Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Roots Software, LLC See All Filings	D	2018-04-16 18:30:12 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001737488 Filed Document 0001737488-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-16 18:30:12 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Saghmos Therapeutics, Inc. See All Filings	D	2018-04-16 18:24:00 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001737368 Filed Document 0001737368-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-16 18:24:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Turo Inc. See All Filings	D	2018-04-16 18:21:01 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001514587 Filed Document 0001514587-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-04-16 18:21:01 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
CHROMASCAPE HOLDINGS, LLC See All Filings	D	2018-04-16 18:13:51 UTC
Amount To Be Raised $72,650,000 Associated Brokers / Dealers N/A CIK Number 0001737448 Filed Document 0001405086-18-000072 Exclusions or Exemptions 506b Accepted Date 2018-04-16 18:13:51 UTC Type of Offering D Industry Other Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
CO Slippery Rock Investors, LLC See All Filings	D	2018-04-16 18:05:44 UTC
Amount To Be Raised $2,930,000 Associated Brokers / Dealers N/A CIK Number 0001737500 Filed Document 0001737500-18-000001 Exclusions or Exemptions 504 and 506b Accepted Date 2018-04-16 18:05:44 UTC Type of Offering D Industry Other Real Estate Principal Place of Business OHIO Revenue or Assets $No Revenues Type of Security Equity
PIONEER SQUARE VENTURES FUND I, L.P. See All Filings	D/A	2018-04-16 17:38:08 UTC
Amount To Be Raised $80,000,000 Associated Brokers / Dealers N/A CIK Number 0001726065 Filed Document 0001726065-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-16 17:38:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BUILT IN, INC. See All Filings	D	2018-04-16 17:34:38 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001608675 Filed Document 0001608675-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-04-16 17:34:38 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Kansas City Social Investment Pool, LLC See All Filings	D	2018-04-16 17:28:35 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001737653 Filed Document 0001014108-18-000087 Exclusions or Exemptions 506b Accepted Date 2018-04-16 17:28:35 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Medically Home Group, Inc. See All Filings	D/A	2018-04-16 17:27:16 UTC
Amount To Be Raised $16,000,000 Associated Brokers / Dealers N/A CIK Number 0001710545 Filed Document 0001710545-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-16 17:27:16 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Empire Real Estate Fund LLC See All Filings	D	2018-04-16 17:23:01 UTC
Amount To Be Raised $2,875,000 Associated Brokers / Dealers N/A CIK Number 0001733951 Filed Document 0001733951-18-000001 Exclusions or Exemptions 506c Accepted Date 2018-04-16 17:23:01 UTC Type of Offering D Industry Residential Principal Place of Business NEW JERSEY Revenue or Assets $Not Applicable Type of Security Equity
Lowe Co-Investment Fund, L.P. See All Filings	D	2018-04-16 17:16:51 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001737264 Filed Document 0001737264-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-16 17:16:51 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PARADE VENTURES, L.P. See All Filings	D	2018-04-16 17:09:42 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001732785 Filed Document 0001732785-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-04-16 17:09:42 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Millennium Blockchain, Inc. See All Filings	D	2018-04-16 17:09:18 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001737463 Filed Document 0001477932-18-001827 Exclusions or Exemptions 506b Accepted Date 2018-04-16 17:09:18 UTC Type of Offering D Industry Other Principal Place of Business NEVADA Revenue or Assets $No Revenues Type of Security Equity
Brix Student Housing REIT, Inc. See All Filings	1-A/A	2018-04-16 17:05:49 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers None CIK Number 0001723028 Filed Document 0001144204-18-020759 Accepted Date 2018-04-16 17:05:49 UTC Type of Offering 1-A/A Industry REAL ESTATE INVESTMENT TRUSTS Offering Tier Tier2 Principal Place of Business CALIFORNIA Revenue or Assets $0 State of Jurisdiction MARYLAND Type of Security Equity (common or preferred stock)
THREE S FUND, LLC See All Filings	D/A	2018-04-16 17:01:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001106931 Filed Document 0001106931-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-16 17:01:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $$1 - $5,000,000 Type of Security Equity
New Leaf Ventures IV, L.P. See All Filings	D	2018-04-16 17:00:48 UTC
Amount To Be Raised $275,000,000 Associated Brokers / Dealers Gold Eagle Enterprises Limited CIK Number 0001735296 Filed Document 0001735296-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-04-16 17:00:48 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Tri Origin Exploration Ltd. See All Filings	D	2018-04-16 16:58:58 UTC
Amount To Be Raised $202,374 Associated Brokers / Dealers N/A CIK Number 0001533002 Filed Document 0001533002-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-04-16 16:58:58 UTC Type of Offering D Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
New Leaf Biopharma Opportunities II, L.P. See All Filings	D	2018-04-16 16:58:30 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers N/A CIK Number 0001735293 Filed Document 0001735296-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-16 16:58:30 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Cameron Heights Apartments, LLC See All Filings	D	2018-04-16 16:51:41 UTC
Amount To Be Raised $882,000 Associated Brokers / Dealers None CIK Number 0001736818 Filed Document 0001736818-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-16 16:51:41 UTC Type of Offering D Industry Residential Principal Place of Business WISCONSIN Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Aenigma Fund I LP See All Filings	D	2018-04-16 16:50:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001737293 Filed Document 0001737293-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-16 16:50:41 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CVC Capital Partners Strategic Opportunities II L.P. See All Filings	D	2018-04-16 16:44:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers CVC Funding, LLC CIK Number 0001736994 Filed Document 0001736994-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-04-16 16:44:43 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OHA Structured Products Fund D, L.P. See All Filings	D	2018-04-16 16:35:28 UTC
Amount To Be Raised $402,421,796 Associated Brokers / Dealers N/A CIK Number 0001731815 Filed Document 0000950142-18-000983 Exclusions or Exemptions 506b Accepted Date 2018-04-16 16:35:28 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
BeatBox Beverages, LLC See All Filings	D/A	2018-04-16 16:29:58 UTC
Amount To Be Raised $5,045,408 Associated Brokers / Dealers N/A CIK Number 0001621653 Filed Document 0001621653-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-16 16:29:58 UTC Type of Offering D/A Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Engaged Capital Flagship Fund, Ltd. See All Filings	D/A	2018-04-16 16:27:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001619827 Filed Document 0001615774-18-002658 Exclusions or Exemptions 506b Accepted Date 2018-04-16 16:27:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Nexus eWater Holdings, Inc. See All Filings	C-W	2018-04-16 16:06:51 UTC
Financial Interest Filing Platform Offering Amount CIK Number 0001627979 Filed Document 0001665160-18-000286 Accepted Date 2018-04-16 16:06:51 UTC Type of Offering C-W Security Offered Amount N/A Security Offered Type State
BIRCH PERMIAN HOLDINGS, INC. See All Filings	D	2018-04-16 16:01:54 UTC
Amount To Be Raised $6,813,745 Associated Brokers / Dealers N/A CIK Number 0001736633 Filed Document 0001140361-18-018639 Exclusions or Exemptions 506b Accepted Date 2018-04-16 16:01:54 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Matterhorn L.P. See All Filings	D/A	2018-04-16 15:51:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001697070 Filed Document 0001144204-18-020704 Exclusions or Exemptions 506b Accepted Date 2018-04-16 15:51:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TBC - The Boring Co See All Filings	D	2018-04-16 15:46:43 UTC
Amount To Be Raised $112,520,000 Associated Brokers / Dealers N/A CIK Number 0001737630 Filed Document 0001737630-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-16 15:46:43 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Crystal Capital Private Equity Fund Series, LLC See All Filings	D	2018-04-16 15:45:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001737550 Filed Document 0001737550-18-000001 Exclusions or Exemptions 506c Accepted Date 2018-04-16 15:45:18 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Pooled Investment Fund
BRCGP RE II, LP See All Filings	D	2018-04-16 15:42:27 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001737101 Filed Document 0001736870-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-04-16 15:42:27 UTC Type of Offering D Industry Investing Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Corriente Offshore Partners II, Ltd See All Filings	D/A	2018-04-16 15:39:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001703818 Filed Document 0001703818-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-16 15:39:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Lansdowne Princay Fund Ltd See All Filings	D	2018-04-16 15:35:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001737408 Filed Document 0001315863-18-000345 Exclusions or Exemptions 506b Accepted Date 2018-04-16 15:35:20 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Blockvest LLC See All Filings	D	2018-04-16 15:33:48 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Reginald B Ringgold III CIK Number 0001737601 Filed Document 0001737601-18-000001 Exclusions or Exemptions 506c Accepted Date 2018-04-16 15:33:48 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
Traxo, Inc. See All Filings	D/A	2018-04-16 15:33:17 UTC
Amount To Be Raised $810,735 Associated Brokers / Dealers N/A CIK Number 0001588545 Filed Document 0001588545-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-04-16 15:33:17 UTC Type of Offering D/A Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Corriente Partners II, LP See All Filings	D/A	2018-04-16 15:33:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001703395 Filed Document 0001703395-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-16 15:33:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Mesur.io, Inc. See All Filings	D/A	2018-04-16 15:30:50 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001727660 Filed Document 0001727660-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-04-16 15:30:50 UTC Type of Offering D/A Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
FORA Capital Fund, LP See All Filings	D	2018-04-16 15:28:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001734938 Filed Document 0001734938-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-16 15:28:17 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bow River Capital Real Estate Fund II-QP, L.P. See All Filings	D	2018-04-16 15:23:46 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers N/A CIK Number 0001736851 Filed Document 0001736870-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-04-16 15:23:46 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
BioCell Capital, LLC See All Filings	D/A	2018-04-16 15:20:00 UTC
Amount To Be Raised $5,200,000 Associated Brokers / Dealers N/A CIK Number 0001737371 Filed Document 0001737371-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-04-16 15:20:00 UTC Type of Offering D/A Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Debt
Glacier Pass Partners LP See All Filings	D	2018-04-16 15:15:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001737303 Filed Document 0001737303-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-04-16 15:15:55 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Whitehorse Liquidity Partners (Offshore) II LP See All Filings	D/A	2018-04-16 15:13:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001730531 Filed Document 0001730531-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-04-16 15:13:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ONTARIO, CANADA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Bow River Capital Real Estate Fund II, L.P. See All Filings	D	2018-04-16 15:09:53 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers N/A CIK Number 0001736870 Filed Document 0001736870-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-16 15:09:53 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Lombard International Life Assurance Co Separate Account VL 166 See All Filings	D/A	2018-04-16 15:04:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers M Holdings Securities, Inc and M Financial Securities Marketing, Inc CIK Number 0001691002 Filed Document 0001691002-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-04-16 15:04:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lombard International Life Assurance Co Separate Account VL 165 See All Filings	D/A	2018-04-16 15:02:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers M Holdings Securities, Inc and M Financial Securities Marketing, Inc CIK Number 0001686593 Filed Document 0001686593-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-04-16 15:02:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Engaged Capital Flagship Fund, L.P. See All Filings	D/A	2018-04-16 14:52:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001559850 Filed Document 0001144204-18-020673 Exclusions or Exemptions 506b Accepted Date 2018-04-16 14:52:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Polyverse Corp See All Filings	D/A	2018-04-16 14:48:52 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001550790 Filed Document 0001550790-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-16 14:48:52 UTC Type of Offering D/A Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Option To Acquire
WeatherStorm Global Macro Fund US, L.P. See All Filings	D/A	2018-04-16 14:46:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001663730 Filed Document 0001663730-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-04-16 14:46:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BRONX TALE FIRST NATIONAL TOUR LLC See All Filings	D	2018-04-16 14:37:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001737311 Filed Document 0001737311-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-16 14:37:46 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
BlackRidge Berea Partners 2018, Ltd. See All Filings	D	2018-04-16 14:37:30 UTC
Amount To Be Raised $333,750 Associated Brokers / Dealers N/A CIK Number 0001737438 Filed Document 0001737438-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-16 14:37:30 UTC Type of Offering D Industry Oil and Gas Principal Place of Business KENTUCKY Revenue or Assets $No Revenues Type of Security Mineral Property
RSIP Funding 2017 Series 1-C, LLC See All Filings	D/A	2018-04-16 14:36:47 UTC
Amount To Be Raised $7,205,350 Associated Brokers / Dealers Charles Towne Securities, LLC CIK Number 0001721287 Filed Document 0001721287-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-04-16 14:36:47 UTC Type of Offering D/A Industry Other Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund