Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Juran Institute, Inc./DE See All Filings	D	2018-06-12 13:02:46 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001743325 Filed Document 0001743325-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-12 13:02:46 UTC Type of Offering D Industry Business Services Principal Place of Business CONNECTICUT Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
CAIS OZMF LLC See All Filings	D/A	2018-06-12 13:02:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers D. A. Davidson & Co., Dominick & Dominick, LLC, Summit Equities, LLC, HighTower Securities, LLC, William Blair, Triad Advisors Inc., Kestra Investment Services LLC, Avondale Partners, LLC, Arete Wealth Management LLC, Wunderlich Securities, Inc., Maxim Group LLC, and Fieldpoint Private Securities LLC CIK Number 0001607350 Filed Document 0001607350-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-12 13:02:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RMV Holdings I, LLC See All Filings	D	2018-06-12 12:58:22 UTC
Amount To Be Raised $1,330,000 Associated Brokers / Dealers N/A CIK Number 0001743269 Filed Document 0001743269-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-12 12:58:22 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
CAIS DES Oculus Ltd. See All Filings	D/A	2018-06-12 12:56:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Jefferies LLC, USCA Securities LLC, HighTower Securities, LLC, and Macquarie Capital (USA) Inc. CIK Number 0001523882 Filed Document 0001523882-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-12 12:56:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Trax Ltd See All Filings	D	2018-06-12 12:52:45 UTC
Amount To Be Raised $23,103,707 Associated Brokers / Dealers N/A CIK Number 0001728943 Filed Document 0001140361-18-028185 Exclusions or Exemptions 506b Accepted Date 2018-06-12 12:52:45 UTC Type of Offering D Industry Other Technology Principal Place of Business SINGAPORE Revenue or Assets Decline to Disclose Type of Security Equity
CAIS DES Composite Fund LLC See All Filings	D/A	2018-06-12 12:32:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Jefferies LLC, Dominick & Dominick, LLC, Arete Wealth Management, LLC, USCA Securities LLC, Wunderlich Securities Inc., HighTower Securities LLC, Stephens, Inc., and MD Global Partners LLC CIK Number 0001566447 Filed Document 0001566447-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-06-12 12:32:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TRECAP SAM HOUSTON PARKWAY PARTNERS, LLC See All Filings	D	2018-06-12 12:32:37 UTC
Amount To Be Raised $3,225,000 Associated Brokers / Dealers N/A CIK Number 0001743428 Filed Document 0001743428-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-12 12:32:37 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Heatworks Technologies, Inc. See All Filings	D	2018-06-12 12:32:19 UTC
Amount To Be Raised $2,201,174 Associated Brokers / Dealers N/A CIK Number 0001676245 Filed Document 0001676245-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-06-12 12:32:19 UTC Type of Offering D Industry Other Technology Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
CAIS DES Oculus LLC See All Filings	D/A	2018-06-12 12:28:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Jefferies LLC, Dominick & Dominick, LLC, USCA Securities LLC, HighTower Securities, LLC, William Blair, Macquarie Capital (USA) Inc., Wunderlich Securities, Inc., Stephens Inc., MD Global Partners LLC, and Maxim Group LLC CIK Number 0001523891 Filed Document 0001523891-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-12 12:28:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
22C DiscoverOrg Investors Rollover, LLC See All Filings	D	2018-06-12 12:24:06 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001743158 Filed Document 0000899140-18-000383 Exclusions or Exemptions 506b Accepted Date 2018-06-12 12:24:06 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
22C DiscoverOrg Investors, LLC See All Filings	D	2018-06-12 12:23:37 UTC
Amount To Be Raised $66,925,000 Associated Brokers / Dealers N/A CIK Number 0001743159 Filed Document 0000899140-18-000382 Exclusions or Exemptions 506b Accepted Date 2018-06-12 12:23:37 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
C. Bros. Holdings, LLC See All Filings	D	2018-06-12 12:22:46 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers Gregory Weinberg CIK Number 0001665620 Filed Document 0001665620-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-06-12 12:22:46 UTC Type of Offering D Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Debt
Monteris BC Holdings 2, LLC See All Filings	D/A	2018-06-12 12:21:14 UTC
Amount To Be Raised $7,529,698 Associated Brokers / Dealers N/A CIK Number 0001708056 Filed Document 0001708056-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-12 12:21:14 UTC Type of Offering D/A Industry Investing Principal Place of Business VERMONT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TEXCEL 3 LLC See All Filings	D	2018-06-12 12:14:13 UTC
Amount To Be Raised $7,500,000 Associated Brokers / Dealers N/A CIK Number 0001743473 Filed Document 0001743473-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-12 12:14:13 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
CPG Carlyle Commitments Fund, LLC See All Filings	D/A	2018-06-12 12:11:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Foreside Fund Services, LLC and Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001560916 Filed Document 0000926877-18-000140 Exclusions or Exemptions 506b Accepted Date 2018-06-12 12:11:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
CPG Carlyle Commitments Master Fund, LLC See All Filings	D/A	2018-06-12 12:05:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Foreside Fund Services, LLC CIK Number 0001560917 Filed Document 0000926877-18-000139 Exclusions or Exemptions 506b Accepted Date 2018-06-12 12:05:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
BHC DM Co-Invest LP See All Filings	D	2018-06-12 12:04:16 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001743008 Filed Document 0001743008-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-12 12:04:16 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Roomors Living See All Filings	D	2018-06-12 12:00:19 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001732809 Filed Document 0001732809-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-06-12 12:00:19 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
CAIS DES Composite Fund LLC See All Filings	D/A	2018-06-12 11:44:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Jefferies LLC, Dominick & Dominick, LLC, Arete Wealth Management, LLC, USCA Securities LLC, Wunderlich Securities Inc., HighTower Securities LLC, Stephens, Inc., and MD Global Partners LLC CIK Number 0001566447 Filed Document 0001566447-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-12 11:44:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Epiris Fund II L.P. See All Filings	D/A	2018-06-12 11:40:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Campbell Lutyens & Co., Inc. CIK Number 0001707466 Filed Document 0001707466-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-06-12 11:40:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CAIS ESG CROSS BORDER EQUITY FUND LLC See All Filings	D/A	2018-06-12 11:38:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Jefferies LLC, USCA Securities LLC, HighTower Securities, LLC, Spire Securities LLC, and Summit Equities Inc. CIK Number 0001546544 Filed Document 0001546544-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-12 11:38:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CAIS Kingdon Offshore Ltd. See All Filings	D/A	2018-06-12 11:30:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Jefferies LLC, USCA Securities LLC, and HighTower Securities, LLC CIK Number 0001526693 Filed Document 0001526693-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-12 11:30:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Omni Home Builders at Diamondhead Resort Community LLC See All Filings	D	2018-06-12 11:17:50 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001742681 Filed Document 0001742681-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-12 11:17:50 UTC Type of Offering D Industry Residential Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
CAIS Kingdon Associates LLC See All Filings	D/A	2018-06-12 11:15:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Jefferies LLC, USCA Securities LLC, and Fieldpoint Private Securities LLC CIK Number 0001523893 Filed Document 0001523893-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-12 11:15:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PM Manager Fund SPC - Segregated Portfolio 45 See All Filings	D/A	2018-06-12 11:12:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001709005 Filed Document 0001724485-18-000100 Exclusions or Exemptions 506b Accepted Date 2018-06-12 11:12:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CMWA Micro Cap Fund LLC See All Filings	D/A	2018-06-12 11:10:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001309484 Filed Document 0001309484-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-06-12 11:10:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Apostrophe, Inc. See All Filings	D	2018-06-12 11:10:02 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001705776 Filed Document 0001705776-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-06-12 11:10:02 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets $Not Applicable Type of Security Debt
CAIS BlueTrend Fund Ltd. See All Filings	D/A	2018-06-12 11:08:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Jefferies LLC, Dominick & Dominick, LLC, USCA Securities LLC, HighTower Securities, LLC, and H. Bruderer Vermongensverwalturg CIK Number 0001523881 Filed Document 0001523881-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-12 11:08:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CAIS Blue Trend Fund LLC See All Filings	D/A	2018-06-12 11:04:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Jefferies LLC, Dominick & Dominick, LLC, USCA Securities LLC, HighTower Securities, LLC, and NBC Securities, Inc. CIK Number 0001523892 Filed Document 0001523892-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-12 11:04:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Safest Seats LLC See All Filings	D	2018-06-12 11:04:22 UTC
Amount To Be Raised $140,000 Associated Brokers / Dealers N/A CIK Number 0001725802 Filed Document 0001725802-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-06-12 11:04:22 UTC Type of Offering D Industry Manufacturing Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Debt
CMWA Mid Cap Partnership LLC See All Filings	D/A	2018-06-12 11:00:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001411361 Filed Document 0001411361-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-06-12 11:00:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
CAIS AllBlue Ltd. See All Filings	D/A	2018-06-12 10:58:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Jefferies LLC, Dominick & Dominick, LLC, USCA Securities LLC, HighTower Securities, LLC, Evans & Partners Pty Ltd., Richmond Asset Mgmt Ltd, Ord Minnett Limited, and Wunderlich Securities, Inc. CIK Number 0001523880 Filed Document 0001523880-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-12 10:58:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PINNACLE OPPORTUNITY FUND, L.P. See All Filings	D/A	2018-06-12 10:56:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001108885 Filed Document 0000919574-18-004187 Exclusions or Exemptions 506b Accepted Date 2018-06-12 10:56:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
PLATINA GREATER CHINA US FEEDER FUND See All Filings	D	2018-06-12 10:54:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001743242 Filed Document 0001743242-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-12 10:54:45 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business HONG KONG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CAIS AllBlue LLC See All Filings	D/A	2018-06-12 10:51:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Jefferies LLC, Dominick & Dominick, LLC, Summit Equities, LLC, USCA Securities LLC, HighTower Securities, LLC, Wunderlich Securities, Inc., and Monarch Capital Group, LLC CIK Number 0001523886 Filed Document 0001523886-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-12 10:51:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Arohi Emerging Asia Fund See All Filings	D/A	2018-06-12 10:51:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001552784 Filed Document 0001405086-18-000117 Exclusions or Exemptions 506b Accepted Date 2018-06-12 10:51:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
CMWA LARGE CAP PARTNERSHIP LLC See All Filings	D/A	2018-06-12 10:49:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001442547 Filed Document 0001442547-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-06-12 10:49:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Jefferies Structured Alpha Fund B (Cayman), Ltd. See All Filings	D/A	2018-06-12 10:47:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Jefferies LLC CIK Number 0001527932 Filed Document 0001527932-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-06-12 10:47:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PINNACLE INTERNATIONAL SMALL CAP PARTNERS, L.P. See All Filings	D/A	2018-06-12 10:46:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001102591 Filed Document 0000919574-18-004185 Exclusions or Exemptions 506b Accepted Date 2018-06-12 10:46:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
CMWA EMERGING MARKETS PARTNERSHIP LLC See All Filings	D/A	2018-06-12 10:40:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001300758 Filed Document 0001300758-18-000005 Exclusions or Exemptions 506b Accepted Date 2018-06-12 10:40:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
PINNACLE EQUITY FUND, L.P. See All Filings	D/A	2018-06-12 10:39:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001578071 Filed Document 0000919574-18-004183 Exclusions or Exemptions 506b Accepted Date 2018-06-12 10:39:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
PINNACLE ALL-CAP FUND, L.P. See All Filings	D/A	2018-06-12 10:33:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001578076 Filed Document 0000919574-18-004181 Exclusions or Exemptions 506b Accepted Date 2018-06-12 10:33:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Klein Select Partners, LP See All Filings	D	2018-06-12 10:32:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001633823 Filed Document 0001633823-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-12 10:32:01 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CMWA Capital Appreciation Fund LLC See All Filings	D/A	2018-06-12 10:30:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001321086 Filed Document 0001321086-18-000006 Exclusions or Exemptions 506b Accepted Date 2018-06-12 10:30:01 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Sway Health, Inc. See All Filings	D/A	2018-06-12 10:28:19 UTC
Amount To Be Raised $320,000 Associated Brokers / Dealers N/A CIK Number 0001689871 Filed Document 0001689871-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-06-12 10:28:19 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Altus Strategies PLC See All Filings	D	2018-06-12 10:21:47 UTC
Amount To Be Raised $3,271,526 Associated Brokers / Dealers Sprott Global Resource Investments Ltd, Randal Van Eijnsbergen, and SP Angel Corporate Finance LLP CIK Number 0001743343 Filed Document 0001743343-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-12 10:21:47 UTC Type of Offering D Industry Other Principal Place of Business UNITED KINGDOM Revenue or Assets $$1 - $1,000,000 Type of Security Equity
MVF Willow Lake LLC See All Filings	D	2018-06-12 10:21:22 UTC
Amount To Be Raised $956,571 Associated Brokers / Dealers N/A CIK Number 0001743447 Filed Document 0001743447-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-12 10:21:22 UTC Type of Offering D Industry Commercial Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
CMWA Small Cap Fund LLC See All Filings	D/A	2018-06-12 10:20:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001310990 Filed Document 0001310990-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-06-12 10:20:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Upgrade Labs Inc. See All Filings	D	2018-06-12 10:16:03 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001741339 Filed Document 0001741339-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-06-12 10:16:03 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
DoubleLine Securitized Income Portfolio a series of DoubleLine Investments Fund LLC See All Filings	D	2018-06-12 10:12:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001740065 Filed Document 0001740065-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-12 10:12:44 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund