Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
DELAWARE LIFE SEPARATE ACCOUNT S See All Filings	D/A	2017-11-09 08:29:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers M Holdings Securities, Inc., GA Financial, Inc., Becker & Suffern, Ltd, Commonwealth Financial Network, Geneos Wealth Management, Inc, FNBB Capital Markets, LLC, and KCG Securities CIK Number 0001407851 Filed Document 0001535169-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-11-09 08:29:09 UTC Type of Offering D/A Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets $Over $100,000,000 Type of Security Other
Delaware Life Variable Account M See All Filings	D/A	2017-11-09 08:18:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Newport Group Securities, Inc. CIK Number 0001535169 Filed Document 0001535169-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-09 08:18:05 UTC Type of Offering D/A Industry Insurance Principal Place of Business MASSACHUSETTS Revenue or Assets $Over $100,000,000 Type of Security Other
BAYVIEW MORTGAGE SECURITIES OFFSHORE, LTD. See All Filings	D/A	2017-11-09 08:07:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001540437 Filed Document 0000902664-17-004250 Exclusions or Exemptions 506b Accepted Date 2017-11-09 08:07:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
BAYVIEW MORTGAGE SECURITIES DOMESTIC, L.P. See All Filings	D/A	2017-11-09 08:05:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001539665 Filed Document 0000902664-17-004249 Exclusions or Exemptions 506b Accepted Date 2017-11-09 08:05:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Bayview MSR Opportunity Offshore, L.P. See All Filings	D/A	2017-11-09 08:03:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001525740 Filed Document 0000902664-17-004248 Exclusions or Exemptions 506b Accepted Date 2017-11-09 08:03:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Bayview MSR Opportunity Domestic, L.P. See All Filings	D/A	2017-11-09 08:02:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001525739 Filed Document 0000902664-17-004247 Exclusions or Exemptions 506b Accepted Date 2017-11-09 08:02:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Zirra.Co Ltd. See All Filings	D	2017-11-09 07:50:20 UTC
Amount To Be Raised $1,532,135 Associated Brokers / Dealers SI Securities, LLC CIK Number 0001722111 Filed Document 0001722111-17-000002 Exclusions or Exemptions 506c Accepted Date 2017-11-09 07:50:20 UTC Type of Offering D Industry Other Technology Principal Place of Business ISRAEL Revenue or Assets $$1 - $1,000,000 Type of Security Option To Acquire
elocal USA LLC See All Filings	D	2017-11-09 07:42:25 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001722141 Filed Document 0001722141-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-09 07:42:25 UTC Type of Offering D Industry Telecommunications Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Stafford International Timberland VIII Fund (US) L.P. See All Filings	D	2017-11-09 07:06:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001722116 Filed Document 0001722116-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-09 07:06:07 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW HAMPSHIRE Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Pooled Investment Fund
HORIZON PORTFOLIO I LTD See All Filings	D/A	2017-11-09 06:14:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001449223 Filed Document 0000902664-17-004244 Exclusions or Exemptions 506b Accepted Date 2017-11-09 06:14:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
HORIZON PORTFOLIO LP See All Filings	D/A	2017-11-09 06:10:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001133255 Filed Document 0000902664-17-004242 Exclusions or Exemptions 506b Accepted Date 2017-11-09 06:10:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Equity
Yannix Fund Ltd. See All Filings	D/A	2017-11-09 06:02:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Access Securities, Inc. CIK Number 0001534304 Filed Document 0000902664-17-004241 Exclusions or Exemptions 506b Accepted Date 2017-11-09 06:02:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Vista Co-Invest Fund 2017-3, L.P. See All Filings	D	2017-11-08 22:04:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001722159 Filed Document 0001722159-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-08 22:04:03 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Cipriani USA, Inc. See All Filings	D	2017-11-08 20:23:50 UTC
Amount To Be Raised $120,000,000 Associated Brokers / Dealers N/A CIK Number 0001721651 Filed Document 0001721651-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-08 20:23:50 UTC Type of Offering D Industry Restaurants Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Per.Se Beauty, Inc See All Filings	D	2017-11-08 20:22:54 UTC
Amount To Be Raised $7,171 Associated Brokers / Dealers N/A CIK Number 0001711649 Filed Document 0001711649-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-11-08 20:22:54 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Option To Acquire
Queens Plaza West LLC See All Filings	D	2017-11-08 20:13:13 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001722105 Filed Document 0001722105-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-11-08 20:13:13 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
YE US, Inc. See All Filings	C	2017-11-08 20:05:32 UTC
Financial Interest N/A Filing Platform StartEngine Capital, LLC Offering Amount $107,000 CIK Number 0001717074 Filed Document 0001665160-17-000567 Accepted Date 2017-11-08 20:05:32 UTC Type of Offering C Security Offered Amount 10,000 Security Offered Type Common Stock State ARMENIA
Moogsoft (Herd) Inc. See All Filings	D	2017-11-08 19:13:45 UTC
Amount To Be Raised $20,470 Associated Brokers / Dealers N/A CIK Number 0001577982 Filed Document 0001577982-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-08 19:13:45 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
ClimaCell Inc. See All Filings	D/A	2017-11-08 19:08:01 UTC
Amount To Be Raised $1,450,000 Associated Brokers / Dealers N/A CIK Number 0001684983 Filed Document 0001684983-17-000005 Exclusions or Exemptions 506b Accepted Date 2017-11-08 19:08:01 UTC Type of Offering D/A Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets $No Revenues Type of Security Equity
Suja Life, LLC See All Filings	D	2017-11-08 18:50:02 UTC
Amount To Be Raised $15,103,606 Associated Brokers / Dealers N/A CIK Number 0001571481 Filed Document 0001571481-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-08 18:50:02 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
PogoTec, Inc. See All Filings	D	2017-11-08 18:32:05 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001649430 Filed Document 0001649430-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-11-08 18:32:05 UTC Type of Offering D Industry Other Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Debt
Content Raven, Inc. See All Filings	D/A	2017-11-08 18:25:57 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001581185 Filed Document 0001581185-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-11-08 18:25:57 UTC Type of Offering D/A Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
TRELORA, Inc. See All Filings	D	2017-11-08 18:10:25 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001654458 Filed Document 0001654458-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-08 18:10:25 UTC Type of Offering D Industry Residential Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Hamilton Zanze Real Estate Fund VII, LLC See All Filings	D	2017-11-08 18:08:45 UTC
Amount To Be Raised $11,000,000 Associated Brokers / Dealers N/A CIK Number 0001721064 Filed Document 0001721064-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-08 18:08:45 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Orchid Labs Inc. See All Filings	D	2017-11-08 18:08:16 UTC
Amount To Be Raised $4,500,000 Associated Brokers / Dealers N/A CIK Number 0001721086 Filed Document 0001721086-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-08 18:08:16 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
Pala-linq Social Purpose Corp See All Filings	D/A	2017-11-08 18:06:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001662886 Filed Document 0001662886-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-08 18:06:40 UTC Type of Offering D/A Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
S&R Income Fund II, LP See All Filings	D	2017-11-08 17:46:16 UTC
Amount To Be Raised $202,000,000 Associated Brokers / Dealers N/A CIK Number 0001721917 Filed Document 0001721917-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-08 17:46:16 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Star Mountain Diversified Small Business Access Fund II-A, LP See All Filings	D	2017-11-08 17:45:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001719826 Filed Document 0001719826-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-08 17:45:15 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DCM EVENT DRIVEN FUND, LP See All Filings	D/A	2017-11-08 17:40:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001524632 Filed Document 0001719690-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-11-08 17:40:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Bringpro, Inc. See All Filings	C/A	2017-11-08 17:34:31 UTC
Financial Interest N/A Filing Platform StartEngine Capital, LLC Offering Amount $1,070,000 CIK Number 0001712479 Filed Document 0001665160-17-000564 Accepted Date 2017-11-08 17:34:31 UTC Type of Offering C/A Security Offered Amount 4,000 Security Offered Type Common Stock State CALIFORNIA
HZ Oracle Village, LLC See All Filings	D	2017-11-08 17:33:06 UTC
Amount To Be Raised $760,000 Associated Brokers / Dealers N/A CIK Number 0001578951 Filed Document 0001578951-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-11-08 17:33:06 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
DGraph Labs, Inc. See All Filings	D	2017-11-08 17:27:01 UTC
Amount To Be Raised $1,850,000 Associated Brokers / Dealers N/A CIK Number 0001679194 Filed Document 0001679194-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-08 17:27:01 UTC Type of Offering D Industry Computers Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Avalon Park Apartments, LLC See All Filings	D	2017-11-08 17:24:36 UTC
Amount To Be Raised $3,578,408 Associated Brokers / Dealers N/A CIK Number 0001721084 Filed Document 0001721084-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-08 17:24:36 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Medscient LLC See All Filings	D	2017-11-08 17:19:35 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001722102 Filed Document 0001722102-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-08 17:19:35 UTC Type of Offering D Industry Other Health Care Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
FASETTO, LLC See All Filings	D	2017-11-08 17:16:14 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001692377 Filed Document 0001692377-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-11-08 17:16:14 UTC Type of Offering D Industry Other Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
Oxford Station Sponsor, LLC See All Filings	D	2017-11-08 17:13:31 UTC
Amount To Be Raised $24,100,000 Associated Brokers / Dealers N/A CIK Number 0001721067 Filed Document 0001721067-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-08 17:13:31 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Common
DCM Hite Hedge Fund, as series of DCM Onshore Funds, LLC See All Filings	D/A	2017-11-08 17:12:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001658368 Filed Document 0001717869-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-08 17:12:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
DOWNTICKET INC. See All Filings	D	2017-11-08 17:08:30 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001722138 Filed Document 0001722138-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-08 17:08:30 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
CFIG Co-Investors, L.P. See All Filings	D/A	2017-11-08 17:03:23 UTC
Amount To Be Raised $60,000,000 Associated Brokers / Dealers N/A CIK Number 0001421239 Filed Document 0000950103-17-010983 Exclusions or Exemptions 506b Accepted Date 2017-11-08 17:03:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Full Circle Brewing, Co. Ltd. LLC See All Filings	C/A	2017-11-08 17:02:10 UTC
Financial Interest Filing Platform NOBLES & RICHARDS, INC. Offering Amount $1,000,000 CIK Number 0001715599 Filed Document 0001715599-17-000003 Accepted Date 2017-11-08 17:02:10 UTC Type of Offering C/A Security Offered Amount 250,000 Security Offered Type Other State CALIFORNIA
USEDC 2017 B Drilling Fund LP See All Filings	D/A	2017-11-08 17:01:23 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Connor Todd CIK Number 0001708903 Filed Document 0001708870-17-000032 Exclusions or Exemptions 506b Accepted Date 2017-11-08 17:01:23 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
IP III CO-INVESTORS, L.P. See All Filings	D/A	2017-11-08 17:00:03 UTC
Amount To Be Raised $52,000,000 Associated Brokers / Dealers N/A CIK Number 0001421238 Filed Document 0000950103-17-010982 Exclusions or Exemptions 506b Accepted Date 2017-11-08 17:00:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Kippington Capital Fund, LP See All Filings	D	2017-11-08 16:56:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001721999 Filed Document 0001721999-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-08 16:56:30 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
360 Holdings I Corp. See All Filings	D/A	2017-11-08 16:52:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001670937 Filed Document 0000895345-17-000329 Exclusions or Exemptions 506b Accepted Date 2017-11-08 16:52:31 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Strategic Energy Income Fund V LP See All Filings	D/A	2017-11-08 16:49:40 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers Christopher J. Gordon CIK Number 0001699602 Filed Document 0001708870-17-000031 Exclusions or Exemptions 506b Accepted Date 2017-11-08 16:49:40 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Alphacuity LLC See All Filings	D	2017-11-08 16:46:24 UTC
Amount To Be Raised $1,008,000 Associated Brokers / Dealers N/A CIK Number 0001722006 Filed Document 0001722006-17-000003 Exclusions or Exemptions 504 and 506b Accepted Date 2017-11-08 16:46:24 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business ILLINOIS Revenue or Assets $No Revenues Type of Security Equity
USEDC 2017 A Drilling Fund LP See All Filings	D/A	2017-11-08 16:44:29 UTC
Amount To Be Raised $75,000,000 Associated Brokers / Dealers Lavon Welch CIK Number 0001708870 Filed Document 0001708870-17-000030 Exclusions or Exemptions 506b Accepted Date 2017-11-08 16:44:29 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
QUALITY HEALTH PLANS OF NEW YORK, INC. See All Filings	D	2017-11-08 16:42:58 UTC
Amount To Be Raised $9,600,000 Associated Brokers / Dealers N/A CIK Number 0001721998 Filed Document 0001078782-17-001508 Exclusions or Exemptions 506b Accepted Date 2017-11-08 16:42:58 UTC Type of Offering D Industry Health Insurance Principal Place of Business NEW YORK Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
WaterSmart Software, Inc. See All Filings	D	2017-11-08 16:41:52 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001519325 Filed Document 0001519325-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-08 16:41:52 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Opsonix, Inc. See All Filings	D	2017-11-08 16:40:10 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001654267 Filed Document 0001654267-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-08 16:40:10 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt