Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
CenterSquare Global Real Estate Securities Fund, LP See All Filings	D/A	2018-04-17 13:49:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001497832 Filed Document 0001497832-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-17 13:49:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
DiaMedica Therapeutics Inc. See All Filings	D	2018-04-17 13:46:17 UTC
Amount To Be Raised $344,348 Associated Brokers / Dealers N/A CIK Number 0001401040 Filed Document 0001140361-18-018770 Exclusions or Exemptions 506b Accepted Date 2018-04-17 13:46:17 UTC Type of Offering D Industry Biotechnology Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Vol Capital, LP See All Filings	D	2018-04-17 13:44:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001737093 Filed Document 0001737093-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-17 13:44:48 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lombard International Life Assurance Co Separate Account VL 38 See All Filings	D/A	2018-04-17 13:43:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Lombard International Distribution Company and Creative Financial Concepts, LLC CIK Number 0001260017 Filed Document 0001260017-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-04-17 13:43:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Notable Systems, Inc. See All Filings	D/A	2018-04-17 13:39:21 UTC
Amount To Be Raised $1,750,000 Associated Brokers / Dealers N/A CIK Number 0001677555 Filed Document 0001677555-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-17 13:39:21 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Debt
Houndstooth Capital Partners, LP See All Filings	D/A	2018-04-17 13:35:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001582972 Filed Document 0001582972-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-04-17 13:35:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ALQ Gold Corp. See All Filings	D	2018-04-17 13:32:52 UTC
Amount To Be Raised $718,776 Associated Brokers / Dealers PI Financial (US) Corp CIK Number 0001733046 Filed Document 0001733046-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-17 13:32:52 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Dwight Bridge Fund LLC See All Filings	D	2018-04-17 13:32:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001729201 Filed Document 0001729201-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-17 13:32:11 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Meow Wolf, Inc. See All Filings	D	2018-04-17 13:30:18 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001694455 Filed Document 0001694455-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-04-17 13:30:18 UTC Type of Offering D Industry Other Principal Place of Business NEW MEXICO Revenue or Assets Decline to Disclose Type of Security Debt
Origin Protocol, Inc. See All Filings	D	2018-04-17 13:25:29 UTC
Amount To Be Raised $28,505,763 Associated Brokers / Dealers N/A CIK Number 0001724266 Filed Document 0001724266-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-04-17 13:25:29 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
Raydiant Oximetry, Inc. See All Filings	D	2018-04-17 13:23:16 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001737709 Filed Document 0001737709-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-17 13:23:16 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Revolution Insurance Technologies, Inc. See All Filings	D	2018-04-17 13:18:24 UTC
Amount To Be Raised $1,876,253 Associated Brokers / Dealers N/A CIK Number 0001671717 Filed Document 0001671717-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-04-17 13:18:24 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
TCM Dulaney LLC See All Filings	D	2018-04-17 13:10:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001737735 Filed Document 0001737735-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-17 13:10:36 UTC Type of Offering D Industry Commercial Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
RSG-IIA Tech Holdings, LLC See All Filings	D	2018-04-17 13:08:29 UTC
Amount To Be Raised $4,100,000 Associated Brokers / Dealers N/A CIK Number 0001737578 Filed Document 0001737578-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-17 13:08:29 UTC Type of Offering D Industry Other Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
SDP Opportunities Fund, L.P. See All Filings	D	2018-04-17 13:03:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001737703 Filed Document 0001737703-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-17 13:03:03 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Heritage Distilling Company, Inc. See All Filings	D	2018-04-17 13:00:15 UTC
Amount To Be Raised $10,800,000 Associated Brokers / Dealers N/A CIK Number 0001541553 Filed Document 0001541553-18-000002 Exclusions or Exemptions 506c Accepted Date 2018-04-17 13:00:15 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
CARMA Therapeutics Inc. See All Filings	D/A	2018-04-17 12:52:02 UTC
Amount To Be Raised $3,851,972 Associated Brokers / Dealers N/A CIK Number 0001708649 Filed Document 0001708649-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-04-17 12:52:02 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Debt
Dynepic, Inc. See All Filings	D/A	2018-04-17 12:50:38 UTC
Amount To Be Raised $675,000 Associated Brokers / Dealers N/A CIK Number 0001624499 Filed Document 0001624499-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-04-17 12:50:38 UTC Type of Offering D/A Industry Other Technology Principal Place of Business SOUTH CAROLINA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
DIXIE BRANDS, INC. See All Filings	D	2018-04-17 12:42:24 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001610233 Filed Document 0001610233-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-04-17 12:42:24 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Silverback Opportunistic Credit Fund Ltd. See All Filings	D/A	2018-04-17 12:40:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N.A. Investcorp LLC CIK Number 0001469490 Filed Document 0000919574-18-003081 Exclusions or Exemptions 506b Accepted Date 2018-04-17 12:40:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
SILVERBACK OPPORTUNISTIC CREDIT FUND LLC See All Filings	D/A	2018-04-17 12:34:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N.A. Investcorp LLC CIK Number 0001439467 Filed Document 0000919574-18-003079 Exclusions or Exemptions 506b Accepted Date 2018-04-17 12:34:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Weiss Alpha Balanced Risk Fund (Cayman) Ltd. See All Filings	D/A	2018-04-17 12:12:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001639615 Filed Document 0000919574-18-003077 Exclusions or Exemptions 506b Accepted Date 2018-04-17 12:12:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
CROSSFIRST BANKSHARES, INC. See All Filings	D	2018-04-17 12:05:05 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers N/A CIK Number 0001458412 Filed Document 0001014108-18-000088 Exclusions or Exemptions 506b Accepted Date 2018-04-17 12:05:05 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Equity
Weiss Alpha Balanced Risk Fund LLC See All Filings	D/A	2018-04-17 12:03:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001639607 Filed Document 0000919574-18-003075 Exclusions or Exemptions 506b Accepted Date 2018-04-17 12:03:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Naya 1740 Fund Ltd See All Filings	D/A	2018-04-17 11:56:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001573847 Filed Document 0000902664-18-001954 Exclusions or Exemptions 506b Accepted Date 2018-04-17 11:56:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Resolute Venture Partners I, LP See All Filings	D/A	2018-04-17 11:55:12 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001694303 Filed Document 0001209191-18-025120 Exclusions or Exemptions 506b Accepted Date 2018-04-17 11:55:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
BDS Analytics, Inc. See All Filings	D	2018-04-17 11:52:48 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001654638 Filed Document 0001654638-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-17 11:52:48 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Ownbackup Ltd See All Filings	D	2018-04-17 11:52:35 UTC
Amount To Be Raised $15,500,000 Associated Brokers / Dealers N/A CIK Number 0001665405 Filed Document 0001213900-18-004565 Exclusions or Exemptions 506b Accepted Date 2018-04-17 11:52:35 UTC Type of Offering D Industry Computers Principal Place of Business ISRAEL Revenue or Assets Decline to Disclose Type of Security Equity
Ledger Holdings Inc. See All Filings	D/A	2018-04-17 11:51:36 UTC
Amount To Be Raised $20,765,154 Associated Brokers / Dealers N/A CIK Number 0001596252 Filed Document 0001596252-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-04-17 11:51:36 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
M/C Partners VIII, L.P. See All Filings	D	2018-04-17 11:49:31 UTC
Amount To Be Raised $350,000,000 Associated Brokers / Dealers N/A CIK Number 0001736288 Filed Document 0001140361-18-018741 Exclusions or Exemptions 506b Accepted Date 2018-04-17 11:49:31 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
GPIncome Offshore, Ltd. See All Filings	D/A	2018-04-17 11:42:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001703475 Filed Document 0001670607-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-04-17 11:42:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cross Ocean USSS SIF I LP See All Filings	D/A	2018-04-17 11:40:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001702945 Filed Document 0001702945-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-17 11:40:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Aventis-Sutter, LLC See All Filings	D	2018-04-17 11:34:32 UTC
Amount To Be Raised $1,750,000 Associated Brokers / Dealers N/A CIK Number 0001736410 Filed Document 0001736410-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-17 11:34:32 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
YANKEE MULTI MANAGER FUND LP See All Filings	D/A	2018-04-17 11:34:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers LPL Financial Corporation, Western International Securities Inc., and Brill Securities Inc. CIK Number 0001456793 Filed Document 0001456793-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-17 11:34:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Rockland Power Partners III, LP See All Filings	D/A	2018-04-17 11:27:10 UTC
Amount To Be Raised $454,000,000 Associated Brokers / Dealers Whitehall Capital Markets LLC and Harpeth Securities, LLC CIK Number 0001688100 Filed Document 0001688100-18-000004 Exclusions or Exemptions 506c Accepted Date 2018-04-17 11:27:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GC Synexus Fund LP See All Filings	D/A	2018-04-17 11:26:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001520727 Filed Document 0000919574-18-003073 Exclusions or Exemptions 506b Accepted Date 2018-04-17 11:26:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
SensorRX, Inc. See All Filings	D	2018-04-17 11:21:45 UTC
Amount To Be Raised $3,792,322 Associated Brokers / Dealers N/A CIK Number 0001737529 Filed Document 0001209191-18-025117 Exclusions or Exemptions 506b Accepted Date 2018-04-17 11:21:45 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
GC Synexus Fund Ltd. See All Filings	D/A	2018-04-17 11:20:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001520728 Filed Document 0000919574-18-003071 Exclusions or Exemptions 506b Accepted Date 2018-04-17 11:20:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Invictus MD Strategies Corp. See All Filings	D	2018-04-17 11:18:51 UTC
Amount To Be Raised $12,516,816 Associated Brokers / Dealers N/A CIK Number 0001737647 Filed Document 0001062993-18-001676 Exclusions or Exemptions 506b Accepted Date 2018-04-17 11:18:51 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Other
Tuxedo Park Fund I, LP See All Filings	D/A	2018-04-17 11:18:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001670607 Filed Document 0001670607-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-17 11:18:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TPEG Link IQ Investors LLC See All Filings	D	2018-04-17 11:07:46 UTC
Amount To Be Raised $8,500,000 Associated Brokers / Dealers TPEG Securities CIK Number 0001737407 Filed Document 0001737409-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-04-17 11:07:46 UTC Type of Offering D Industry Investing Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Teton Peaks, LP See All Filings	D	2018-04-17 11:06:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001734639 Filed Document 0000919574-18-003069 Exclusions or Exemptions 506b Accepted Date 2018-04-17 11:06:29 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
NGN Optiscan Fund I, L.P. See All Filings	D	2018-04-17 11:01:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001734920 Filed Document 0001734920-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-17 11:01:57 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Teachable, Inc. See All Filings	D	2018-04-17 10:54:38 UTC
Amount To Be Raised $4,000,005 Associated Brokers / Dealers N/A CIK Number 0001670046 Filed Document 0001670046-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-17 10:54:38 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
LADERA CAPITAL II, LP See All Filings	D/A	2018-04-17 10:52:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001362843 Filed Document 0001362843-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-17 10:52:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WINDTREE THERAPEUTICS INC /DE/ See All Filings	D	2018-04-17 10:45:23 UTC
Amount To Be Raised $26,000,000 Associated Brokers / Dealers N/A CIK Number 0000946486 Filed Document 0000946486-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-04-17 10:45:23 UTC Type of Offering D Industry Biotechnology Principal Place of Business PENNSYLVANIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Olathe Geri Psych Services LLC See All Filings	D	2018-04-17 10:42:51 UTC
Amount To Be Raised $2,675,000 Associated Brokers / Dealers N/A CIK Number 0001737674 Filed Document 0001737674-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-17 10:42:51 UTC Type of Offering D Industry Other Health Care Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Equity
LADERA CAPITAL, LP See All Filings	D/A	2018-04-17 10:39:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001161896 Filed Document 0001161896-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-17 10:39:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Beachhead Emerging Opportunities LLC See All Filings	D/A	2018-04-17 10:38:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001700543 Filed Document 0001012975-18-000349 Exclusions or Exemptions 506b Accepted Date 2018-04-17 10:38:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Eastward Investors, LLC See All Filings	D/A	2018-04-17 10:38:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001708356 Filed Document 0001708356-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-04-17 10:38:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund