Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
A-IXS-18-Fund, a series of AngelList-50In-Funds, LLC See All Filings	D	2017-12-26 17:00:48 UTC
Amount To Be Raised $111,000 Associated Brokers / Dealers N/A CIK Number 0001724929 Filed Document 0001724928-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-12-26 17:00:48 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MassRoots, Inc. See All Filings	D	2017-12-26 16:59:55 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers None CIK Number 0001589149 Filed Document 0001721868-17-000179 Exclusions or Exemptions 506b Accepted Date 2017-12-26 16:59:55 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
A-PDZ-36-Fund, a series of AX-RivRes-Funds, LLC See All Filings	D	2017-12-26 16:58:46 UTC
Amount To Be Raised $126,000 Associated Brokers / Dealers N/A CIK Number 0001724928 Filed Document 0001724928-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-26 16:58:46 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Arlington Agg III, LLC See All Filings	D	2017-12-26 16:58:25 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001725503 Filed Document 0001725503-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-26 16:58:25 UTC Type of Offering D Industry Other Real Estate Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
Vistria Fund II, LP See All Filings	D/A	2017-12-26 16:26:17 UTC
Amount To Be Raised $872,010,000 Associated Brokers / Dealers Morgan Stanley Smith Barney LLC, Lazard Freres & Co. LLC, and Moelis & Company LLC CIK Number 0001692256 Filed Document 0001692256-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-12-26 16:26:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Proximity Space, Inc. See All Filings	D	2017-12-26 16:26:14 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001715106 Filed Document 0001715106-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-12-26 16:26:14 UTC Type of Offering D Industry Business Services Principal Place of Business COLORADO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
OZI, LLC See All Filings	D	2017-12-26 16:25:26 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001725920 Filed Document 0001725920-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-12-26 16:25:26 UTC Type of Offering D Industry Retailing Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
Paravest Arroyo Vista, LP See All Filings	D	2017-12-26 16:25:17 UTC
Amount To Be Raised $5,650,788 Associated Brokers / Dealers N/A CIK Number 0001725892 Filed Document 0001725892-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-26 16:25:17 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets $Not Applicable Type of Security Equity
FundersClub Y7Z LLC See All Filings	D	2017-12-26 16:15:31 UTC
Amount To Be Raised $99,500 Associated Brokers / Dealers N/A CIK Number 0001725578 Filed Document 0001725578-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-26 16:15:31 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Preceptis Medical, Inc. See All Filings	D	2017-12-26 16:03:17 UTC
Amount To Be Raised $384,411 Associated Brokers / Dealers N/A CIK Number 0001537953 Filed Document 0001209191-17-067208 Exclusions or Exemptions 506b Accepted Date 2017-12-26 16:03:17 UTC Type of Offering D Industry Other Health Care Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Debt
Lancaster & Bucknoll Associates, LLC See All Filings	D	2017-12-26 15:54:50 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001719343 Filed Document 0001719343-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-12-26 15:54:50 UTC Type of Offering D Industry Commercial Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Debt
DELTA GROWTH PARTNERS, L.P. See All Filings	D	2017-12-26 15:41:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001711873 Filed Document 0001140361-17-047359 Exclusions or Exemptions 506b Accepted Date 2017-12-26 15:41:08 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
IRPF LLC See All Filings	D	2017-12-26 15:37:07 UTC
Amount To Be Raised $62,500 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001723640 Filed Document 0001723640-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-26 15:37:07 UTC Type of Offering D Industry REITS and Finance Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Shasta Cascade Timberlands Inc. See All Filings	D	2017-12-26 15:28:10 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001725698 Filed Document 0001725698-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-26 15:28:10 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
VThreat, Inc. See All Filings	D	2017-12-26 15:12:28 UTC
Amount To Be Raised $3,145,331 Associated Brokers / Dealers N/A CIK Number 0001635679 Filed Document 0001635679-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-26 15:12:28 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
BLUHAPTICS, INC. See All Filings	D	2017-12-26 15:11:42 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001644670 Filed Document 0001644670-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-26 15:11:42 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
RENTON WESTGATE 275, LLC See All Filings	D	2017-12-26 15:10:14 UTC
Amount To Be Raised $275,000 Associated Brokers / Dealers N/A CIK Number 0001726259 Filed Document 0001726259-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-26 15:10:14 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
STANWOOD 560, LLC See All Filings	D	2017-12-26 14:56:05 UTC
Amount To Be Raised $560,000 Associated Brokers / Dealers N/A CIK Number 0001726267 Filed Document 0001726267-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-26 14:56:05 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
Falchion Offshore Fund, Ltd. See All Filings	D	2017-12-26 14:50:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001726297 Filed Document 0001013594-17-000842 Exclusions or Exemptions 506b Accepted Date 2017-12-26 14:50:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Dream Payments Corp. See All Filings	D	2017-12-26 14:20:07 UTC
Amount To Be Raised $7,812,500 Associated Brokers / Dealers N/A CIK Number 0001634220 Filed Document 0001634220-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-12-26 14:20:07 UTC Type of Offering D Industry Computers Principal Place of Business Z4 Revenue or Assets Decline to Disclose Type of Security Debt
Pathway Private Equity Fund XXV, LP See All Filings	D/A	2017-12-26 14:03:42 UTC
Amount To Be Raised $3,943,665,900 Associated Brokers / Dealers N/A CIK Number 0001601610 Filed Document 0001601610-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-12-26 14:03:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
CYTOVALE INC. See All Filings	D	2017-12-26 13:24:06 UTC
Amount To Be Raised $11,000,009 Associated Brokers / Dealers N/A CIK Number 0001725779 Filed Document 0001725779-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-26 13:24:06 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
GV Properties LP See All Filings	D/A	2017-12-26 13:06:55 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001693088 Filed Document 0001693088-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-12-26 13:06:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
LSC-BIO HC1, DST See All Filings	D/A	2017-12-26 12:43:28 UTC
Amount To Be Raised $4,453,890 Associated Brokers / Dealers McDermott Investment Services, LLC, Taylor Capital Management, Inc., Lion Street Financial, LLC, and D.H. Hill Securities, LLLP CIK Number 0001725079 Filed Document 0001725079-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-12-26 12:43:28 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
FPA CONTRARIAN VALUE EQUITY FUND, L.P. See All Filings	D	2017-12-26 12:42:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001724550 Filed Document 0001315863-17-000959 Exclusions or Exemptions 506b Accepted Date 2017-12-26 12:42:09 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
FPA International Value Equity Fund, L.P. See All Filings	D	2017-12-26 12:30:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001724551 Filed Document 0001315863-17-000958 Exclusions or Exemptions 506b Accepted Date 2017-12-26 12:30:23 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
GLE Brands, Inc See All Filings	D	2017-12-26 12:17:22 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001725251 Filed Document 0001725251-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-12-26 12:17:22 UTC Type of Offering D Industry Business Services Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Equity
IOTUM INC See All Filings	D/A	2017-12-26 12:14:38 UTC
Amount To Be Raised $419,520 Associated Brokers / Dealers N/A CIK Number 0001296604 Filed Document 0001296604-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-12-26 12:14:38 UTC Type of Offering D/A Industry Other Technology Principal Place of Business ONTARIO, CANADA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Common Living Inc. See All Filings	D	2017-12-26 12:10:58 UTC
Amount To Be Raised $42,237,211 Associated Brokers / Dealers N/A CIK Number 0001677104 Filed Document 0001677104-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-26 12:10:58 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Colt Capital Partners Special Situations, LP See All Filings	D	2017-12-26 11:48:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001726116 Filed Document 0001726116-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-26 11:48:25 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tribeca Growth Fund, L.P. See All Filings	D	2017-12-26 11:48:03 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers N/A CIK Number 0001726272 Filed Document 0001726272-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-26 11:48:03 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ark Global Long/Short, LP See All Filings	D	2017-12-26 11:19:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001726105 Filed Document 0001725838-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-12-26 11:19:59 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Empirical Alternative Income Fund, LP See All Filings	D	2017-12-26 11:10:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001726098 Filed Document 0001726098-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-26 11:10:56 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ark Global Emerging Companies, LP See All Filings	D	2017-12-26 11:05:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001726104 Filed Document 0001725838-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-12-26 11:05:42 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BlackRock Private Opportunities Fund IV (Cayman), L.P. See All Filings	D	2017-12-26 10:52:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001726276 Filed Document 0001726276-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-12-26 10:52:41 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BlackRock Private Opportunities Fund IV (Cayman), L.P. See All Filings	D	2017-12-26 10:52:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001726276 Filed Document 0001726276-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-26 10:52:40 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Axalume, Inc. See All Filings	D	2017-12-26 10:44:50 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001726054 Filed Document 0001726054-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-26 10:44:50 UTC Type of Offering D Industry Computers Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
ACM Market Neutral Volatility Strategy Fund LP See All Filings	D	2017-12-26 10:36:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001725838 Filed Document 0001725838-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-26 10:36:51 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RIDGEVIEW GROUP LLC See All Filings	D	2017-12-26 10:35:36 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001726124 Filed Document 0001726124-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-12-26 10:35:36 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Octane Lending, Inc. See All Filings	D	2017-12-26 10:29:15 UTC
Amount To Be Raised $48,091 Associated Brokers / Dealers N/A CIK Number 0001613576 Filed Document 0001613576-17-000006 Exclusions or Exemptions 506b Accepted Date 2017-12-26 10:29:15 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Doblones Investment Fund, LP See All Filings	D/A	2017-12-26 10:16:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001661376 Filed Document 0001315863-17-000957 Exclusions or Exemptions 506b Accepted Date 2017-12-26 10:16:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CF The Office Investment LLC See All Filings	D	2017-12-26 10:12:58 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers CFI Opportunity Fund III CIK Number 0001726296 Filed Document 0001726296-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-12-26 10:12:58 UTC Type of Offering D Industry Commercial Principal Place of Business GEORGIA Revenue or Assets $No Revenues Type of Security Equity
TRINITY CAPITAL INVESTMENT INCOME FUND II, LLC See All Filings	D/A	2017-12-26 09:59:45 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001663748 Filed Document 0001663748-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-26 09:59:45 UTC Type of Offering D/A Industry Investing Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Debt
TRINITY CAPITAL INVESTMENT INCOME FUND III, LLC See All Filings	D/A	2017-12-26 09:58:13 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001677271 Filed Document 0001677271-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-26 09:58:13 UTC Type of Offering D/A Industry Investing Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Debt
FPA Long Opportunity Fund, L.P. See All Filings	D/A	2017-12-26 09:51:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001692723 Filed Document 0001315863-17-000956 Exclusions or Exemptions 506b Accepted Date 2017-12-26 09:51:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Vallum Corp See All Filings	D	2017-12-26 09:50:06 UTC
Amount To Be Raised $6,074,600 Associated Brokers / Dealers N/A CIK Number 0001726163 Filed Document 0001726163-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-26 09:50:06 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEW HAMPSHIRE Revenue or Assets Decline to Disclose Type of Security Equity
FPA Long Opportunity Fund, Ltd. See All Filings	D/A	2017-12-26 09:46:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001693136 Filed Document 0001315863-17-000955 Exclusions or Exemptions 506b Accepted Date 2017-12-26 09:46:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
PENN SHORT DURATION HIGH YIELD FUND, L.P. See All Filings	D/A	2017-12-26 09:36:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Christianson Investment Partners, Christenson Investment Partners, and VSR Financial Services Incorporated CIK Number 0001517412 Filed Document 0001192482-17-000325 Exclusions or Exemptions 506b Accepted Date 2017-12-26 09:36:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Penn Mid Cap Equity Fund, L.P. See All Filings	D/A	2017-12-26 09:34:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers SMH Capital Inc., Christenson Investment Partners, and VSR Financial Services Incorporated CIK Number 0001481060 Filed Document 0001192482-17-000324 Exclusions or Exemptions 506b Accepted Date 2017-12-26 09:34:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Penn Institutional Loan Common Master Fund, LP See All Filings	D/A	2017-12-26 09:32:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001573620 Filed Document 0001192482-17-000323 Exclusions or Exemptions 506b Accepted Date 2017-12-26 09:32:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund