Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Alkeon Growth RJ Partners, LP See All Filings	D/A	2025-10-17 13:12:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Raymond James Financial Services, Inc., UBS Financial Services Inc., MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, LPL Financial LLC, RBC CAPITAL MARKETS, LLC, JEFFERIES LLC, First Republic Securities Company, LLC, HIGHTOWER SECURITIES, LLC, J.P. Morgan Securities LLC, PURSHE KAPLAN STERLING INVESTMENTS, INC., B. RILEY WEALTH MANAGEMENT, FDX Capital LLC, CAIS Capital LLC, Rockefeller Financial LLC, and Arkadios Capital CIK Number 0001501156 Filed Document 0000919574-25-006168 Exclusions or Exemptions 506b Accepted Date 2025-10-17 13:12:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Alkeon Growth RJ Partners, LP See All Filings	D/A	2024-10-18 08:52:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Raymond James Financial Services, Inc., UBS Financial Services Inc., MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, LPL Financial LLC, RBC CAPITAL MARKETS, LLC, JEFFERIES LLC, First Republic Securities Company, LLC, HIGHTOWER SECURITIES, LLC, J.P. Morgan Securities LLC, PURSHE KAPLAN STERLING INVESTMENTS, INC., B. RILEY WEALTH MANAGEMENT, FDX Capital LLC, CAIS Capital LLC, and Rockefeller Financial LLC CIK Number 0001501156 Filed Document 0000919574-24-005916 Exclusions or Exemptions 506b Accepted Date 2024-10-18 08:52:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Alkeon Growth RJ Partners, LP See All Filings	D/A	2023-10-20 13:40:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Raymond James Financial Services, Inc., UBS Financial Services Inc., MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, LPL Financial LLC, RBC CAPITAL MARKETS, LLC, JEFFERIES LLC, First Republic Securities Company, LLC, HIGHTOWER SECURITIES, LLC, J.P. Morgan Securities LLC, PURSHE KAPLAN STERLING INVESTMENTS, INC., B. RILEY WEALTH MANAGEMENT, FDX Capital LLC, CAIS Capital LLC, and Rockefeller Financial LLC CIK Number 0001501156 Filed Document 0000919574-23-005765 Exclusions or Exemptions 506b Accepted Date 2023-10-20 13:40:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Alkeon Growth RJ Partners, LP See All Filings	D/A	2022-10-21 13:14:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Raymond James Financial Services, Inc., UBS Financial Services Inc., MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, LPL Financial LLC, RBC CAPITAL MARKETS, LLC, JEFFERIES LLC, First Republic Securities Company, LLC, HIGHTOWER SECURITIES, LLC, J.P. Morgan Securities LLC, PURSHE KAPLAN STERLING INVESTMENTS, INC., B. RILEY WEALTH MANAGEMENT, FDX Capital LLC, CAIS Capital LLC, and Rockefeller Financial LLC CIK Number 0001501156 Filed Document 0000919574-22-006052 Exclusions or Exemptions 506b Accepted Date 2022-10-21 13:14:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Alkeon Growth RJ Partners, LP See All Filings	D/A	2021-10-22 12:53:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Raymond James Financial Services, Inc., UBS Financial Services Inc., MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, LPL Financial LLC, RBC CAPITAL MARKETS, LLC, JEFFERIES LLC, First Republic Securities Company, LLC, HIGHTOWER SECURITIES, LLC, J.P. Morgan Securities LLC, PURSHE KAPLAN STERLING INVESTMENTS, INC., B. RILEY & CO., LLC, FDX Capital LLC, CAIS Capital LLC, and Rockefeller Financial LLC CIK Number 0001501156 Filed Document 0000919574-21-006425 Exclusions or Exemptions 506b Accepted Date 2021-10-22 12:53:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Alkeon Growth RJ Partners, LP See All Filings	D/A	2020-10-23 13:19:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Raymond James Financial Services, Inc., UBS Financial Services Inc., MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, LPL Financial LLC, RBC CAPITAL MARKETS, LLC, JEFFERIES LLC, First Republic Securities Company, LLC, HIGHTOWER SECURITIES, LLC, J.P. Morgan Securities LLC, PURSHE KAPLAN STERLING INVESTMENTS, INC., B. RILEY & CO., LLC, FDX Capital LLC, CAIS Capital LLC, and Rockefeller Financial LLC CIK Number 0001501156 Filed Document 0000919574-20-006516 Exclusions or Exemptions 506b Accepted Date 2020-10-23 13:19:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Alkeon Growth RJ Partners, LP See All Filings	D/A	2019-10-25 10:06:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Raymond James Financial Services, Inc., UBS Financial Services Inc., MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, LPL Financial LLC, RBC CAPITAL MARKETS, LLC, JEFFERIES LLC, First Republic Securities Company, LLC, HIGHTOWER SECURITIES, LLC, J.P. Morgan Securities LLC, PURSHE KAPLAN STERLING INVESTMENTS, INC., B. RILEY & CO., LLC, FDX Capital LLC, CAIS Capital LLC, and Rockefeller Financial LLC CIK Number 0001501156 Filed Document 0000919574-19-006548 Exclusions or Exemptions 506b Accepted Date 2019-10-25 10:06:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Alkeon Growth RJ Partners, LP See All Filings	D/A	2018-10-26 11:06:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Raymond James Financial Services, Inc., UBS Financial Services Inc., MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, LPL Financial LLC, RBC CAPITAL MARKETS, LLC, JEFFERIES LLC, First Republic Securities Company, LLC, HIGHTOWER SECURITIES, LLC, J.P. Morgan Securities LLC, PURSHE KAPLAN STERLING INVESTMENTS, INC., B. RILEY & CO., LLC, and FDX Capital LLC CIK Number 0001501156 Filed Document 0000919574-18-006817 Exclusions or Exemptions 506b Accepted Date 2018-10-26 11:06:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Alkeon Growth RJ Partners, LP See All Filings	D/A	2017-10-26 13:08:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Raymond James Financial Services, Inc., UBS Financial Services Inc., MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, LPL Financial LLC, and RBC CAPITAL MARKETS, LLC CIK Number 0001501156 Filed Document 0000919574-17-007444 Exclusions or Exemptions 506b Accepted Date 2017-10-26 13:08:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Alkeon Growth RJ Partners, LP See All Filings	D/A	2017-09-11 15:39:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Raymond James Financial Services, Inc., UBS Financial Services Inc., MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, and LPL Financial LLC CIK Number 0001501156 Filed Document 0000919574-17-006677 Exclusions or Exemptions 506b Accepted Date 2017-09-11 15:39:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Alkeon Growth RJ Partners, LP See All Filings	D/A	2016-09-21 10:50:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Raymond James Financial Services, Inc., UBS Financial Services Inc., MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, and LPL Financial LLC CIK Number 0001501156 Filed Document 0000919574-16-015475 Exclusions or Exemptions 506b Accepted Date 2016-09-21 10:50:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Alkeon Growth RJ Partners, LP See All Filings	D/A	2015-09-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Raymond James Financial Services, Inc., UBS Financial Services Inc., and MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED CIK Number 0001501156 Filed Document 0000919574-15-006984 Exclusions or Exemptions 506b Accepted Date 2015-09-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Alkeon Growth RJ Partners, LP See All Filings	D/A	2014-09-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Raymond James Financial Services, Inc. CIK Number 0001501156 Filed Document 0000919574-14-005358 Exclusions or Exemptions 506b Accepted Date 2014-09-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Alkeon Growth RJ Partners, LP See All Filings	D/A	2013-09-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Raymond James Financial Services, Inc. CIK Number 0001501156 Filed Document 0000919574-13-005632 Exclusions or Exemptions 506b Accepted Date 2013-09-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund