Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Cultiva, LLC See All Filings	D	2017-11-09 16:42:21 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001722225 Filed Document 0001722225-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-09 16:42:21 UTC Type of Offering D Industry Other Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Equity
McGraw Conglomerate Corp. See All Filings	1-A/A	2017-11-09 16:38:48 UTC
Amount To Be Raised $0 Associated Brokers / Dealers 2 percent - 8 percent of Offering Price CIK Number 0001692780 Filed Document 0001477932-17-005450 Accepted Date 2017-11-09 16:38:48 UTC Type of Offering 1-A/A Industry CONSTRUCTION, MINING & MATERIALS HANDLING MACHINERY & EQUIP Offering Tier Tier2 Principal Place of Business ILLINOIS Revenue or Assets $0 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
ContentOro Inc. See All Filings	C	2017-11-09 16:38:19 UTC
Financial Interest None. Filing Platform NetCapital Funding Portal Inc. Offering Amount $1,069,740 CIK Number 0001646046 Filed Document 0001669191-17-000168 Accepted Date 2017-11-09 16:38:19 UTC Type of Offering C Security Offered Amount 3,968 Security Offered Type Common Stock State MICHIGAN
ContentOro, Inc. See All Filings	D	2017-11-09 16:35:24 UTC
Amount To Be Raised $1,069,740 Associated Brokers / Dealers Livingston Securities, LLC CIK Number 0001646046 Filed Document 0001669191-17-000167 Exclusions or Exemptions 506c Accepted Date 2017-11-09 16:35:24 UTC Type of Offering D Industry Other Technology Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
OHA CLO Enhanced Equity Fund (Offshore), L.P. See All Filings	D	2017-11-09 16:32:48 UTC
Amount To Be Raised $300,000,000 Associated Brokers / Dealers N/A CIK Number 0001721739 Filed Document 0000950142-17-001988 Exclusions or Exemptions 506b Accepted Date 2017-11-09 16:32:48 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
OHA CLO Enhanced Equity Fund, L.P. See All Filings	D	2017-11-09 16:31:11 UTC
Amount To Be Raised $300,000,000 Associated Brokers / Dealers N/A CIK Number 0001721754 Filed Document 0000950142-17-001987 Exclusions or Exemptions 506b Accepted Date 2017-11-09 16:31:11 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Cinedigm Corp. See All Filings	D	2017-11-09 16:30:21 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001173204 Filed Document 0000932440-17-000084 Exclusions or Exemptions 506b Accepted Date 2017-11-09 16:30:21 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
Maven Software Corp. See All Filings	D	2017-11-09 16:29:29 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001720129 Filed Document 0001720129-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-09 16:29:29 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
ABW Growth & Income Fund 7, LLC See All Filings	D	2017-11-09 16:26:32 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001719300 Filed Document 0001719300-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-09 16:26:32 UTC Type of Offering D Industry Commercial Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
OTTO LLC See All Filings	D/A	2017-11-09 16:24:47 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001566973 Filed Document 0001566973-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-11-09 16:24:47 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Usman Majeed See All Filings	D	2017-11-09 16:24:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Usman Majeed CIK Number 0001722265 Filed Document 0001722265-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-09 16:24:45 UTC Type of Offering D Industry Investing Principal Place of Business MICHIGAN Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
LQC Partners IX, LLC See All Filings	D	2017-11-09 16:22:51 UTC
Amount To Be Raised $3,600,000 Associated Brokers / Dealers N/A CIK Number 0001722100 Filed Document 0001722100-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-09 16:22:51 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets $$1 - $5,000,000 Type of Security Equity
HURON FLEX EQUITY FUND EXECUTIVES L.P. See All Filings	D/A	2017-11-09 16:17:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers SIXPOINT PARTNERS LLC CIK Number 0001688733 Filed Document 0001688733-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-09 16:17:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
PhyzData Healthcare Solutions, LLC See All Filings	D	2017-11-09 16:16:58 UTC
Amount To Be Raised $1,750,000 Associated Brokers / Dealers N/A CIK Number 0001721768 Filed Document 0001721768-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-09 16:16:58 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
HURON FLEX EQUITY FUND L.P. See All Filings	D/A	2017-11-09 16:16:42 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers SIXPOINT PARTNERS LLC CIK Number 0001688734 Filed Document 0001688734-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-09 16:16:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
BCK CAPITAL OFFSHORE FUND LTD See All Filings	D	2017-11-09 16:07:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001721970 Filed Document 0000919574-17-007688 Exclusions or Exemptions 506b Accepted Date 2017-11-09 16:07:33 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
VINE MEDIA OPPORTUNITIES - FUND IV, LP See All Filings	D	2017-11-09 16:06:00 UTC
Amount To Be Raised $600,000,000 Associated Brokers / Dealers FOCUSPOINT PRIVATE CAPITAL GROUP CIK Number 0001722248 Filed Document 0001722248-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-09 16:06:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
VINE MEDIA OPPORTUNITIES - FUND IV-A, LP See All Filings	D	2017-11-09 16:04:24 UTC
Amount To Be Raised $600,000,000 Associated Brokers / Dealers N/A CIK Number 0001722247 Filed Document 0001722247-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-09 16:04:24 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Peak Multifamily Fund I, LP See All Filings	D	2017-11-09 16:04:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001722189 Filed Document 0001722189-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-09 16:04:22 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets $Not Applicable Type of Security Equity
Soluble Systems LLC See All Filings	D	2017-11-09 16:03:40 UTC
Amount To Be Raised $28,250,000 Associated Brokers / Dealers Canaccord Genuity Inc. CIK Number 0001419632 Filed Document 0001419632-17-000009 Exclusions or Exemptions 506b Accepted Date 2017-11-09 16:03:40 UTC Type of Offering D Industry Other Health Care Principal Place of Business VIRGINIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
SOCIAL REALITY, Inc. See All Filings	D	2017-11-09 16:01:08 UTC
Amount To Be Raised $5,500,000 Associated Brokers / Dealers Chardan Capital Markets, LLC and Colorado Financial Service Corporation CIK Number 0001538217 Filed Document 0001553350-17-001193 Exclusions or Exemptions 506b Accepted Date 2017-11-09 16:01:08 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Farm to Farma, Inc. See All Filings	D	2017-11-09 15:59:02 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001719641 Filed Document 0001376474-17-000299 Exclusions or Exemptions 506b Accepted Date 2017-11-09 15:59:02 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business NEVADA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
P.A.W. FAF, L.P. See All Filings	D/A	2017-11-09 15:56:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001503157 Filed Document 0000919574-17-007686 Exclusions or Exemptions 506b Accepted Date 2017-11-09 15:56:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
OnyxPoint Permian Equity Feeder II LLC See All Filings	D	2017-11-09 15:53:25 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001721162 Filed Document 0001721162-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-09 15:53:25 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Emulate, Inc. See All Filings	D	2017-11-09 15:52:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001614538 Filed Document 0001614538-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-09 15:52:56 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Data Markets, Inc. See All Filings	D/A	2017-11-09 15:51:28 UTC
Amount To Be Raised $350,000 Associated Brokers / Dealers N/A CIK Number 0001613714 Filed Document 0001613714-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-09 15:51:28 UTC Type of Offering D/A Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Option To Acquire
OnyxPoint Permian Equity II LP See All Filings	D	2017-11-09 15:49:59 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001721170 Filed Document 0001721170-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-09 15:49:59 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Pantera Digital Asset Fund LP See All Filings	D	2017-11-09 15:45:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001709454 Filed Document 0000902664-17-004261 Exclusions or Exemptions 506c Accepted Date 2017-11-09 15:45:47 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Temnein Ventures II, L.P. See All Filings	D/A	2017-11-09 15:44:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001689686 Filed Document 0001689686-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-11-09 15:44:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
NephTrack LLC See All Filings	D	2017-11-09 15:38:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers none CIK Number 0001721975 Filed Document 0001721975-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-09 15:38:11 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
1868 Univeritas Fund LP See All Filings	D	2017-11-09 15:36:51 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers N/A CIK Number 0001721783 Filed Document 0001721783-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-09 15:36:51 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SYNDEVRX INC See All Filings	D/A	2017-11-09 15:35:51 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers Bernhard Hoffmann and Gligor Tashkovich CIK Number 0001455364 Filed Document 0001455364-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-11-09 15:35:51 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
Disruptive Innovation Offshore Fund LP See All Filings	D/A	2017-11-09 15:33:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PEACE FIELD LIMITED CIK Number 0001555934 Filed Document 0001555934-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-09 15:33:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CMB INFRASTRUCTURE INVESTMENT GROUP 66, LP See All Filings	D	2017-11-09 15:32:43 UTC
Amount To Be Raised $30,250,000 Associated Brokers / Dealers CMB Swiss Co GmbH and Prevail Capital, LLC CIK Number 0001721177 Filed Document 0001721177-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-09 15:32:43 UTC Type of Offering D Industry Commercial Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
PhyzData Holdings, LLC See All Filings	D	2017-11-09 15:24:33 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001721967 Filed Document 0001721967-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-09 15:24:33 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Criterion Vista Offshore, Ltd. See All Filings	D/A	2017-11-09 15:24:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001561753 Filed Document 0001561753-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-09 15:24:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
International Value Equity Fund, a series of iCapital Global Access Partnership I, L.P. See All Filings	D/A	2017-11-09 15:18:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001657069 Filed Document 0001657069-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-09 15:18:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Disruptive Innovation Fund, L.P. See All Filings	D/A	2017-11-09 15:16:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001620257 Filed Document 0001620257-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-09 15:16:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Anthera Pharmaceuticals Inc See All Filings	D	2017-11-09 15:15:53 UTC
Amount To Be Raised $2,883,421 Associated Brokers / Dealers Piper Jaffray & Co. CIK Number 0001316175 Filed Document 0001316175-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-09 15:15:53 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Daufuskie Island Development, LLC See All Filings	D	2017-11-09 15:12:06 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers roger m freedman CIK Number 0001721112 Filed Document 0001721112-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-11-09 15:12:06 UTC Type of Offering D Industry Commercial Principal Place of Business SOUTH CAROLINA Revenue or Assets $No Revenues Type of Security Debt
Napa Valley Fume, LLC See All Filings	D	2017-11-09 15:12:03 UTC
Amount To Be Raised $1,256,800 Associated Brokers / Dealers N/A CIK Number 0001720918 Filed Document 0001720918-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-11-09 15:12:03 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Ceres Farmland, LLC See All Filings	D	2017-11-09 15:10:57 UTC
Amount To Be Raised $50,125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001720584 Filed Document 0001720584-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-09 15:10:57 UTC Type of Offering D Industry REITS and Finance Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
Brown Advisory Investors 2017 - Charlesbank IX, LLLP See All Filings	D	2017-11-09 15:07:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001717223 Filed Document 0001717206-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-11-09 15:07:56 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Montrose Investors, LLC See All Filings	D	2017-11-09 15:04:05 UTC
Amount To Be Raised $8,400,000 Associated Brokers / Dealers N/A CIK Number 0001722179 Filed Document 0001722173-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-11-09 15:04:05 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
NBD Nanotechnologies Inc. See All Filings	D	2017-11-09 15:02:07 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0001589304 Filed Document 0001589304-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-09 15:02:07 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Brown Advisory Investors 2017 - Blue Water Aggregates Fund, LLLP See All Filings	D	2017-11-09 14:59:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001717206 Filed Document 0001717206-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-09 14:59:52 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ener-Core, Inc. See All Filings	D/A	2017-11-09 14:59:22 UTC
Amount To Be Raised $900,000 Associated Brokers / Dealers J. Streicher Capital LLC CIK Number 0001495536 Filed Document 0001213900-17-011652 Exclusions or Exemptions 506b Accepted Date 2017-11-09 14:59:22 UTC Type of Offering D/A Industry Other Energy Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Catenary Alternatives Partners Ltd See All Filings	D/A	2017-11-09 14:58:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers BHA SELECT NETWORK, LLC CIK Number 0001557618 Filed Document 0000919574-17-007684 Exclusions or Exemptions 506b Accepted Date 2017-11-09 14:58:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
LinkSquares, Inc. See All Filings	D	2017-11-09 14:49:18 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001722207 Filed Document 0001722207-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-09 14:49:18 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
45th Parallel Capital, L.P. See All Filings	D	2017-11-09 14:39:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001721572 Filed Document 0001721572-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-09 14:39:08 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund