Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
D. E. Shaw Alkali Fund IV, L.P. See All Filings	D	2018-03-15 12:28:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001733706 Filed Document 0001648994-18-000011 Exclusions or Exemptions 506c Accepted Date 2018-03-15 12:28:28 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MID-AMERICA ANGELS INVESTMENTS LLC See All Filings	D	2018-03-15 12:17:52 UTC
Amount To Be Raised $140,524 Associated Brokers / Dealers N/A CIK Number 0001383457 Filed Document 0001383457-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-03-15 12:17:52 UTC Type of Offering D Industry Investing Principal Place of Business KANSAS Revenue or Assets $Not Applicable Type of Security Equity
DG9, a series of DG Funds, LLC See All Filings	D	2018-03-15 12:16:41 UTC
Amount To Be Raised $258,000 Associated Brokers / Dealers N/A CIK Number 0001728178 Filed Document 0001673067-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-03-15 12:16:41 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Viela Bio, Inc. See All Filings	D	2018-03-15 12:15:35 UTC
Amount To Be Raised $312,253,240 Associated Brokers / Dealers N/A CIK Number 0001734517 Filed Document 0001734517-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-03-15 12:15:35 UTC Type of Offering D Industry Biotechnology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
CROSSFIRST BANKSHARES, INC. See All Filings	D	2018-03-15 12:14:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001458412 Filed Document 0001014108-18-000059 Exclusions or Exemptions 506b Accepted Date 2018-03-15 12:14:05 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Equity
D. E. Shaw World Alpha Extension Offshore Fund, L.P. See All Filings	D/A	2018-03-15 12:14:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001731490 Filed Document 0001648994-18-000010 Exclusions or Exemptions 506c Accepted Date 2018-03-15 12:14:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
A-TPI-14-Fund, a series of AX-RG-Funds, LLC See All Filings	D	2018-03-15 12:11:59 UTC
Amount To Be Raised $108,000 Associated Brokers / Dealers N/A CIK Number 0001727129 Filed Document 0001673067-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-03-15 12:11:59 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GCM Investment Partners, L.P. See All Filings	D/A	2018-03-15 12:11:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001490709 Filed Document 0001370109-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-03-15 12:11:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Servicelink Technologies USA, Inc. See All Filings	D	2018-03-15 12:10:48 UTC
Amount To Be Raised $6,125,000 Associated Brokers / Dealers N/A CIK Number 0001673728 Filed Document 0000899797-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-03-15 12:10:48 UTC Type of Offering D Industry Business Services Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Debt
KonaTel, Inc. See All Filings	D/A	2018-03-15 12:10:03 UTC
Amount To Be Raised $1,300,000 Associated Brokers / Dealers N/A CIK Number 0000845819 Filed Document 0001010412-18-000014 Exclusions or Exemptions 506b Accepted Date 2018-03-15 12:10:03 UTC Type of Offering D/A Industry Telecommunications Principal Place of Business TEXAS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Willis Towers Watson Group Trust Long Credit Fund See All Filings	D	2018-03-15 12:06:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001734649 Filed Document 0001734649-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-15 12:06:29 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Gamalon, Inc. See All Filings	D	2018-03-15 12:05:58 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001685076 Filed Document 0001685076-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-15 12:05:58 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Texas Oil Partners LLC Kingsville #1, L.P. See All Filings	D	2018-03-15 12:05:37 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001733827 Filed Document 0001733827-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-15 12:05:37 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
D. E. Shaw World Alpha Extension Fund, L.L.C. See All Filings	D/A	2018-03-15 12:05:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001453669 Filed Document 0001648994-18-000009 Exclusions or Exemptions 506c Accepted Date 2018-03-15 12:05:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Two Mites, LLC See All Filings	D	2018-03-15 12:02:30 UTC
Amount To Be Raised $900,000 Associated Brokers / Dealers N/A CIK Number 0001734548 Filed Document 0001734548-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-15 12:02:30 UTC Type of Offering D Industry Computers Principal Place of Business ARKANSAS Revenue or Assets $No Revenues Type of Security Equity
Lucidity Lights Inc See All Filings	D	2018-03-15 12:02:08 UTC
Amount To Be Raised $52,000,000 Associated Brokers / Dealers Enso Capital Pte Limited, FJS Consultants Limited, and Corniche Capital Holdings Inc. CIK Number 0001573164 Filed Document 0001625257-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-15 12:02:08 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
D. E. Shaw Value All Country Alpha Extension Fund, L.P. See All Filings	D/A	2018-03-15 12:00:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001581795 Filed Document 0001648994-18-000008 Exclusions or Exemptions 506c Accepted Date 2018-03-15 12:00:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WORKING CAPITAL PARTNERS (OFFSHORE), LTD. See All Filings	D/A	2018-03-15 12:00:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001700458 Filed Document 0001140361-18-013550 Exclusions or Exemptions 506b Accepted Date 2018-03-15 12:00:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PDL Eight LLC See All Filings	D	2018-03-15 11:58:33 UTC
Amount To Be Raised $6,500,000 Associated Brokers / Dealers N/A CIK Number 0001692565 Filed Document 0001692565-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-03-15 11:58:33 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business FLORIDA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
A-RMI-12-Fund, a series of AngelList-TM-Funds, LLC See All Filings	D	2018-03-15 11:57:44 UTC
Amount To Be Raised $118,000 Associated Brokers / Dealers N/A CIK Number 0001673067 Filed Document 0001673067-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-15 11:57:44 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CAMBRIDGE SQUARE OFFSHORE FUND, LTD. See All Filings	D/A	2018-03-15 11:57:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001700336 Filed Document 0001140361-18-013548 Exclusions or Exemptions 506b Accepted Date 2018-03-15 11:57:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Spearhead Insurance Solutions IDF, LLC See All Filings	D/A	2018-03-15 11:56:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Spearhead Capital, LLC CIK Number 0001616070 Filed Document 0001616070-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-15 11:56:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Pooled Investment Fund
CAMBRIDGE SQUARE FUND, LP See All Filings	D/A	2018-03-15 11:55:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001700330 Filed Document 0001140361-18-013546 Exclusions or Exemptions 506b Accepted Date 2018-03-15 11:55:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
D. E. Shaw U.S. Large Cap Core Enhanced Special Fund (MA), L.L.C. See All Filings	D/A	2018-03-15 11:55:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers D. E. Shaw Securities, L.L.C. CIK Number 0001475475 Filed Document 0001648994-18-000007 Exclusions or Exemptions 506c Accepted Date 2018-03-15 11:55:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Guggenheim Core Plus Fund, LLC See All Filings	D/A	2018-03-15 11:50:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Guggenheim Funds Distributors, LLC CIK Number 0001665187 Filed Document 0000899140-18-000294 Exclusions or Exemptions 506b Accepted Date 2018-03-15 11:50:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Guggenheim Core Plus Fund, Ltd. See All Filings	D/A	2018-03-15 11:50:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Guggenheim Funds Distributors, LLC CIK Number 0001665174 Filed Document 0000899140-18-000293 Exclusions or Exemptions 506b Accepted Date 2018-03-15 11:50:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
D. E. Shaw U.S. Large Cap Core Enhanced Fund, L.L.C. See All Filings	D/A	2018-03-15 11:48:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers D. E. Shaw Securities, L.L.C. CIK Number 0001394249 Filed Document 0001648994-18-000006 Exclusions or Exemptions 506c Accepted Date 2018-03-15 11:48:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GLENVIEW CAPITAL PARTNERS L P See All Filings	D/A	2018-03-15 11:45:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001138979 Filed Document 0001370109-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-03-15 11:45:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sustainable Fitness Inc. See All Filings	D/A	2018-03-15 11:45:21 UTC
Amount To Be Raised $350,000 Associated Brokers / Dealers N/A CIK Number 0001728169 Filed Document 0001728169-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-03-15 11:45:21 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Willis Towers Watson Group Trust Diversified Credit Fund See All Filings	D	2018-03-15 11:44:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001734648 Filed Document 0001734648-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-15 11:44:09 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
D. E. Shaw U.S. Large Cap Core Alpha Extension Fund, L.L.C. See All Filings	D/A	2018-03-15 11:38:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001518056 Filed Document 0001648994-18-000005 Exclusions or Exemptions 506c Accepted Date 2018-03-15 11:38:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Quiq, Inc. See All Filings	D	2018-03-15 11:37:21 UTC
Amount To Be Raised $3,250,000 Associated Brokers / Dealers N/A CIK Number 0001681438 Filed Document 0001209191-18-019768 Exclusions or Exemptions 506b Accepted Date 2018-03-15 11:37:21 UTC Type of Offering D Industry Other Technology Principal Place of Business MONTANA Revenue or Assets Decline to Disclose Type of Security Equity
Lombard International Life Assurance Co Separate Account VL 174 See All Filings	D/A	2018-03-15 11:32:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers M Holdings Securities, Inc CIK Number 0001716843 Filed Document 0001716843-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-03-15 11:32:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RCP Card Co-Invest, L.P. See All Filings	D	2018-03-15 11:32:17 UTC
Amount To Be Raised $6,660,000 Associated Brokers / Dealers N/A CIK Number 0001734586 Filed Document 0000950103-18-003376 Exclusions or Exemptions 506b Accepted Date 2018-03-15 11:32:17 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lombard International Life Assurance Co Separate Account VL 173 See All Filings	D/A	2018-03-15 11:28:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers M Holdings Securities, Inc CIK Number 0001710722 Filed Document 0001710722-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-03-15 11:28:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TYME Bancshares, Inc. See All Filings	D/A	2018-03-15 11:28:02 UTC
Amount To Be Raised $18,000,000 Associated Brokers / Dealers Joseph Daniel Hansen, James Garrett Smith, and John Michael Wallace CIK Number 0001720079 Filed Document 0001720079-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-15 11:28:02 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
ARGA INTERNATIONAL FUND, A SERIES OF ARGA FUNDS TRUST See All Filings	D/A	2018-03-15 11:25:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001493616 Filed Document 0001493616-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-15 11:25:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Lombard International Life Assurance Co Separate Account VL 172 See All Filings	D/A	2018-03-15 11:24:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers M Holdings Securities, Inc CIK Number 0001711511 Filed Document 0001711511-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-03-15 11:24:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ampersand 2018 Limited Partnership See All Filings	D	2018-03-15 11:23:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001734267 Filed Document 0001734267-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-15 11:23:07 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
D. E. Shaw U.S. Broad Market Core Alpha Extension Special Fund II (MA), L.L.C. See All Filings	D/A	2018-03-15 11:20:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers D. E. Shaw Securities, L.L.C. CIK Number 0001475474 Filed Document 0001648994-18-000004 Exclusions or Exemptions 506c Accepted Date 2018-03-15 11:20:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pharo Trading Fund, Ltd. See All Filings	D/A	2018-03-15 11:13:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001486435 Filed Document 0001085146-18-000957 Exclusions or Exemptions 506b Accepted Date 2018-03-15 11:13:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
PHARO MACRO FUND LTD See All Filings	D/A	2018-03-15 11:12:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001452889 Filed Document 0001085146-18-000956 Exclusions or Exemptions 506b Accepted Date 2018-03-15 11:12:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
MESIROW ABSOLUTE RETURN FUND, LTD. See All Filings	D/A	2018-03-15 11:11:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated, Morgan Stanley Smith Barney LLC, Stifel, Nicolaus & Company, Inc., Phoenix Global Capital Management, Mesirow Financial, Inc., and Alerus Securities Corporation CIK Number 0001161687 Filed Document 0001161687-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-15 11:11:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pharo Gaia Fund, Ltd. See All Filings	D/A	2018-03-15 11:11:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001636711 Filed Document 0001085146-18-000955 Exclusions or Exemptions 506b Accepted Date 2018-03-15 11:11:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Pharo Africa Fund, Ltd. See All Filings	D	2018-03-15 11:10:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001726166 Filed Document 0001085146-18-000954 Exclusions or Exemptions 506b Accepted Date 2018-03-15 11:10:12 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
D. E. Shaw U.S. Broad Market Core Alpha Extension Offshore Fund, L.P. See All Filings	D/A	2018-03-15 11:04:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers D. E. Shaw Securities, L.L.C. CIK Number 0001394791 Filed Document 0001648994-18-000003 Exclusions or Exemptions 506c Accepted Date 2018-03-15 11:04:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MAXONE LLC See All Filings	D	2018-03-15 10:58:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001614451 Filed Document 0001614451-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-03-15 10:58:54 UTC Type of Offering D Industry Other Technology Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
ARGA GLOBAL FUND, A SERIES OF ARGA FUNDS TRUST See All Filings	D/A	2018-03-15 10:56:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001493614 Filed Document 0001493614-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-03-15 10:56:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Unqork Inc. See All Filings	D	2018-03-15 10:56:02 UTC
Amount To Be Raised $5,419,951 Associated Brokers / Dealers N/A CIK Number 0001734326 Filed Document 0001734326-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-15 10:56:02 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
PCJ Absolute Return Fund LP See All Filings	D/A	2018-03-15 10:50:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Foreside Fund Services, LLC CIK Number 0001669557 Filed Document 0001669557-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-15 10:50:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund