Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
York European Opportunities Fund Ltd See All Filings	D/A	2018-03-16 09:42:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001512004 Filed Document 0001144204-18-015130 Exclusions or Exemptions 506b Accepted Date 2018-03-16 09:42:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
IRONWOOD PARTNERS LP See All Filings	D/A	2018-03-16 09:32:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Oppenheimer & Co. Inc., City National Securities, Citigroup Global Markets, Inc., Morgan Keegan & Company, Inc., Merrill Lynch, Pierce, Fenner & Smith Incoporated, MT Rushmore Securities LLC, Capital Management Partners, Inc., EMCOR Securities, Inc., Fortigent Securities Company, LLC, Metcircle Securities LLC, Osage Investments, Inc., Enerecap Partners, LLC, RA Bench Inc., Stifel, Nicolaus & Company, Inc, Credit Suisse Securities (USA) LLC, Raymond James & Associates, Inc., HighTower Securities LLC, Foreside Fund Services, LLC, and LPL Financial LLC CIK Number 0000884031 Filed Document 0000884031-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-16 09:32:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
VINCULUM WINE LTD. See All Filings	D/A	2018-03-16 09:28:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001504329 Filed Document 0001504329-18-000001 Exclusions or Exemptions 506c Accepted Date 2018-03-16 09:28:47 UTC Type of Offering D/A Industry Other Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets $Not Applicable Type of Security Other
Innovatus Flagship AIV I, LP See All Filings	D/A	2018-03-16 09:17:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001685347 Filed Document 0000943663-18-000104 Exclusions or Exemptions 506b Accepted Date 2018-03-16 09:17:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Brotchie Capital Partners, LP See All Filings	D/A	2018-03-16 09:02:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001668714 Filed Document 0001668714-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-16 09:02:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Nationwide BOLI Private Placement Variable Account See All Filings	D/A	2018-03-16 08:45:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Joseph Sprague CIK Number 0001343394 Filed Document 0001343394-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-03-16 08:45:42 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
16 EXCHANGE RATE/CLASSOFSIXTYTHREE, LLC See All Filings	D	2018-03-16 08:45:12 UTC
Amount To Be Raised $390,000 Associated Brokers / Dealers N/A CIK Number 0001734703 Filed Document 0001734703-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-16 08:45:12 UTC Type of Offering D Industry Other Principal Place of Business KENTUCKY Revenue or Assets $Not Applicable Type of Security Other
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2018-03-16 08:40:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Joe Sprague CIK Number 0001135856 Filed Document 0001135856-18-000020 Exclusions or Exemptions 506b Accepted Date 2018-03-16 08:40:23 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
SIMCOE PARTNERS OFFSHORE, LTD. See All Filings	D/A	2018-03-16 08:02:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001636681 Filed Document 0001636681-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-16 08:02:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Kriticos Partners, L.P. See All Filings	D/A	2018-03-16 07:01:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001486660 Filed Document 0001144204-18-015096 Exclusions or Exemptions 506b Accepted Date 2018-03-16 07:01:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Kriticos International Ltd See All Filings	D/A	2018-03-16 06:59:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001486656 Filed Document 0001144204-18-015094 Exclusions or Exemptions 506b Accepted Date 2018-03-16 06:59:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Ursus International Ltd. See All Filings	D/A	2018-03-16 06:58:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001469387 Filed Document 0001144204-18-015093 Exclusions or Exemptions 506b Accepted Date 2018-03-16 06:58:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
URSUS PARTNERS L P See All Filings	D/A	2018-03-16 06:56:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000884860 Filed Document 0001144204-18-015092 Exclusions or Exemptions 506b Accepted Date 2018-03-16 06:56:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Kynikos Capital Partners Select Fund Ltd See All Filings	D/A	2018-03-16 06:54:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001694194 Filed Document 0001144204-18-015091 Exclusions or Exemptions 506b Accepted Date 2018-03-16 06:54:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Kynikos Global Capital Partners Ltd See All Filings	D/A	2018-03-16 06:51:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001648299 Filed Document 0001144204-18-015090 Exclusions or Exemptions 506b Accepted Date 2018-03-16 06:51:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Kynikos Capital Partners Ltd See All Filings	D/A	2018-03-16 06:50:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001648343 Filed Document 0001144204-18-015089 Exclusions or Exemptions 506b Accepted Date 2018-03-16 06:50:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Kynikos Global Capital Partners LP See All Filings	D/A	2018-03-16 06:49:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001646464 Filed Document 0001144204-18-015088 Exclusions or Exemptions 506b Accepted Date 2018-03-16 06:49:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Kynikos Capital Partners LP See All Filings	D/A	2018-03-16 06:47:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001646462 Filed Document 0001144204-18-015087 Exclusions or Exemptions 506b Accepted Date 2018-03-16 06:47:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
KYNIKOS OPPORTUNITY FUND INTERNATIONAL LTD See All Filings	D/A	2018-03-16 06:46:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001460037 Filed Document 0001144204-18-015086 Exclusions or Exemptions 506b Accepted Date 2018-03-16 06:46:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
KYNIKOS OPPORTUNITY FUND II LP See All Filings	D/A	2018-03-16 06:39:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001277010 Filed Document 0001144204-18-015075 Exclusions or Exemptions 506b Accepted Date 2018-03-16 06:39:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Kynikos Opportunity Fund, L.P. See All Filings	D/A	2018-03-16 06:34:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001277008 Filed Document 0001144204-18-015073 Exclusions or Exemptions 506b Accepted Date 2018-03-16 06:34:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Column Park Partners LP See All Filings	D/A	2018-03-16 06:31:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001602029 Filed Document 0000902664-18-001650 Exclusions or Exemptions 506b Accepted Date 2018-03-16 06:31:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Column Park Offshore Fund Ltd. See All Filings	D/A	2018-03-16 06:27:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001602028 Filed Document 0000902664-18-001649 Exclusions or Exemptions 506b Accepted Date 2018-03-16 06:27:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Column Park Master Fund Ltd. See All Filings	D/A	2018-03-16 06:22:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001669765 Filed Document 0000902664-18-001648 Exclusions or Exemptions 506b Accepted Date 2018-03-16 06:22:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fairway Opportunities Fund A LP See All Filings	D/A	2018-03-16 06:16:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001636544 Filed Document 0000902664-18-001647 Exclusions or Exemptions 506b Accepted Date 2018-03-16 06:16:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Fairway Opportunities Fund B LP See All Filings	D/A	2018-03-16 06:15:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001636545 Filed Document 0000902664-18-001646 Exclusions or Exemptions 506b Accepted Date 2018-03-16 06:15:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Spruce Hedge Fund Program SPC Ltd. See All Filings	D/A	2018-03-16 06:11:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001699635 Filed Document 0000902664-18-001645 Exclusions or Exemptions 506b Accepted Date 2018-03-16 06:11:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Spruce Hedge Fund Program LP See All Filings	D/A	2018-03-16 06:09:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001699715 Filed Document 0000902664-18-001644 Exclusions or Exemptions 506b Accepted Date 2018-03-16 06:09:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Spruce Private Investments Fund, LP See All Filings	D/A	2018-03-16 06:08:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001444005 Filed Document 0000902664-18-001643 Exclusions or Exemptions 506b Accepted Date 2018-03-16 06:08:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Silver Point Capital Offshore Fund, Ltd. See All Filings	D/A	2018-03-16 06:06:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001178340 Filed Document 0000902664-18-001642 Exclusions or Exemptions 506b Accepted Date 2018-03-16 06:06:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Silver Point Capital Fund, L.P. See All Filings	D/A	2018-03-16 06:05:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001169161 Filed Document 0000902664-18-001641 Exclusions or Exemptions 506b Accepted Date 2018-03-16 06:05:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Tse Capital Fund, L.P. See All Filings	D/A	2018-03-16 06:01:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001571323 Filed Document 0000902664-18-001640 Exclusions or Exemptions 506b Accepted Date 2018-03-16 06:01:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
INNOVATIVE PROPERTIES INC. See All Filings	D	2018-03-15 21:49:33 UTC
Amount To Be Raised $352,390 Associated Brokers / Dealers N/A CIK Number 0001731683 Filed Document 0001183740-18-000061 Exclusions or Exemptions 506b Accepted Date 2018-03-15 21:49:33 UTC Type of Offering D Industry Other Real Estate Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Las Olas VC I L.P. See All Filings	D/A	2018-03-15 21:39:13 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers Crito Capital LLC CIK Number 0001672817 Filed Document 0001672817-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-03-15 21:39:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Atlis Motor Vehicles, Inc See All Filings	C	2018-03-15 21:11:15 UTC
Financial Interest N/A Filing Platform StartEngine Capital, LLC Offering Amount $1,035,714 CIK Number 0001722969 Filed Document 0001665160-18-000214 Accepted Date 2018-03-15 21:11:15 UTC Type of Offering C Security Offered Amount 34,482 Security Offered Type Common Stock State ARIZONA
Arolucha, Inc. See All Filings	C	2018-03-15 20:27:11 UTC
Financial Interest Securities equal to 2.0% of the securities sold will be issued to the intermediary upon a successful fundraise. Filing Platform Wefunder Portal LLC Offering Amount $1,070,000 CIK Number 0001732206 Filed Document 0001670254-18-000086 Accepted Date 2018-03-15 20:27:11 UTC Type of Offering C Security Offered Amount 16,667 Security Offered Type Common Stock State TENNESSEE
Life Recovery Systems HD, LLC See All Filings	C	2018-03-15 20:26:12 UTC
Financial Interest N/A Filing Platform StartEngine Capital, LLC Offering Amount $106,992 CIK Number 0001284608 Filed Document 0001665160-18-000211 Accepted Date 2018-03-15 20:26:12 UTC Type of Offering C Security Offered Amount 1,044 Security Offered Type Other State LOUISIANA
BLUE SKY URANIUM CORP. See All Filings	D	2018-03-15 19:40:21 UTC
Amount To Be Raised $1,927,588 Associated Brokers / Dealers Canaccord Genuity Wealth Management (USA) Inc. CIK Number 0001463978 Filed Document 0001463978-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-03-15 19:40:21 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
Pixelogic Media Partners LLC See All Filings	D	2018-03-15 19:31:45 UTC
Amount To Be Raised $9,779,070 Associated Brokers / Dealers N/A CIK Number 0001682118 Filed Document 0001683168-18-000688 Exclusions or Exemptions 506b Accepted Date 2018-03-15 19:31:45 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Pixelogic Holdings LLC See All Filings	D	2018-03-15 19:30:06 UTC
Amount To Be Raised $220,930 Associated Brokers / Dealers N/A CIK Number 0001682117 Filed Document 0001683168-18-000686 Exclusions or Exemptions 506b Accepted Date 2018-03-15 19:30:06 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Atmos Home Inc. See All Filings	C/A	2018-03-15 19:19:37 UTC
Financial Interest N/A Filing Platform StartEngine Capital, LLC Offering Amount $1,069,999 CIK Number 0001716903 Filed Document 0001665160-18-000207 Accepted Date 2018-03-15 19:19:37 UTC Type of Offering C/A Security Offered Amount 2,857 Security Offered Type Common Stock State FLORIDA
Strategic Partners Offshore Real Assets - Infrastructure II L.P. See All Filings	D/A	2018-03-15 18:56:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Compass Private Equity XIV Fond E Inversion CIK Number 0001700673 Filed Document 0001700673-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-15 18:56:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Riverside Development Partners I LLC See All Filings	D	2018-03-15 18:51:54 UTC
Amount To Be Raised $40,500,000 Associated Brokers / Dealers N/A CIK Number 0001734584 Filed Document 0001734584-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-15 18:51:54 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Strategic Partners Real Assets II L.P. See All Filings	D/A	2018-03-15 18:50:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Compass Private Equity XIV Fondo de Inversion CIK Number 0001700674 Filed Document 0001700674-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-15 18:50:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ScoreSoft, Inc. See All Filings	D	2018-03-15 18:35:26 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001734700 Filed Document 0000910680-18-000016 Exclusions or Exemptions 506b Accepted Date 2018-03-15 18:35:26 UTC Type of Offering D Industry Other Technology Principal Place of Business IDAHO Revenue or Assets Decline to Disclose Type of Security Equity
Metagreen See All Filings	D	2018-03-15 18:33:35 UTC
Amount To Be Raised $15,806,420 Associated Brokers / Dealers N/A CIK Number 0001734001 Filed Document 0001734001-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-15 18:33:35 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Free Flow Wines, LLC See All Filings	D	2018-03-15 18:30:19 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001601810 Filed Document 0001601810-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-15 18:30:19 UTC Type of Offering D Industry Business Services Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Jeereddi I, LP See All Filings	D/A	2018-03-15 18:23:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001451459 Filed Document 0001534850-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-03-15 18:23:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
iANTHUS CAPITAL HOLDINGS, INC. See All Filings	D	2018-03-15 18:22:11 UTC
Amount To Be Raised $1,324,800 Associated Brokers / Dealers N/A CIK Number 0001643154 Filed Document 0001183740-18-000060 Exclusions or Exemptions 506b Accepted Date 2018-03-15 18:22:11 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Nippon Value Investors Japanese Equity Trust See All Filings	D/A	2018-03-15 18:20:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001354372 Filed Document 0001354372-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-15 18:20:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund