|
|
D |
2019-10-25 12:48:32 UTC |
- Amount To Be Raised
- $650,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001789870
- Filed Document
- 0001789870-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-25 12:48:32 UTC
- Type of Offering
- D
- Industry
- Investing
- Principal Place of Business
- TEXAS
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D |
2019-10-25 12:47:23 UTC |
- Amount To Be Raised
- $2,985,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001791672
- Filed Document
- 0001791672-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-25 12:47:23 UTC
- Type of Offering
- D
- Industry
- Oil and Gas
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-10-25 12:41:43 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001753083
- Filed Document
- 0001753083-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-25 12:41:43 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-10-25 12:27:58 UTC |
- Amount To Be Raised
- $7,950,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001719467
- Filed Document
- 0001719467-19-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-25 12:27:58 UTC
- Type of Offering
- D
- Industry
- Other Real Estate
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-10-25 12:16:32 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Jonathan P. Lawrence
- CIK Number
- 0001472885
- Filed Document
- 0001472885-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-25 12:16:32 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-10-25 12:14:12 UTC |
- Amount To Be Raised
- $6,105,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001792262
- Filed Document
- 0001792262-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-25 12:14:12 UTC
- Type of Offering
- D
- Industry
- Residential
- Principal Place of Business
- MINNESOTA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-10-25 12:02:40 UTC |
- Amount To Be Raised
- $1,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001792294
- Filed Document
- 0001792294-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-25 12:02:40 UTC
- Type of Offering
- D
- Industry
- Other Real Estate
- Principal Place of Business
- TENNESSEE
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
Invesco Long Duration Corporate Bond Fund, a Series of Invesco Multi Series Funds II, LLC
See All Filings
|
D/A |
2019-10-25 12:02:17 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Invesco Distributors, Inc.
- CIK Number
- 0001741863
- Filed Document
- 0001741863-19-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-25 12:02:17 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- GEORGIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-10-25 11:45:59 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Sprott Global Resource Investments Ltd. and Hoshea Greenfield
- CIK Number
- 0001759897
- Filed Document
- 0001567619-19-019992
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-25 11:45:59 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ONTARIO, CANADA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-10-25 11:34:16 UTC |
- Amount To Be Raised
- $19,720,354
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001792187
- Filed Document
- 0001683168-19-003362
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-25 11:34:16 UTC
- Type of Offering
- D
- Industry
- Residential
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-10-25 11:33:04 UTC |
- Amount To Be Raised
- $25,305,798
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001792189
- Filed Document
- 0001683168-19-003361
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-25 11:33:04 UTC
- Type of Offering
- D
- Industry
- Residential
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-10-25 11:26:24 UTC |
- Amount To Be Raised
- $1,700,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001791882
- Filed Document
- 0001791882-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-25 11:26:24 UTC
- Type of Offering
- D
- Industry
- Biotechnology
- Principal Place of Business
- MARYLAND
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-10-25 11:24:56 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Robert Noonan
- CIK Number
- 0000948249
- Filed Document
- 0000919574-19-006562
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-25 11:24:56 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-10-25 11:24:05 UTC |
- Amount To Be Raised
- $17,800,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001792151
- Filed Document
- 0001792151-19-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-25 11:24:05 UTC
- Type of Offering
- D
- Industry
- Other Real Estate
- Principal Place of Business
- TENNESSEE
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2019-10-25 11:24:04 UTC |
- Amount To Be Raised
- $2,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001792007
- Filed Document
- 0001792007-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-25 11:24:04 UTC
- Type of Offering
- D
- Industry
- Residential
- Principal Place of Business
- MISSOURI
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-10-25 11:21:16 UTC |
- Amount To Be Raised
- $5,710,000
- Associated Brokers / Dealers
- TPEG Securities LLC
- CIK Number
- 0001792272
- Filed Document
- 0001792272-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-25 11:21:16 UTC
- Type of Offering
- D
- Industry
- Investing
- Principal Place of Business
- TEXAS
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D/A |
2019-10-25 11:13:45 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001358300
- Filed Document
- 0000919574-19-006560
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-25 11:13:45 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW JERSEY
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-10-25 11:13:09 UTC |
- Amount To Be Raised
- $200,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001791813
- Filed Document
- 0001791813-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-25 11:13:09 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-10-25 11:09:52 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- TGP Securities
- CIK Number
- 0001687204
- Filed Document
- 0001687204-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-25 11:09:52 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-10-25 11:02:14 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- CdR Capital S.A., Morgan Stanley, Citigroup Global Markets Inc., and J.P. Morgan Securities LLC
- CIK Number
- 0001582319
- Filed Document
- 0000919574-19-006558
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-25 11:02:14 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-10-25 10:58:24 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- CdR Capital S.A., Morgan Stanley, Citigroup Global Markets Inc., and J.P. Morgan Securities LLC
- CIK Number
- 0001582319
- Filed Document
- 0000919574-19-006556
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-25 10:58:24 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-10-25 10:56:56 UTC |
- Amount To Be Raised
- $1,000,000
- Associated Brokers / Dealers
- Joseph Gunnar & Co., LLC
- CIK Number
- 0001729750
- Filed Document
- 0001729750-19-000006
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-25 10:56:56 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D/A |
2019-10-25 10:52:52 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001717701
- Filed Document
- 0000945621-19-000329
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-25 10:52:52 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW JERSEY
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-10-25 10:49:37 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001717704
- Filed Document
- 0000945621-19-000328
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-25 10:49:37 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW JERSEY
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D/A |
2019-10-25 10:48:08 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Citi Private Advisory LLC (or its affiliates)
- CIK Number
- 0001761046
- Filed Document
- 0000950142-19-002131
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-25 10:48:08 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-10-25 10:47:18 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Citi Private Advisory LLC (or its affiliates)
- CIK Number
- 0001761045
- Filed Document
- 0000950142-19-002130
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-25 10:47:18 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-10-25 10:45:38 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001717700
- Filed Document
- 0000945621-19-000327
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-25 10:45:38 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW JERSEY
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-10-25 10:45:13 UTC |
- Amount To Be Raised
- $5,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001791293
- Filed Document
- 0001791293-19-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-25 10:45:13 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- INDIANA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D/A |
2019-10-25 10:41:38 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001717702
- Filed Document
- 0000945621-19-000326
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-25 10:41:38 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW JERSEY
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-10-25 10:37:09 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001717703
- Filed Document
- 0000945621-19-000325
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-25 10:37:09 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW JERSEY
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-10-25 10:31:14 UTC |
- Amount To Be Raised
- $100,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001791770
- Filed Document
- 0001318971-19-000005
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-25 10:31:14 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-10-25 10:18:47 UTC |
- Amount To Be Raised
- $3,460,004
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001760230
- Filed Document
- 0001760230-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-25 10:18:47 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-10-25 10:18:26 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- B. RILEY & CO., LLC, RAYMOND JAMES FINANCIAL SERVICES, INC., HIGHTOWER SECURITIES, LLC, PURSHE KAPLAN STERLING INVESTMENTS, INC., STIFEL, NICOLAUS & COMPANY, INCORPORATED, DEUTSCHE BANK SECURITIES INC., LPL FINANCIAL LLC, Morgan Stanley & Co. LLC, UBS Financial Services Inc., MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, AMERIPRISE FINANCIAL SERVICES, INC., First Republic Securities Company, LLC, J.P. Morgan Securities LLC, RBC CAPITAL MARKETS, LLC, Deutsche Bank Trust Company Americas, JEFFERIES LLC, FDX Capital LLC, CAIS Capital LLC, and Rockefeller Financial LLC
- CIK Number
- 0001501157
- Filed Document
- 0000919574-19-006554
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-25 10:18:26 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-10-25 10:17:37 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001792148
- Filed Document
- 0001792148-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-25 10:17:37 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-10-25 10:14:41 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001785109
- Filed Document
- 0001013594-19-000642
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-25 10:14:41 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-10-25 10:13:21 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- STIFEL, NICOLAUS & COMPANY, INCORPORATED and OLD CITY SECURITIES LLC
- CIK Number
- 0001718361
- Filed Document
- 0000919574-19-006552
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-25 10:13:21 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-10-25 10:12:53 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Joseph Sprague
- CIK Number
- 0001343394
- Filed Document
- 0001343394-19-000011
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-25 10:12:53 UTC
- Type of Offering
- D/A
- Industry
- Insurance
- Principal Place of Business
- OHIO
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-10-25 10:10:31 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- UBS Financial Services Inc., SANDERS MORRIS HARRIS INC., RAYMOND JAMES FINANCIAL SERVICES, INC., HIGHTOWER SECURITIES, LLC, J.P. MORGAN SECURITIES LLC, B. RILEY & CO., LLC, Morgan Stanley & Co. LLC, STIFEL, NICOLAUS & COMPANY, INCORPORATED, MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, PICKWICK CAPITAL PARTNERS, LLC, RBC CAPITAL MARKETS, LLC, JEFFERIES LLC, First Republic Securities Company, LLC, PURSHE KAPLAN STERLING INVESTMENTS, INC., FDX Capital LLC, CAIS Capital LLC, and Rockefeller FInancial LLC
- CIK Number
- 0001278834
- Filed Document
- 0000919574-19-006550
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-25 10:10:31 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-10-25 10:07:18 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001778179
- Filed Document
- 0001778179-19-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-25 10:07:18 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-10-25 10:07:12 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001792145
- Filed Document
- 0001792145-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-25 10:07:12 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-10-25 10:06:10 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Raymond James Financial Services, Inc., UBS Financial Services Inc., MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, LPL Financial LLC, RBC CAPITAL MARKETS, LLC, JEFFERIES LLC, First Republic Securities Company, LLC, HIGHTOWER SECURITIES, LLC, J.P. Morgan Securities LLC, PURSHE KAPLAN STERLING INVESTMENTS, INC., B. RILEY & CO., LLC, FDX Capital LLC, CAIS Capital LLC, and Rockefeller Financial LLC
- CIK Number
- 0001501156
- Filed Document
- 0000919574-19-006548
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-25 10:06:10 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-10-25 10:04:34 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001680677
- Filed Document
- 0001013594-19-000641
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-25 10:04:34 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-10-25 10:04:15 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001720463
- Filed Document
- 0001013594-19-000640
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-25 10:04:15 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-10-25 10:02:27 UTC |
- Amount To Be Raised
- $200,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001792083
- Filed Document
- 0001792083-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-25 10:02:27 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-10-25 10:02:20 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001656407
- Filed Document
- 0001013594-19-000639
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-25 10:02:20 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-10-25 09:56:48 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001167074
- Filed Document
- 0001013594-19-000638
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-25 09:56:48 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW JERSEY
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-10-25 09:56:14 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- UBS Financial Services Inc., HIGHTOWER SECURITIES, LLC, B. RILEY & CO., LLC, J.P. MORGAN SECURITIES LLC, Morgan Stanley & Co. LLC, PURSHE KAPLAN STERLING INVESTMENTS, INC., RAYMOND JAMES FINANCIAL SERVICES, INC., DEUTSCHE BANK SECURITIES INC., MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, AMERIPRISE FINANCIAL SERVICES, INC., PICKWICK CAPITAL PARTNERS, LLC, OPPENHEIMER & CO. INC., First Republic Securities Company, LLC, STIFEL, NICOLAUS & COMPANY, INCORPORATED, LPL FINANCIAL LLC, RBC CAPITAL MARKETS, LLC, Deutsche Bank Trust Company Americas, JEFFERIES LLC, FDX Capital LLC, CAIS Capital LLC, and Rockefeller Financial LLC
- CIK Number
- 0001278837
- Filed Document
- 0000919574-19-006546
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-25 09:56:14 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-10-25 09:53:47 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001640932
- Filed Document
- 0001013594-19-000637
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-25 09:53:47 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW JERSEY
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-10-25 09:53:10 UTC |
- Amount To Be Raised
- $10,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001336185
- Filed Document
- 0001336185-19-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-25 09:53:10 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- NORTH CAROLINA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2019-10-25 09:52:46 UTC |
- Amount To Be Raised
- $3,017,000
- Associated Brokers / Dealers
- Yacha Sutton
- CIK Number
- 0001791408
- Filed Document
- 0001791408-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-25 09:52:46 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- VIRGINIA
- Revenue or Assets
- $$1,000,001 - $5,000,000
- Type of Security
- Equity
|