Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
TIGER NEZU PARTNERS, LP See All Filings	D/A	2016-01-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001535290 Filed Document 0000919574-16-009465 Exclusions or Exemptions 506b Accepted Date 2016-01-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Caeruleus Fund See All Filings	D/A	2016-01-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001320107 Filed Document 0000902664-16-004908 Exclusions or Exemptions 506b Accepted Date 2016-01-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AKO EUROPEAN LONG-ONLY FUND PARTNERS L.P. See All Filings	D/A	2016-01-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001567331 Filed Document 0000919574-16-009446 Exclusions or Exemptions 506b Accepted Date 2016-01-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
SelfEcho, Inc See All Filings	D/A	2016-01-20 00:00:00 UTC
Amount To Be Raised $169,000 Associated Brokers / Dealers N/A CIK Number 0001627887 Filed Document 0001627887-16-000005 Exclusions or Exemptions 504, 505, and 506b Accepted Date 2016-01-20 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Sistema Fund Ltd See All Filings	D/A	2016-01-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001606864 Filed Document 0001606864-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business HONG KONG Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Pooled Investment Fund
GiteliScope Group, LLC See All Filings	D	2016-01-20 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001526203 Filed Document 0001526203-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-20 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Rotella Orion Fund LLC See All Filings	D	2016-01-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001372061 Filed Document 0001372061-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-20 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bennu Investments LLC See All Filings	D	2016-01-20 00:00:00 UTC
Amount To Be Raised $40,000,000 Associated Brokers / Dealers N/A CIK Number 0001664271 Filed Document 0001664271-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-20 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
PRISM PARTNERS, L.P. See All Filings	D/A	2016-01-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001086234 Filed Document 0000919574-16-009471 Exclusions or Exemptions 506b Accepted Date 2016-01-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Pepper Pike Realty Fund XIV, LLC See All Filings	D	2016-01-20 00:00:00 UTC
Amount To Be Raised $950,000 Associated Brokers / Dealers N/A CIK Number 0001663299 Filed Document 0001663299-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-20 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
SWAPSKIS Inc See All Filings	D	2016-01-20 00:00:00 UTC
Amount To Be Raised $1 Associated Brokers / Dealers N/A CIK Number 0001664686 Filed Document 0001664686-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-20 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NOVA SCOTIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Swanson River Capital Partners LP See All Filings	D/A	2016-01-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001565053 Filed Document 0001565053-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Viking Global Opportunities III LP See All Filings	D/A	2016-01-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001629447 Filed Document 0000902664-16-004919 Exclusions or Exemptions 506b Accepted Date 2016-01-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Waypoint Absolute Return Fund LLC See All Filings	D/A	2016-01-20 00:00:00 UTC
Amount To Be Raised $1,000,000,000 Associated Brokers / Dealers 4PEAKS CAPITAL A DIV OF M.S.HOWELLS & CO CIK Number 0001458553 Filed Document 0001458553-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-01-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
Blue Harbour Active Ownership Partners, L.P. See All Filings	D/A	2016-01-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001569681 Filed Document 0001315863-16-001043 Exclusions or Exemptions 506b Accepted Date 2016-01-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LogicBio Therapeutics, Inc. See All Filings	D	2016-01-20 00:00:00 UTC
Amount To Be Raised $5,399,900 Associated Brokers / Dealers N/A CIK Number 0001664106 Filed Document 0001664106-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-20 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Graticule Asia Macro Fund LP See All Filings	D/A	2016-01-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001514515 Filed Document 0000950172-16-000143 Exclusions or Exemptions 506b Accepted Date 2016-01-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Agrisight Inc. See All Filings	D	2016-01-20 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001661872 Filed Document 0001661872-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-20 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
ROTELLA POLARIS FUND LTD See All Filings	D	2016-01-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001165137 Filed Document 0001165137-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-20 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Niyo Solutions Inc. See All Filings	D	2016-01-20 00:00:00 UTC
Amount To Be Raised $150,000 Associated Brokers / Dealers N/A CIK Number 0001664105 Filed Document 0001664105-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-20 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
AqGen Island Holdings, Inc. See All Filings	D	2016-01-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001660885 Filed Document 0001016828-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-01-20 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Orange Partners Fund See All Filings	D/A	2016-01-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001320145 Filed Document 0000902664-16-004907 Exclusions or Exemptions 506b Accepted Date 2016-01-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Newport Global Opportunities Fund I-A LP See All Filings	D/A	2016-01-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001662483 Filed Document 0001662483-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
BeaconLight Domestic Fund, LP See All Filings	D/A	2016-01-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001483277 Filed Document 0000919574-16-009457 Exclusions or Exemptions 506b Accepted Date 2016-01-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Campus Investors 30 E. John Street, LLC See All Filings	D	2016-01-20 00:00:00 UTC
Amount To Be Raised $16,400,000 Associated Brokers / Dealers N/A CIK Number 0001664553 Filed Document 0001664553-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-20 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
PayIT, LLC See All Filings	D	2016-01-20 00:00:00 UTC
Amount To Be Raised $4,500,000 Associated Brokers / Dealers N/A CIK Number 0001619169 Filed Document 0001619169-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-20 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
CD Partners LP See All Filings	D	2016-01-20 00:00:00 UTC
Amount To Be Raised $40,000,000 Associated Brokers / Dealers N/A CIK Number 0001664270 Filed Document 0001664270-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-20 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
NEZU JAPAN FUND LTD. See All Filings	D/A	2016-01-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001539729 Filed Document 0000919574-16-009469 Exclusions or Exemptions 506b Accepted Date 2016-01-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Marshall Wace Funds PLC - MW Eureka Fund See All Filings	D/A	2016-01-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Deutsche Bank Trust Company Americas and Deutsche Bank Securities Inc. CIK Number 0001504531 Filed Document 0000902664-16-004914 Exclusions or Exemptions 506b Accepted Date 2016-01-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
IFC HOLDINGS INC/FL See All Filings	D/A	2016-01-20 00:00:00 UTC
Amount To Be Raised $5,417,697 Associated Brokers / Dealers N/A CIK Number 0001351970 Filed Document 0001351970-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-01-20 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Other
Atlantic CT REIT II, Inc. See All Filings	D	2016-01-20 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Phyllis Johnson, Patrick Whelchel, Scott Harrison, and Lori Mayfield CIK Number 0001663766 Filed Document 0001663766-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-20 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Strategic Partners Offshore Fund VII, L.P. See All Filings	D/A	2016-01-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated, J.P. Morgan Securities LLC, Compass Group Global Advisors S.A., and Credit Suisse Securities (USA) LLC CIK Number 0001653746 Filed Document 0000950103-16-010337 Exclusions or Exemptions 506b Accepted Date 2016-01-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Differential Dynamics Corp See All Filings	D	2016-01-20 00:00:00 UTC
Amount To Be Raised $360,425 Associated Brokers / Dealers N/A CIK Number 0001351818 Filed Document 0001140361-16-048387 Exclusions or Exemptions 506b Accepted Date 2016-01-20 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Debt
Summit Partners Entrepreneur Advisors Fund II, L.P. See All Filings	D	2016-01-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001660981 Filed Document 0001660981-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-20 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Wearable World, Inc. See All Filings	D	2016-01-20 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001620935 Filed Document 0001620935-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-01-20 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
RespireRx Pharmaceuticals Inc. See All Filings	D	2016-01-20 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0000849636 Filed Document 0000849636-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-20 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Tocaya Event Fund LP See All Filings	D	2016-01-20 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001664156 Filed Document 0001664156-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-20 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Metro Station Shopping Center LLC See All Filings	D	2016-01-20 00:00:00 UTC
Amount To Be Raised $2,380,000 Associated Brokers / Dealers None CIK Number 0001663587 Filed Document 0001663587-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-20 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
43-28 & 43-38 39th Place, Inc. See All Filings	D	2016-01-20 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Phyllis Johnson, Patrick Whelchel, Scott Harrison, and Lori Mayfield CIK Number 0001663870 Filed Document 0001663870-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-20 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Newport Capital Partners Fund II, LP See All Filings	D	2016-01-20 00:00:00 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers N/A CIK Number 0001664192 Filed Document 0001664192-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-20 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Avant Diagnostics, Inc See All Filings	D	2016-01-20 00:00:00 UTC
Amount To Be Raised $112,500 Associated Brokers / Dealers N/A CIK Number 0001451929 Filed Document 0001477932-16-008176 Exclusions or Exemptions 506b Accepted Date 2016-01-20 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Other
Espalier Global Partners LP See All Filings	D/A	2016-01-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001509402 Filed Document 0000919574-16-009437 Exclusions or Exemptions 506b Accepted Date 2016-01-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
PennantPark Credit Opportunities Fund II, LP See All Filings	D/A	2016-01-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001630869 Filed Document 0000945621-16-000378 Exclusions or Exemptions 506b Accepted Date 2016-01-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Royal Council of the Real Fairyland, LLC See All Filings	D/A	2016-01-20 00:00:00 UTC
Amount To Be Raised $3,250,000 Associated Brokers / Dealers N/A CIK Number 0001629804 Filed Document 0001629804-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-01-20 00:00:00 UTC Type of Offering D/A Industry Retailing Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Ubiquitous Energy, Inc. See All Filings	D	2016-01-20 00:00:00 UTC
Amount To Be Raised $1,402,232 Associated Brokers / Dealers N/A CIK Number 0001543990 Filed Document 0001543990-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-20 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Blackridge RE Investments, LLC See All Filings	D/A	2016-01-20 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001651367 Filed Document 0001209191-16-092452 Exclusions or Exemptions 506b Accepted Date 2016-01-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH DAKOTA Revenue or Assets Decline to Disclose Type of Security Debt
SII INVESTMENTS INC/WI See All Filings	D/A	2016-01-20 00:00:00 UTC
Amount To Be Raised $4,499,997 Associated Brokers / Dealers N/A CIK Number 0001351903 Filed Document 0001351903-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-01-20 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Other
Ford Partners, LP See All Filings	D/A	2016-01-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001624343 Filed Document 0001624343-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
International Small-Cap Equity Fund LLLP See All Filings	D/A	2016-01-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001464323 Filed Document 0001464323-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
SAYKARA, INC. See All Filings	D	2016-01-20 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001663895 Filed Document 0001663895-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-20 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt