|
|
D |
2018-03-15 16:23:39 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001734316
- Filed Document
- 0001734316-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-03-15 16:23:39 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- JERSEY
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2018-03-15 16:23:26 UTC |
- Amount To Be Raised
- $1,550,908
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001733505
- Filed Document
- 0001733505-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-03-15 16:23:26 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2018-03-15 16:20:03 UTC |
- Amount To Be Raised
- $525,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001734683
- Filed Document
- 0001734683-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-03-15 16:20:03 UTC
- Type of Offering
- D
- Industry
- Retailing
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D/A |
2018-03-15 16:17:36 UTC |
- Amount To Be Raised
- $25,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001624720
- Filed Document
- 0001209191-18-019826
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-03-15 16:17:36 UTC
- Type of Offering
- D/A
- Industry
- Biotechnology
- Principal Place of Business
- MINNESOTA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2018-03-15 16:17:30 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001415763
- Filed Document
- 0001415763-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-03-15 16:17:30 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ONTARIO, CANADA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2018-03-15 16:04:00 UTC |
- Amount To Be Raised
- $11,500,000
- Associated Brokers / Dealers
- Aegis Capital Corp.
- CIK Number
- 0001734216
- Filed Document
- 0001734216-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-03-15 16:04:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2018-03-15 16:02:26 UTC |
- Amount To Be Raised
- $300,000,000
- Associated Brokers / Dealers
- MORGAN STANLEY SMITH BARNEY LLC and INVESCO DISTRIBUTORS, INC.
- CIK Number
- 0001699299
- Filed Document
- 0001699299-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-03-15 16:02:26 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-03-15 16:02:14 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001734315
- Filed Document
- 0001734315-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-03-15 16:02:14 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- JERSEY
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2018-03-15 16:02:11 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001731962
- Filed Document
- 0001731962-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-03-15 16:02:11 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-03-15 16:01:40 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001734505
- Filed Document
- 0000902664-18-001637
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-03-15 16:01:40 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2018-03-15 16:00:05 UTC |
- Amount To Be Raised
- $9,150,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001661152
- Filed Document
- 0001661152-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-03-15 16:00:05 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-03-15 15:59:55 UTC |
- Amount To Be Raised
- $1,500,000
- Associated Brokers / Dealers
- Joseph Gunnar & Co., LLC
- CIK Number
- 0001668370
- Filed Document
- 0001144204-18-014900
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-03-15 15:59:55 UTC
- Type of Offering
- D
- Industry
- Manufacturing
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-03-15 15:56:19 UTC |
- Amount To Be Raised
- $1,690,603
- Associated Brokers / Dealers
- n/a
- CIK Number
- 0001573391
- Filed Document
- 0001573391-18-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-03-15 15:56:19 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- $$1,000,001 - $5,000,000
- Type of Security
- Equity
|
|
|
D/A |
2018-03-15 15:52:27 UTC |
- Amount To Be Raised
- $400,000,000
- Associated Brokers / Dealers
- Kipling Capital, Inc.
- CIK Number
- 0001368001
- Filed Document
- 0001368001-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-03-15 15:52:27 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2018-03-15 15:43:10 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001734668
- Filed Document
- 0001734668-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-03-15 15:43:10 UTC
- Type of Offering
- D
- Industry
- Investing
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2018-03-15 15:39:35 UTC |
- Amount To Be Raised
- $20,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001732800
- Filed Document
- 0001732800-18-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-03-15 15:39:35 UTC
- Type of Offering
- D/A
- Industry
- Other Banking and Financial Services
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- $No Revenues
- Type of Security
- Debt
|
|
|
D |
2018-03-15 15:38:53 UTC |
- Amount To Be Raised
- $2,212,875
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001734707
- Filed Document
- 0000906318-18-000031
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-03-15 15:38:53 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-03-15 15:37:49 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Robotti Securities, LLC
- CIK Number
- 0001528264
- Filed Document
- 0001528264-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-03-15 15:37:49 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2018-03-15 15:27:22 UTC |
- Amount To Be Raised
- $25,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001607247
- Filed Document
- 0001607247-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-03-15 15:27:22 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2018-03-15 15:18:45 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Mesirow Financial, Inc., Morgan Stanley Smith Barney LLC, Stifel, Nicolaus & Company, Inc., and Wells Fargo Advisors, LLC
- CIK Number
- 0001456820
- Filed Document
- 0001456820-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-03-15 15:18:45 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2018-03-15 15:18:09 UTC |
- Amount To Be Raised
- $1,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001734275
- Filed Document
- 0001144204-18-014891
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-03-15 15:18:09 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2018-03-15 15:13:54 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001439392
- Filed Document
- 0001012975-18-000282
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-03-15 15:13:54 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2018-03-15 15:13:07 UTC |
- Amount To Be Raised
- $175,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001733054
- Filed Document
- 0001733054-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-03-15 15:13:07 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2018-03-15 15:08:22 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001734308
- Filed Document
- 0001734308-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-03-15 15:08:22 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- JERSEY
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2018-03-15 15:07:11 UTC |
- Amount To Be Raised
- $4,750,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001734687
- Filed Document
- 0001734687-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-03-15 15:07:11 UTC
- Type of Offering
- D
- Industry
- Residential
- Principal Place of Business
- NEVADA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-03-15 15:05:25 UTC |
- Amount To Be Raised
- $10,150,000
- Associated Brokers / Dealers
- The Enterprise Securities Company
- CIK Number
- 0001734206
- Filed Document
- 0001734206-18-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-03-15 15:05:25 UTC
- Type of Offering
- D
- Industry
- Residential
- Principal Place of Business
- MICHIGAN
- Revenue or Assets
- $$5,000,001 - $25,000,000
- Type of Security
- Equity
|
|
|
D |
2018-03-15 15:03:23 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001734004
- Filed Document
- 0001734004-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-03-15 15:03:23 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- GEORGIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-03-15 15:02:20 UTC |
- Amount To Be Raised
- $9,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001734577
- Filed Document
- 0001734577-18-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2018-03-15 15:02:20 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- COLORADO
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2018-03-15 15:02:18 UTC |
- Amount To Be Raised
- $1,124,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001733395
- Filed Document
- 0001733395-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-03-15 15:02:18 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- VIRGINIA
- Revenue or Assets
- $$1,000,001 - $5,000,000
- Type of Security
- Equity
|
|
|
D/A |
2018-03-15 15:01:55 UTC |
- Amount To Be Raised
- $100,617,339
- Associated Brokers / Dealers
- Robert Smith, Craig Sickler, Tim Clairmont, Chay Lapin, David Dahill, John Harvey, Christina Nielson, Karl Norman, Steven Kolinsky, Mike Bendix, Jack Creighton, Scott Sheehan, Leon Rousso, Gary Conley, John Chess, Aaron Brodt, Stacey Morimoto, Gary Hughes, Michael Marshel, Nancy Jauregui, Paul Cese, Silver Portal Capital LLC, Joral Schmalle, David Walsh, Joseph Broadbent, Jennifer Wildman, David Halpern, Eric Bicknese, ames Raine, David Levinson, Larry Queen, Michael Markey, David Toetz, James Walesa, Bryan Hakola, Paul Getty, Kathleen Williams-Price, Steven Lichtblau, Stacey Morimoto, Robert Sick, Brian Vosberg, Lena-jo Hartley, Michael Cullen, Joel Knight, Michele Martin, Tae Chung Kim, Del Londono, Jonathan Twidwell, Troy Thomas, Stephen Swarbrick, Brett Ohlen, Kirk Dobson, Chris White, Roger Coit, Orest Baransky, Salvatore Agnello, Anders Haugen, Jeffrey Bangerter, Eric Scaff, Raymond DeWitt, Michael Busch, Neil Mc Auliffe, Stacy Morimoto, Jason Finley, RCX Capital Group LLC, Clyde Patton, Jay Hovis, Eric Holtz, John Goff, Gregory Mankey, Gregory Rhodes, Kirk Dobson, Christopher Riel, John Scully, Timothy Tehan, Christopher Wright, Gordon Hamilton, Josh Griffin, Milan Madhani, Byron Ishiwata, Daniel Raupp, Dustin Tenbroeck, Michael Torchia, Samuel Heller, Jeffrey McKay, and Kevin Myeroff
- CIK Number
- 0001726600
- Filed Document
- 0001726600-18-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-03-15 15:01:55 UTC
- Type of Offering
- D/A
- Industry
- Other Real Estate
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2018-03-15 14:59:46 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001669749
- Filed Document
- 0001669749-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-03-15 14:59:46 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- IRELAND
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2018-03-15 14:53:12 UTC |
- Amount To Be Raised
- $3,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001365077
- Filed Document
- 0001365077-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-03-15 14:53:12 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- OREGON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D/A |
2018-03-15 14:50:33 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Mesirow Financial, Inc., Morgan Stanley Smith Barney LLC, and Stifel, Nicolaus & Company, Inc
- CIK Number
- 0001301395
- Filed Document
- 0001301395-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-03-15 14:50:33 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2018-03-15 14:48:57 UTC |
- Amount To Be Raised
- $18,850,000
- Associated Brokers / Dealers
- The Enterprise Securities Company
- CIK Number
- 0001734131
- Filed Document
- 0001734206-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-03-15 14:48:57 UTC
- Type of Offering
- D
- Industry
- Residential
- Principal Place of Business
- MICHIGAN
- Revenue or Assets
- $$5,000,001 - $25,000,000
- Type of Security
- Equity
|
|
|
D |
2018-03-15 14:47:19 UTC |
- Amount To Be Raised
- $115,374,057
- Associated Brokers / Dealers
- Michael Franklin, Gregory Mankey, and Iaian Filippini
- CIK Number
- 0001734673
- Filed Document
- 0001734673-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-03-15 14:47:19 UTC
- Type of Offering
- D
- Industry
- Other Real Estate
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-03-15 14:46:29 UTC |
- Amount To Be Raised
- $825,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001734688
- Filed Document
- 0001734688-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-03-15 14:46:29 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- COLORADO
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D |
2018-03-15 14:44:29 UTC |
- Amount To Be Raised
- $3,900,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001734532
- Filed Document
- 0001734532-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-03-15 14:44:29 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- MICHIGAN
- Revenue or Assets
- $$1,000,001 - $5,000,000
- Type of Security
- Equity
|
|
|
D |
2018-03-15 14:43:49 UTC |
- Amount To Be Raised
- $10,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001734601
- Filed Document
- 0001734365-18-000003
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2018-03-15 14:43:49 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-03-15 14:43:44 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001734305
- Filed Document
- 0001734305-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-03-15 14:43:44 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- JERSEY
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2018-03-15 14:43:43 UTC |
- Amount To Be Raised
- $7,725,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001716693
- Filed Document
- 0001716693-18-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-03-15 14:43:43 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-03-15 14:37:44 UTC |
- Amount To Be Raised
- $500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001649153
- Filed Document
- 0001649153-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-03-15 14:37:44 UTC
- Type of Offering
- D
- Industry
- Manufacturing
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D/A |
2018-03-15 14:36:46 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- AXA Advisors LLC, BB&T INVESTMENT SERVICES, BUCK KWASHA SECURITIES LLC, CLARK SECURITIES INC., EXECUTIVE SERVICES SECURITIES, INC, FAS CORP, FPCM SECURITIES, LLC, J. ALDEN ASSOCIATES, J. ALDEN ASSOCIATES, J. ALDEN ASSOCIATES, J. ALDEN ASSOCIATES, M HOLDINGS SECURITIES, INC, M HOLDINGS SECURITES, NEWPORT GROUP SECURITIES, INC, NFP ADVISORS, LLC, PARK AVENUE SECURITIES, PRIVATE PLACEMENT INSURANCE PRODUCTS, LLC, WJ LYNCH INVESTOR SERVICES, LLC, UBS FINANCIAL SERVICES, STERN CAPITAL, LLC, NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC, NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC, NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC, INNOVATION PARTNERS, LLC, and CONDUIT SECURITIES, LLC
- CIK Number
- 0001170473
- Filed Document
- 0001104659-18-017810
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-03-15 14:36:46 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
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D/A |
2018-03-15 14:36:15 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- BUCK KWASHA SECURITIES, LLC and Conduit Securities, LLC
- CIK Number
- 0001274746
- Filed Document
- 0001104659-18-017809
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-03-15 14:36:15 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
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NS Partners Emerging Markets Equity Fund, a Series of NS Partners Trust
See All Filings
|
D/A |
2018-03-15 14:35:11 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Foreside Fund Services, LLC
- CIK Number
- 0001668894
- Filed Document
- 0001370109-18-000007
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-03-15 14:35:11 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- UNITED KINGDOM
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
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C/A |
2018-03-15 14:30:53 UTC |
- Financial Interest
- The intermediary will receive a number of Crowd Notes of the issuer that is equal to 2.0% (two percent) of the total number of Crowd Notes sold by the issuer in in the Offering.
- Filing Platform
- First Democracy VC
- Offering Amount
- $250,000
- CIK Number
- 0001722710
- Filed Document
- 0001722710-18-000003
- Accepted Date
- 2018-03-15 14:30:53 UTC
- Type of Offering
- C/A
- Security Offered Amount
- 50,000
- Security Offered Type
- Other
- State
- CALIFORNIA
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D/A |
2018-03-15 14:26:08 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001293594
- Filed Document
- 0000919574-18-002500
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-03-15 14:26:08 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
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D/A |
2018-03-15 14:19:49 UTC |
- Amount To Be Raised
- $5,499,233
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001676258
- Filed Document
- 0001676258-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-03-15 14:19:49 UTC
- Type of Offering
- D/A
- Industry
- Biotechnology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
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D |
2018-03-15 14:11:09 UTC |
- Amount To Be Raised
- $10,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001734380
- Filed Document
- 0001734380-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-03-15 14:11:09 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
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D |
2018-03-15 14:09:59 UTC |
- Amount To Be Raised
- $56,599,075
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001733073
- Filed Document
- 0001733073-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-03-15 14:09:59 UTC
- Type of Offering
- D
- Industry
- Computers
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
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D |
2018-03-15 14:08:53 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001611174
- Filed Document
- 0001611174-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-03-15 14:08:53 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|