Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Blockhouse Partners Fund LP See All Filings	D/A	2017-11-09 14:18:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001689799 Filed Document 0000919574-17-007680 Exclusions or Exemptions 506b Accepted Date 2017-11-09 14:18:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
BioHealthonomics Inc. See All Filings	C	2017-11-09 14:12:51 UTC
Financial Interest N/A Filing Platform StartEngine Capital, LLC Offering Amount $107,000 CIK Number 0001721429 Filed Document 0001665160-17-000571 Accepted Date 2017-11-09 14:12:51 UTC Type of Offering C Security Offered Amount 200 Security Offered Type Common Stock State CALIFORNIA
ALTUM CREDIT EUROPEAN FUND II, L.P. See All Filings	D/A	2017-11-09 14:05:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001657813 Filed Document 0000919574-17-007678 Exclusions or Exemptions 506b Accepted Date 2017-11-09 14:05:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Hardman Johnston Capital Partners Fund I, L.P. See All Filings	D/A	2017-11-09 14:02:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001473541 Filed Document 0001473541-17-000009 Exclusions or Exemptions 506b Accepted Date 2017-11-09 14:02:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tregan Energy Partners, L.P. See All Filings	D	2017-11-09 14:00:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001722094 Filed Document 0001722094-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-09 14:00:19 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lemon Tree Passage Inc. See All Filings	1-A/A	2017-11-09 13:58:38 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001713621 Filed Document 0001713621-17-000005 Accepted Date 2017-11-09 13:58:38 UTC Type of Offering 1-A/A Industry FINANCE SERVICES Offering Tier Tier1 Principal Place of Business FLORIDA Revenue or Assets $0 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
Water Island LevArb Fund, LP See All Filings	D	2017-11-09 13:57:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001720815 Filed Document 0001013594-17-000770 Exclusions or Exemptions 506b Accepted Date 2017-11-09 13:57:28 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Equity
CGMT Parallel REIT, L.P. See All Filings	D	2017-11-09 13:55:43 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Phyllis Johnson, Patrick Whelchel, Scott Harrison, and Lori Mayfield CIK Number 0001722208 Filed Document 0001722208-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-09 13:55:43 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Calera Capital Partners V, L.P. See All Filings	D/A	2017-11-09 13:49:53 UTC
Amount To Be Raised $519,279,000 Associated Brokers / Dealers UBS Securities LLC and Mercury Capital Advisors, LLC CIK Number 0001649880 Filed Document 0001649880-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-11-09 13:49:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PROGENITY, INC. See All Filings	D	2017-11-09 13:44:59 UTC
Amount To Be Raised $55,000,001 Associated Brokers / Dealers N/A CIK Number 0001580063 Filed Document 0001580063-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-09 13:44:59 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Foxhaven Capital, LP See All Filings	D/A	2017-11-09 13:44:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001590528 Filed Document 0001590528-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-09 13:44:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Art Craft Entertainment, Inc. See All Filings	D	2017-11-09 13:40:46 UTC
Amount To Be Raised $2,143,335 Associated Brokers / Dealers N/A CIK Number 0001611945 Filed Document 0001611945-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-11-09 13:40:46 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Orestone Mining Corp. See All Filings	D	2017-11-09 13:33:32 UTC
Amount To Be Raised $50,113 Associated Brokers / Dealers N/A CIK Number 0001481857 Filed Document 0001140361-17-041743 Exclusions or Exemptions 506b Accepted Date 2017-11-09 13:33:32 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
METHODOLOGY PUTS FUND A LTD. See All Filings	D	2017-11-09 13:20:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001722233 Filed Document 0001722233-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-09 13:20:05 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Human Connective Venture, LLC See All Filings	D	2017-11-09 13:14:15 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001719084 Filed Document 0001719084-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-09 13:14:15 UTC Type of Offering D Industry Other Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Azul Bay Resort Holdings, LLC See All Filings	D	2017-11-09 13:12:04 UTC
Amount To Be Raised $17,960,670 Associated Brokers / Dealers N/A CIK Number 0001721095 Filed Document 0001721095-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-09 13:12:04 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
CS Anaheim Holdings Management, LLC See All Filings	D	2017-11-09 13:09:42 UTC
Amount To Be Raised $24,200,000 Associated Brokers / Dealers N/A CIK Number 0001722186 Filed Document 0001171520-17-000462 Exclusions or Exemptions 506b Accepted Date 2017-11-09 13:09:42 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Catenary Alternatives Partners, LP See All Filings	D/A	2017-11-09 13:06:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers BHA SELECT NETWORK, LLC CIK Number 0001557541 Filed Document 0000919574-17-007673 Exclusions or Exemptions 506b Accepted Date 2017-11-09 13:06:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
GCM Grosvenor 777 Fund, L.P. See All Filings	D	2017-11-09 13:03:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001721731 Filed Document 0001721731-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-09 13:03:26 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bright Locker, Inc. See All Filings	C/A	2017-11-09 12:27:18 UTC
Financial Interest N/A Filing Platform StartEngine Capital, LLC Offering Amount $1,069,999 CIK Number 0001607566 Filed Document 0001665160-17-000569 Accepted Date 2017-11-09 12:27:18 UTC Type of Offering C/A Security Offered Amount 2,994 Security Offered Type Common Stock State TEXAS
NREA Adair, DST See All Filings	D	2017-11-09 12:25:56 UTC
Amount To Be Raised $24,742,538 Associated Brokers / Dealers Highland Capital Funds Distributor, Inc. CIK Number 0001722121 Filed Document 0001722121-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-09 12:25:56 UTC Type of Offering D Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Hudson Cove Credit Opportunity Fund, LP See All Filings	D	2017-11-09 12:18:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001721936 Filed Document 0001721936-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-09 12:18:38 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Peri Inc. See All Filings	D	2017-11-09 12:13:36 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001630387 Filed Document 0001630387-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-11-09 12:13:36 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Commonfund Strategic Solutions Global Equity, LLC See All Filings	D/A	2017-11-09 12:04:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Commonfund Securities, Inc. CIK Number 0001556090 Filed Document 0001473541-17-000008 Exclusions or Exemptions 506b Accepted Date 2017-11-09 12:04:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EquityZen Growth Technology Fund LLC - Series 121 See All Filings	D	2017-11-09 11:45:21 UTC
Amount To Be Raised $90,077 Associated Brokers / Dealers EquityZen Securities LLC CIK Number 0001721916 Filed Document 0001721916-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-09 11:45:21 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Keywise Phoenix Development Onshore Fund See All Filings	D/A	2017-11-09 11:32:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Old City Securities LLC CIK Number 0001534527 Filed Document 0001473541-17-000007 Exclusions or Exemptions 506b Accepted Date 2017-11-09 11:32:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Caption Partners, LP See All Filings	D/A	2017-11-09 11:31:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001551048 Filed Document 0000919574-17-007668 Exclusions or Exemptions 506b Accepted Date 2017-11-09 11:31:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OKLAHOMA Revenue or Assets Decline to Disclose Type of Security Equity
Y-Prime, Inc. See All Filings	D	2017-11-09 11:26:32 UTC
Amount To Be Raised $2,065,000 Associated Brokers / Dealers N/A CIK Number 0001586656 Filed Document 0001586656-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-11-09 11:26:32 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
TRINITY STREET COMMINGLED EAFE EQUITY FUND, LP See All Filings	D/A	2017-11-09 11:24:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001627305 Filed Document 0000919574-17-007666 Exclusions or Exemptions 506b Accepted Date 2017-11-09 11:24:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
CF Innovations Group, Inc. See All Filings	D	2017-11-09 11:19:49 UTC
Amount To Be Raised $570,848 Associated Brokers / Dealers N/A CIK Number 0001721146 Filed Document 0000897069-17-000547 Exclusions or Exemptions 506b Accepted Date 2017-11-09 11:19:49 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
CF Innovations Group, Inc. See All Filings	D	2017-11-09 11:14:36 UTC
Amount To Be Raised $925,000 Associated Brokers / Dealers N/A CIK Number 0001721146 Filed Document 0000897069-17-000546 Exclusions or Exemptions 506b Accepted Date 2017-11-09 11:14:36 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Debt
BLUE ROOSTER BUILDING EAST, LLC See All Filings	D	2017-11-09 11:09:23 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001722108 Filed Document 0001722108-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-09 11:09:23 UTC Type of Offering D Industry Commercial Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Monarch Debt Recovery Participation Fund Ltd. See All Filings	D/A	2017-11-09 10:58:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001499499 Filed Document 0001473541-17-000006 Exclusions or Exemptions 506b Accepted Date 2017-11-09 10:58:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PROPERTY INCOME TRUST LLC See All Filings	1-A/A	2017-11-09 10:56:04 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001694046 Filed Document 0001213900-17-011633 Accepted Date 2017-11-09 10:56:04 UTC Type of Offering 1-A/A Industry REAL ESTATE Offering Tier Tier2 Principal Place of Business VIRGINIA Revenue or Assets $0 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
Solas Capital Partners, LP See All Filings	D/A	2017-11-09 10:53:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001311654 Filed Document 0000919574-17-007664 Exclusions or Exemptions 506b Accepted Date 2017-11-09 10:53:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Wellness by Wishlist, Inc. See All Filings	D	2017-11-09 10:52:13 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001638764 Filed Document 0001638764-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-11-09 10:52:13 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Debt
Optimus Ride Inc. See All Filings	D	2017-11-09 10:52:11 UTC
Amount To Be Raised $18,017,603 Associated Brokers / Dealers N/A CIK Number 0001656170 Filed Document 0001656170-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-11-09 10:52:11 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
CWD Summit, LLC See All Filings	D/A	2017-11-09 10:46:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001689660 Filed Document 0001012975-17-000815 Exclusions or Exemptions 506b Accepted Date 2017-11-09 10:46:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Black Diamond Thematic, L.P. See All Filings	D/A	2017-11-09 10:39:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Sendero Securities, LLC CIK Number 0001534911 Filed Document 0000945621-17-000403 Exclusions or Exemptions 506b Accepted Date 2017-11-09 10:39:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hershey Strategic Capital, LP See All Filings	D/A	2017-11-09 10:29:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001465476 Filed Document 0001465476-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-09 10:29:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FRAMEBRIDGE, INC. See All Filings	D	2017-11-09 10:22:57 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001616019 Filed Document 0001616019-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-09 10:22:57 UTC Type of Offering D Industry Other Technology Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
HARBERT VALUE FUND, LP See All Filings	D/A	2017-11-09 10:16:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers HMC Investments, Inc. CIK Number 0001396851 Filed Document 0000919574-17-007657 Exclusions or Exemptions 506b Accepted Date 2017-11-09 10:16:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Royalty Flow Inc. See All Filings	1-A/A	2017-11-09 10:12:55 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001709847 Filed Document 0001477932-17-005429 Accepted Date 2017-11-09 10:12:55 UTC Type of Offering 1-A/A Industry INVESTORS, NEC Offering Tier Tier2 Principal Place of Business COLORADO Revenue or Assets $0 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
TPEG Partners Capital III, LLC See All Filings	D/A	2017-11-09 10:06:23 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers TPEG Securities, LLC CIK Number 0001721842 Filed Document 0001721842-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-11-09 10:06:23 UTC Type of Offering D/A Industry Investing Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Harbert Discovery Fund, LP See All Filings	D/A	2017-11-09 10:01:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers HMC Investments, Inc. CIK Number 0001626127 Filed Document 0000919574-17-007654 Exclusions or Exemptions 506b Accepted Date 2017-11-09 10:01:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Keystone Private Market Opportunities VIII (Q), L.P. See All Filings	D/A	2017-11-09 09:58:27 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers Sunbelt Securities, Cambridge Investment Research, Inc., and Crewe Capital, LLC CIK Number 0001697045 Filed Document 0001697045-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-11-09 09:58:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Rok Pen LLC See All Filings	D	2017-11-09 09:56:56 UTC
Amount To Be Raised $1,750,000 Associated Brokers / Dealers N/A CIK Number 0001721360 Filed Document 0001721360-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-11-09 09:56:56 UTC Type of Offering D Industry Investing Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
Keystone Private Market Opportunities Fund VIII, L.P. See All Filings	D/A	2017-11-09 09:51:37 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers Cambridge Investment Research, Inc., Sunbelt Securities, and Crewe Capital, LLC CIK Number 0001687017 Filed Document 0001687017-17-000007 Exclusions or Exemptions 506b Accepted Date 2017-11-09 09:51:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Celebrity Brands Capital Partners, LLC See All Filings	D	2017-11-09 09:49:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001719036 Filed Document 0001718740-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-11-09 09:49:52 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
Celebrity Brands Spirits, LLC See All Filings	D	2017-11-09 09:41:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001718617 Filed Document 0001718740-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-11-09 09:41:09 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity