Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Smart OES LLC See All Filings	D/A	2015-07-24 00:00:00 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001512087 Filed Document 0001512087-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-24 00:00:00 UTC Type of Offering D/A Industry Energy Conservation Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Frogtek BOP, LLC See All Filings	D	2015-07-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001596446 Filed Document 0001192482-15-000315 Exclusions or Exemptions 506b Accepted Date 2015-07-24 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
SEI Special Situations Fund, Ltd. See All Filings	D/A	2015-07-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001462139 Filed Document 0001462139-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D	2015-07-24 00:00:00 UTC
Amount To Be Raised $372,200 Associated Brokers / Dealers Curtis Wyrtzen CIK Number 0001135856 Filed Document 0001135856-15-000226 Exclusions or Exemptions 506b Accepted Date 2015-07-24 00:00:00 UTC Type of Offering D Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Matterhorn Global Emerging Markets Fund L.P. See All Filings	D/A	2015-07-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001581668 Filed Document 0000902664-15-003170 Exclusions or Exemptions 506b Accepted Date 2015-07-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Premara Financial, Inc. See All Filings	D/A	2015-07-24 00:00:00 UTC
Amount To Be Raised $8,500,000 Associated Brokers / Dealers Boenning & Scattergood CIK Number 0001648856 Filed Document 0001648856-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-07-24 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
LJM Fund LP See All Filings	D/A	2015-07-24 00:00:00 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers CAPITAL MANAGEMENT PARTNERS, INC., Uhlmann Price Securities, Inc., TRIAD ADVISORS, INC., and Liccar Securities & Custodial Services, LLC CIK Number 0001411071 Filed Document 0001411071-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $Over $100,000,000 Type of Security Equity
Gaw Capital U.S. Value Add Feeder I, LLC See All Filings	D/A	2015-07-24 00:00:00 UTC
Amount To Be Raised $18,230,000 Associated Brokers / Dealers N/A CIK Number 0001614628 Filed Document 0001614628-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-07-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
GOLDEN SCIENS SHIPPING FEEDER L.P. See All Filings	D/A	2015-07-24 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001609308 Filed Document 0000919574-15-005532 Exclusions or Exemptions 506b Accepted Date 2015-07-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Chicagoland Medical Portfolio II DST See All Filings	D/A	2015-07-24 00:00:00 UTC
Amount To Be Raised $19,716,700 Associated Brokers / Dealers Nathaniel M. Kuhn, William S. Sheehan, Joseph G. Michaletz, Robert S. Smith, Robert J. Luna, Shawn Williamson, Cathie M. Callahan Ditri, Tony R. Price, Jae E. Waters, Eric A. Bicknese, Joseph A. Nugent, John E. Bishop, Darryl J. Wolff, Sr., Christina S. Nielson, Dwight K. Kay, Gary E. Conley, Jared S. Horner, Breck M. Fullmer, Jeremy A. Kisner, Robert R. Tweed, Daniel L. Whittenburg, Preston P. Mokris, Chay T. Lapin, Ann H. Stewart, Vincent L. Collaso, Noah D. Estrin, David B. Levinson, Donald E. Garcia, James D. Warring, and Mitchell E. Glicksman CIK Number 0001642137 Filed Document 0001642137-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-07-24 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
SEI Offshore Opportunity Fund II, Ltd. See All Filings	D/A	2015-07-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001457987 Filed Document 0001457987-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Destination PSP See All Filings	D	2015-07-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001642695 Filed Document 0001642695-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-07-24 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Gresham G Plus Fund, Ltd. See All Filings	D/A	2015-07-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001526782 Filed Document 0001140361-15-028532 Exclusions or Exemptions 506b Accepted Date 2015-07-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
RedBird Tiger Co-Invest I LP See All Filings	D/A	2015-07-24 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers None CIK Number 0001609851 Filed Document 0001609851-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Natural Systems Utilities, LLC See All Filings	D	2015-07-24 00:00:00 UTC
Amount To Be Raised $7,825,000 Associated Brokers / Dealers N/A CIK Number 0001538700 Filed Document 0001538700-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-07-24 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
HMI Capital Partners, L.P. See All Filings	D/A	2015-07-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001458994 Filed Document 0000935836-15-000395 Exclusions or Exemptions 506b Accepted Date 2015-07-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Baloonr, Inc. See All Filings	D	2015-07-24 00:00:00 UTC
Amount To Be Raised $30,000 Associated Brokers / Dealers N/A CIK Number 0001648770 Filed Document 0001648770-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-24 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Debt
Civitas Race Street Fund, LP See All Filings	D	2015-07-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001648186 Filed Document 0001315863-15-000621 Exclusions or Exemptions 506b Accepted Date 2015-07-24 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Banner Apartment Fund III-B, LLC See All Filings	D	2015-07-24 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001649044 Filed Document 0001649044-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-24 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business ILLINOIS Revenue or Assets $No Revenues Type of Security Equity
Opedix, LLC See All Filings	D	2015-07-24 00:00:00 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001608762 Filed Document 0001608762-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-24 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Debt
Insikt, Inc. See All Filings	D	2015-07-24 00:00:00 UTC
Amount To Be Raised $24,436 Associated Brokers / Dealers N/A CIK Number 0001573402 Filed Document 0001140361-15-028613 Exclusions or Exemptions 506b Accepted Date 2015-07-24 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
PSAM Investment Holdings LP See All Filings	D	2015-07-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001648950 Filed Document 0000902664-15-003193 Exclusions or Exemptions 506b Accepted Date 2015-07-24 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tunespeak, LLC See All Filings	D	2015-07-24 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001579215 Filed Document 0001579215-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-24 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
Pi-Coral, Inc. See All Filings	D	2015-07-24 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001605537 Filed Document 0001605537-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-07-24 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Minted, Inc. See All Filings	D	2015-07-24 00:00:00 UTC
Amount To Be Raised $37,624,997 Associated Brokers / Dealers N/A CIK Number 0001648232 Filed Document 0001648232-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-24 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Livelihood Impact Fund LP See All Filings	D	2015-07-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Jay Newmark and Kylie Charlton CIK Number 0001649029 Filed Document 0001649029-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-24 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Pooled Investment Fund
Sabal Special Situations Fund, L.P. See All Filings	D/A	2015-07-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001516882 Filed Document 0000935836-15-000396 Exclusions or Exemptions 506b Accepted Date 2015-07-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Kik Interactive Inc. See All Filings	D	2015-07-24 00:00:00 UTC
Amount To Be Raised $29,999,931 Associated Brokers / Dealers N/A CIK Number 0001574601 Filed Document 0001574601-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-24 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Garland RSN Holdings, LLC See All Filings	D	2015-07-24 00:00:00 UTC
Amount To Be Raised $4,455,333 Associated Brokers / Dealers N/A CIK Number 0001607276 Filed Document 0001607276-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-07-24 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
MULTIPLIER GROWTH PARTNERS SPV I, LP See All Filings	D	2015-07-24 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001648745 Filed Document 0001140361-15-028492 Exclusions or Exemptions 506b Accepted Date 2015-07-24 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
CVA Partners, L.P. See All Filings	D/A	2015-07-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001502721 Filed Document 0001502721-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-07-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RedBird Capital Partners Fund I LP See All Filings	D/A	2015-07-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001609824 Filed Document 0001609824-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tricadia Credit Strategies, Ltd. See All Filings	D/A	2015-07-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Mariner Group Capital Markets, Inc. CIK Number 0001378528 Filed Document 0001378528-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-07-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
DORSAL CAPITAL PARTNERS, L.P. See All Filings	D/A	2015-07-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001471880 Filed Document 0001214659-15-005537 Exclusions or Exemptions 506b Accepted Date 2015-07-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Peak Equity Partners I, L.P. See All Filings	D	2015-07-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001648840 Filed Document 0001648840-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-24 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
LEANKIT, INC. See All Filings	D	2015-07-24 00:00:00 UTC
Amount To Be Raised $17,496,437 Associated Brokers / Dealers N/A CIK Number 0001566103 Filed Document 0001566103-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-07-24 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
Core Avalon Place Apartments LLC See All Filings	D	2015-07-24 00:00:00 UTC
Amount To Be Raised $4,620,000 Associated Brokers / Dealers Core Financial LLC CIK Number 0001649097 Filed Document 0001649097-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-24 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business OHIO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Tosca Opportunity See All Filings	D/A	2015-07-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001459292 Filed Document 0000919574-15-005536 Exclusions or Exemptions 506b Accepted Date 2015-07-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
137 Holdings M, LLC See All Filings	D	2015-07-24 00:00:00 UTC
Amount To Be Raised $3,875,000 Associated Brokers / Dealers N/A CIK Number 0001646674 Filed Document 0001646674-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-24 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TAP Fund, Ltd. - TAP Strategy Portfolio See All Filings	D/A	2015-07-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001483676 Filed Document 0001140361-15-028524 Exclusions or Exemptions 506b Accepted Date 2015-07-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
BioTrace Medical, Inc. See All Filings	D	2015-07-24 00:00:00 UTC
Amount To Be Raised $1,882,507 Associated Brokers / Dealers N/A CIK Number 0001600446 Filed Document 0001600446-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-07-24 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
United Realty Capital Operating Partnership, L.P. See All Filings	D	2015-07-23 14:55:57 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers Forrest James CIK Number 0001646392 Filed Document 0001387131-15-002181 Exclusions or Exemptions 506b Accepted Date 2015-07-23 14:55:57 UTC Type of Offering D Industry Commercial Principal Place of Business NEW YORK Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Common
Opia Holdings, Inc. See All Filings	D	2015-07-23 00:00:00 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001609855 Filed Document 0001609855-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-07-23 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Debt
OPGEN INC See All Filings	D	2015-07-23 00:00:00 UTC
Amount To Be Raised $2,584,090 Associated Brokers / Dealers N/A CIK Number 0001293818 Filed Document 0001293818-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-07-23 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
ENTERCOM COMMUNICATIONS CORP See All Filings	D	2015-07-23 00:00:00 UTC
Amount To Be Raised $27,500,000 Associated Brokers / Dealers N/A CIK Number 0001067837 Filed Document 0001140361-15-028535 Exclusions or Exemptions 506b Accepted Date 2015-07-23 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
WHEAT CAPITAL MANAGEMENT, LLC See All Filings	D	2015-07-23 00:00:00 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001642335 Filed Document 0001637418-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-23 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Leuthold Strategies, LLC See All Filings	D/A	2015-07-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001614284 Filed Document 0001614284-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
MMLISI FINANCIAL ALLIANCES LLC See All Filings	D	2015-07-23 00:00:00 UTC
Amount To Be Raised $2,500 Associated Brokers / Dealers N/A CIK Number 0001456663 Filed Document 0001456663-15-000005 Exclusions or Exemptions 506b Accepted Date 2015-07-23 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
PRTI, Inc. See All Filings	D	2015-07-23 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001599423 Filed Document 0001599423-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-23 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
White River Mining, LLC See All Filings	D	2015-07-23 00:00:00 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001649086 Filed Document 0001649086-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-23 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity