22 17:59:37 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-12-22 17:46:39 UTC |
- Amount To Be Raised
- $500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001726298
- Filed Document
- 0001726298-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-12-22 17:46:39 UTC
- Type of Offering
- D
- Industry
- Biotechnology
- Principal Place of Business
- NORTH CAROLINA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-12-22 17:33:02 UTC |
- Amount To Be Raised
- $16,920,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001615188
- Filed Document
- 0001615188-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-12-22 17:33:02 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-12-22 17:32:35 UTC |
- Amount To Be Raised
- $25,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001567975
- Filed Document
- 0001567975-17-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-12-22 17:32:35 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- COLORADO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-12-22 17:21:31 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001560047
- Filed Document
- 0001560047-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-12-22 17:21:31 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TENNESSEE
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-12-22 17:17:32 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001560086
- Filed Document
- 0001560086-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-12-22 17:17:32 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TENNESSEE
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-12-22 17:13:10 UTC |
- Amount To Be Raised
- $1,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001590546
- Filed Document
- 0001590546-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-12-22 17:13:10 UTC
- Type of Offering
- D
- Industry
- Environmental Services
- Principal Place of Business
- VERMONT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D/A |
2017-12-22 17:12:42 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001560058
- Filed Document
- 0001560058-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-12-22 17:12:42 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TENNESSEE
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-12-22 17:02:08 UTC |
- Amount To Be Raised
- $800,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001629711
- Filed Document
- 0001629711-17-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-12-22 17:02:08 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2017-12-22 16:58:38 UTC |
- Amount To Be Raised
- $37,132,177
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001641635
- Filed Document
- 0001641635-17-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-12-22 16:58:38 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-12-22 16:58:08 UTC |
- Amount To Be Raised
- $22,704,606
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001595892
- Filed Document
- 0001595892-17-000005
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-12-22 16:58:08 UTC
- Type of Offering
- D/A
- Industry
- Other Technology
- Principal Place of Business
- UTAH
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-12-22 16:55:36 UTC |
- Amount To Be Raised
- $250,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001726101
- Filed Document
- 0001726101-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-12-22 16:55:36 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-12-22 16:48:31 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001726290
- Filed Document
- 0001726290-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-12-22 16:48:31 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-12-22 16:46:01 UTC |
- Amount To Be Raised
- $5,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001726257
- Filed Document
- 0001726257-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-12-22 16:46:01 UTC
- Type of Offering
- D
- Industry
- Residential
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-12-22 16:42:55 UTC |
- Amount To Be Raised
- $20,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001725768
- Filed Document
- 0001144204-17-065124
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-12-22 16:42:55 UTC
- Type of Offering
- D
- Industry
- Agriculture
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-12-22 16:42:30 UTC |
- Amount To Be Raised
- $97,750
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001515828
- Filed Document
- 0001515828-17-000006
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-12-22 16:42:30 UTC
- Type of Offering
- D
- Industry
- Other Energy
- Principal Place of Business
- BRITISH COLUMBIA, CANADA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-12-22 16:30:29 UTC |
- Amount To Be Raised
- $5,000,000
- Associated Brokers / Dealers
- Network 1 Financial Securities, Inc.
- CIK Number
- 0001534154
- Filed Document
- 0001615774-17-007565
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-12-22 16:30:29 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-12-22 16:28:17 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001726168
- Filed Document
- 0001726168-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-12-22 16:28:17 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- Y7
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-12-22 16:27:55 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- TCG Securities, L.L.C.
- CIK Number
- 0001726110
- Filed Document
- 0001726110-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-12-22 16:27:55 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- DISTRICT OF COLUMBIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-12-22 16:21:44 UTC |
- Amount To Be Raised
- $3,800,000
- Associated Brokers / Dealers
- North Capital Private Securities Corporation
- CIK Number
- 0001725970
- Filed Document
- 0001725970-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-12-22 16:21:44 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2017-12-22 16:15:22 UTC |
- Amount To Be Raised
- $300,000
- Associated Brokers / Dealers
- Garden State Securities, Inc.
- CIK Number
- 0001074828
- Filed Document
- 0001161697-17-000560
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-12-22 16:15:22 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-12-22 16:15:03 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001640936
- Filed Document
- 0001640936-17-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-12-22 16:15:03 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-12-22 16:12:25 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001653751
- Filed Document
- 0001653751-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-12-22 16:12:25 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-12-22 16:11:18 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001640937
- Filed Document
- 0001640937-17-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-12-22 16:11:18 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-12-22 16:07:44 UTC |
- Amount To Be Raised
- $43,482
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001161582
- Filed Document
- 0001161697-17-000558
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-12-22 16:07:44 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-12-22 16:06:54 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- MVision Private Equity Advisers USA LLC and Credit Suisse Securities (USA) LLC
- CIK Number
- 0001658593
- Filed Document
- 0001658593-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-12-22 16:06:54 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-12-22 16:05:51 UTC |
- Amount To Be Raised
- $4,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001616323
- Filed Document
- 0001616323-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-12-22 16:05:51 UTC
- Type of Offering
- D
- Industry
- Retailing
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Option To Acquire
|
|
|
D/A |
2017-12-22 16:05:17 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001699047
- Filed Document
- 0001699047-17-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-12-22 16:05:17 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-12-22 16:05:03 UTC |
- Amount To Be Raised
- $5,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001581706
- Filed Document
- 0001581706-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-12-22 16:05:03 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-12-22 16:04:43 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- LAZARD FRERES & CO. LLC
- CIK Number
- 0001707544
- Filed Document
- 0000899140-17-000717
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-12-22 16:04:43 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-12-22 16:04:06 UTC |
- Amount To Be Raised
- $25,000,000
- Associated Brokers / Dealers
- National Securities Corporation
- CIK Number
- 0001725317
- Filed Document
- 0000905718-17-001037
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-12-22 16:04:06 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-12-22 16:03:07 UTC |
- Amount To Be Raised
- $6,000,320
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001430644
- Filed Document
- 0001430644-17-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-12-22 16:03:07 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|