Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
OXIS INTERNATIONAL INC See All Filings	D	2015-07-24 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0000109657 Filed Document 0000939798-15-000050 Exclusions or Exemptions 506b Accepted Date 2015-07-24 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business FLORIDA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
SEI Core Property Fund, L.P. See All Filings	D/A	2015-07-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001504960 Filed Document 0001504960-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Phoodeez, Inc. See All Filings	D	2015-07-24 00:00:00 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001620723 Filed Document 0001620723-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-07-24 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
CLARIUM CAPITAL LLC See All Filings	D/A	2015-07-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Caedmon Partners LLP CIK Number 0001448746 Filed Document 0001448746-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Protagonist Therapeutics, Inc See All Filings	D	2015-07-24 00:00:00 UTC
Amount To Be Raised $40,000,000 Associated Brokers / Dealers N/A CIK Number 0001377121 Filed Document 0001377121-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-07-24 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Rubissow Family Wines, LLC See All Filings	D	2015-07-24 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001649128 Filed Document 0001562555-15-000013 Exclusions or Exemptions 506b Accepted Date 2015-07-24 00:00:00 UTC Type of Offering D Industry Agriculture Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
AGSF LP See All Filings	D/A	2015-07-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Emerging Manager Advisors, LLC CIK Number 0001582333 Filed Document 0001582333-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Mid Atlantic Hotel Portfolio Investors LLC See All Filings	D	2015-07-24 00:00:00 UTC
Amount To Be Raised $45,000,000 Associated Brokers / Dealers N/A CIK Number 0001648801 Filed Document 0001648801-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-24 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
CFC MANSFIELD, L.P. See All Filings	D	2015-07-24 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers GLOBAL ALLIANCE SECURITIES, LLC CIK Number 0001649093 Filed Document 0001649093-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-24 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business OHIO Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Other
AEA INVESTORS SMALL BUSINESS FUND III LP See All Filings	D	2015-07-24 00:00:00 UTC
Amount To Be Raised $355,000,000 Associated Brokers / Dealers N/A CIK Number 0001638738 Filed Document 0001638738-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-07-24 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Mission Gold Ltd. See All Filings	D	2015-07-24 00:00:00 UTC
Amount To Be Raised $388,904 Associated Brokers / Dealers N/A CIK Number 0001570811 Filed Document 0001183740-15-000189 Exclusions or Exemptions 506b Accepted Date 2015-07-24 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
MedAvante Inc See All Filings	D	2015-07-24 00:00:00 UTC
Amount To Be Raised $2,000,040 Associated Brokers / Dealers N/A CIK Number 0001314063 Filed Document 0001314063-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-07-24 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Innovative Cardiovascular Solutions, LLC See All Filings	D	2015-07-24 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001579422 Filed Document 0001579422-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-24 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
ZT Sapphire Fund I, L.P. See All Filings	D	2015-07-24 00:00:00 UTC
Amount To Be Raised $33,000,000 Associated Brokers / Dealers N/A CIK Number 0001648459 Filed Document 0001162677-15-000059 Exclusions or Exemptions 506b Accepted Date 2015-07-24 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Tosca See All Filings	D/A	2015-07-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001404712 Filed Document 0000919574-15-005534 Exclusions or Exemptions 506b Accepted Date 2015-07-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Tryon Triangle, LLC See All Filings	D	2015-07-24 00:00:00 UTC
Amount To Be Raised $859,516 Associated Brokers / Dealers N/A CIK Number 0001649219 Filed Document 0001649219-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-24 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business NORTH CAROLINA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Benchmark Western Real Estate Fund II LP See All Filings	D	2015-07-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001647950 Filed Document 0001647950-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-07-24 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Gresham DJF CommodityBuilder Fund, L.L.C. See All Filings	D/A	2015-07-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001526717 Filed Document 0001140361-15-028534 Exclusions or Exemptions 506b Accepted Date 2015-07-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
A-Fund II Affiliates Fund, L.P. See All Filings	D	2015-07-24 00:00:00 UTC
Amount To Be Raised $7,500,000 Associated Brokers / Dealers N/A CIK Number 0001649023 Filed Document 0001649023-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-24 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Sabal Enhanced Absolute Fund, L.P. See All Filings	D/A	2015-07-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001516882 Filed Document 0000935836-16-000638 Exclusions or Exemptions 506b Accepted Date 2015-07-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DwellConnect, Inc. See All Filings	D/A	2015-07-24 00:00:00 UTC
Amount To Be Raised $6,250,000 Associated Brokers / Dealers N/A CIK Number 0001643176 Filed Document 0001643176-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-07-24 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
ICQ Opportunities Fund MYT, L.P. See All Filings	D	2015-07-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001649017 Filed Document 0001649017-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-24 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PORTLAND CARIBBEAN FUND II, L.P. See All Filings	D/A	2015-07-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001614745 Filed Document 0001614745-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BARBADOS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FG Angel Syndicate Fund IV, a series of FG Angel Syndicate Funds LLC See All Filings	D	2015-07-24 00:00:00 UTC
Amount To Be Raised $1,070,000 Associated Brokers / Dealers N/A CIK Number 0001648763 Filed Document 0001648763-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-24 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
VECTORMAX Corp See All Filings	D	2015-07-24 00:00:00 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001136418 Filed Document 0001144204-15-044031 Exclusions or Exemptions 506b Accepted Date 2015-07-24 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Tango Management Consulting, Inc. See All Filings	D	2015-07-24 00:00:00 UTC
Amount To Be Raised $30,273,408 Associated Brokers / Dealers N/A CIK Number 0001649129 Filed Document 0001649129-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-24 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Advanced Technology Select Fund LLC See All Filings	D/A	2015-07-24 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers PHX Financial, Inc. and Halycon Cabot Partners Ltd. CIK Number 0001638032 Filed Document 0001013762-15-000776 Exclusions or Exemptions 506b Accepted Date 2015-07-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Matterhorn Global Emerging Markets Fund See All Filings	D/A	2015-07-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001581667 Filed Document 0000902664-15-003171 Exclusions or Exemptions 506b Accepted Date 2015-07-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RedBird Capital Partners Platform LP See All Filings	D/A	2015-07-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001623463 Filed Document 0001623463-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TAP CommodityBuilder Fund, L.L.C. See All Filings	D/A	2015-07-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001526718 Filed Document 0001140361-15-028540 Exclusions or Exemptions 506b Accepted Date 2015-07-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
sympl inc. See All Filings	D	2015-07-24 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001648335 Filed Document 0001648335-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-24 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
M3 PARTNERS LP See All Filings	D	2015-07-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001426094 Filed Document 0001426094-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-24 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
ALZHEON, INC. See All Filings	D	2015-07-24 00:00:00 UTC
Amount To Be Raised $6,905,000 Associated Brokers / Dealers Brookline Group, LLC CIK Number 0001582636 Filed Document 0001140361-15-028658 Exclusions or Exemptions 506b Accepted Date 2015-07-24 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
Northwest Crossing Baceline Holdings, LLC See All Filings	D	2015-07-24 00:00:00 UTC
Amount To Be Raised $1,260,000 Associated Brokers / Dealers N/A CIK Number 0001649110 Filed Document 0001649110-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-24 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business COLORADO Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Deer Lake Improvement Association See All Filings	D	2015-07-24 00:00:00 UTC
Amount To Be Raised $1,800,000 Associated Brokers / Dealers N/A CIK Number 0001648871 Filed Document 0001648871-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-24 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets $No Revenues Type of Security Debt
Ruckus Gaming, LLC See All Filings	D/A	2015-07-24 00:00:00 UTC
Amount To Be Raised $2,540,000 Associated Brokers / Dealers N/A CIK Number 0001617895 Filed Document 0001617895-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-07-24 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Option To Acquire
ASL ANALYTICAL INC See All Filings	D	2015-07-24 00:00:00 UTC
Amount To Be Raised $1,100,000 Associated Brokers / Dealers N/A CIK Number 0001366608 Filed Document 0001366608-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-07-24 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business IOWA Revenue or Assets Decline to Disclose Type of Security Equity
ANAPTYSBIO INC See All Filings	D	2015-07-24 00:00:00 UTC
Amount To Be Raised $40,767,277 Associated Brokers / Dealers N/A CIK Number 0001370053 Filed Document 0001168404-15-000018 Exclusions or Exemptions 506b Accepted Date 2015-07-24 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
American Micro Detection Systems, Inc. See All Filings	D	2015-07-24 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001524855 Filed Document 0001213900-15-005507 Exclusions or Exemptions 506b Accepted Date 2015-07-24 00:00:00 UTC Type of Offering D Industry Environmental Services Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Aon Hewitt Group Trust See All Filings	D/A	2015-07-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Aon Securities, Inc. CIK Number 0001496672 Filed Document 0001496672-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ETAP Fund, Ltd. See All Filings	D/A	2015-07-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001483672 Filed Document 0001140361-15-028519 Exclusions or Exemptions 506b Accepted Date 2015-07-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Tradeshift Holdings Inc. See All Filings	D	2015-07-24 00:00:00 UTC
Amount To Be Raised $28,765,056 Associated Brokers / Dealers N/A CIK Number 0001594348 Filed Document 0001594348-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-07-24 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Benchmark Western Real Estate Fund II LP See All Filings	D	2015-07-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001647950 Filed Document 0001647950-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-24 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Gresham A Plus Fund, Ltd. See All Filings	D/A	2015-07-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001526713 Filed Document 0001140361-15-028521 Exclusions or Exemptions 506b Accepted Date 2015-07-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Onshore Gresham A Plus Fund, L.L.C. See All Filings	D/A	2015-07-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001526778 Filed Document 0001140361-15-028526 Exclusions or Exemptions 506b Accepted Date 2015-07-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Liberty Heritage Fund, L.P. See All Filings	D/A	2015-07-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001469088 Filed Document 0001144204-15-044017 Exclusions or Exemptions 506b Accepted Date 2015-07-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Marshall Wace Funds PLC - MW Global Opportunities Fund See All Filings	D/A	2015-07-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001504528 Filed Document 0000902664-15-003169 Exclusions or Exemptions 506b Accepted Date 2015-07-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EnGeneIC Ltd See All Filings	D	2015-07-24 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001648902 Filed Document 0000897069-15-000417 Exclusions or Exemptions 506b Accepted Date 2015-07-24 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business AUSTRALIA Revenue or Assets Decline to Disclose Type of Security Equity
CounterTack Inc. See All Filings	D	2015-07-24 00:00:00 UTC
Amount To Be Raised $10,500,011 Associated Brokers / Dealers N/A CIK Number 0001462440 Filed Document 0001462440-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-07-24 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Oso Technologies, Inc. See All Filings	D	2015-07-24 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001589298 Filed Document 0001589298-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-07-24 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity