Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Bridge Financial Technology Inc. See All Filings	D/A	2018-04-17 16:03:35 UTC
Amount To Be Raised $796,600 Associated Brokers / Dealers N/A CIK Number 0001674197 Filed Document 0001674197-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-04-17 16:03:35 UTC Type of Offering D/A Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
SLK Venture Capital Fund I LLC See All Filings	D	2018-04-17 16:02:42 UTC
Amount To Be Raised $24,500,000 Associated Brokers / Dealers N/A CIK Number 0001736732 Filed Document 0001736732-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-17 16:02:42 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
FNY Holdings, LLC See All Filings	D	2018-04-17 15:56:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001735396 Filed Document 0001735396-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-04-17 15:56:10 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Lombard International Life Assurance Co Separate Account VL 26 See All Filings	D/A	2018-04-17 15:54:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Lion Street Financial, LLC, Kestra Investment Services, LLC, Kestra Investment Services, LLC, and Lombard International Distribution Company CIK Number 0001259799 Filed Document 0001259799-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-04-17 15:54:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Neuraly, Inc. See All Filings	D	2018-04-17 15:54:40 UTC
Amount To Be Raised $10,447,685 Associated Brokers / Dealers N/A CIK Number 0001692816 Filed Document 0001692816-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-17 15:54:40 UTC Type of Offering D Industry Other Health Care Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Luxury Trine Digital Media Group Inc. See All Filings	D/A	2018-04-17 15:53:50 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001720286 Filed Document 0001493152-18-005314 Exclusions or Exemptions 506c Accepted Date 2018-04-17 15:53:50 UTC Type of Offering D/A Industry Other Principal Place of Business CONNECTICUT Revenue or Assets $$1 - $1,000,000 Type of Security Equity
FNY Holdings, LLC See All Filings	D	2018-04-17 15:50:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001735396 Filed Document 0001735396-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-17 15:50:36 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
KWK Merger Arbitrage Fund LP See All Filings	D	2018-04-17 15:49:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers David R. Sanchez and George W. MacLeod II CIK Number 0001548317 Filed Document 0001460406-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-04-17 15:49:39 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pantheon Partners Participation, L.P. See All Filings	D/A	2018-04-17 15:48:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001598855 Filed Document 0001598855-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-17 15:48:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DOOR Ventures Inc. See All Filings	D	2018-04-17 15:47:20 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001708611 Filed Document 0001708611-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-17 15:47:20 UTC Type of Offering D Industry Other Technology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
FNY GP LLC See All Filings	D	2018-04-17 15:42:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001735389 Filed Document 0001735389-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-04-17 15:42:05 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
KWK Partners Offshore, Ltd. See All Filings	D	2018-04-17 15:36:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers David R. Sanchez and George W. MacLeod II CIK Number 0001490077 Filed Document 0001460406-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-04-17 15:36:37 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FNY GP LLC See All Filings	D	2018-04-17 15:34:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001735389 Filed Document 0001735389-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-17 15:34:57 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Lombard International Life Assurance Co Separate Account VL 116 See All Filings	D/A	2018-04-17 15:28:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001514699 Filed Document 0001514699-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-04-17 15:28:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pantheon Access (ERISA), L.P. See All Filings	D/A	2018-04-17 15:26:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Pantheon Securities, LLC CIK Number 0001699082 Filed Document 0001699082-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-17 15:26:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lombard International Life Assurance Co Separate Account VA131 See All Filings	D/A	2018-04-17 15:26:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Innovation Partners, LLC and Lombard International Distribution Company CIK Number 0001648125 Filed Document 0001648125-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-04-17 15:26:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HANSEN ENGINE CORP See All Filings	D	2018-04-17 15:20:27 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0000762433 Filed Document 0000762433-18-000005 Exclusions or Exemptions 506b Accepted Date 2018-04-17 15:20:27 UTC Type of Offering D Industry Manufacturing Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
FJM Private Mortgage Fund, LLC See All Filings	D/A	2018-04-17 15:19:05 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers N/A CIK Number 0001578832 Filed Document 0001578832-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-04-17 15:19:05 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Excel Buena Park II L.P. See All Filings	D/A	2018-04-17 15:18:31 UTC
Amount To Be Raised $10,500,000 Associated Brokers / Dealers N/A CIK Number 0001728059 Filed Document 0001728059-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-04-17 15:18:31 UTC Type of Offering D/A Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
North America Home Finance Inc. See All Filings	D	2018-04-17 15:13:22 UTC
Amount To Be Raised $40,136 Associated Brokers / Dealers N/A CIK Number 0001737384 Filed Document 0001737384-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-04-17 15:13:22 UTC Type of Offering D Industry Other Real Estate Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
118 2nd Ave Pref Equity LLC See All Filings	D	2018-04-17 15:13:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001736161 Filed Document 0000902664-18-001957 Exclusions or Exemptions 506b Accepted Date 2018-04-17 15:13:19 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
KWK PARTNERS LP See All Filings	D	2018-04-17 15:11:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers David R. Sanchez, George W. MacLeod II, and Amity Investment Management CIK Number 0001460406 Filed Document 0001460406-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-17 15:11:58 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ZipSocket, Inc. See All Filings	D	2018-04-17 15:05:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001737763 Filed Document 0001737763-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-17 15:05:18 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
ZAP II, a series of Zeitgeist Management, LLC See All Filings	D	2018-04-17 15:01:25 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001709687 Filed Document 0001734171-18-000008 Exclusions or Exemptions 506b Accepted Date 2018-04-17 15:01:25 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Precursor Ventures Outgrowth, LP - Series 1 See All Filings	D	2018-04-17 14:59:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001737669 Filed Document 0001737669-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-17 14:59:39 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Security To Be Acquired
BPI-Prescott Ranch, LLC See All Filings	D	2018-04-17 14:52:10 UTC
Amount To Be Raised $12,500,000 Associated Brokers / Dealers N/A CIK Number 0001737191 Filed Document 0001737191-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-17 14:52:10 UTC Type of Offering D Industry Residential Principal Place of Business NEVADA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
A-JMI-15-Fund, a series of Survival Economics Companies Investments, LLC See All Filings	D	2018-04-17 14:50:57 UTC
Amount To Be Raised $184,384 Associated Brokers / Dealers N/A CIK Number 0001735706 Filed Document 0001734171-18-000007 Exclusions or Exemptions 506b Accepted Date 2018-04-17 14:50:57 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
A-CRI-27-Fund, a series of Sun Room Funds, LLC See All Filings	D	2018-04-17 14:49:50 UTC
Amount To Be Raised $108,000 Associated Brokers / Dealers N/A CIK Number 0001737067 Filed Document 0001734171-18-000006 Exclusions or Exemptions 506b Accepted Date 2018-04-17 14:49:50 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
A-SZQ-17-Fund, a series of AngelList-SDA-Funds, LLC See All Filings	D	2018-04-17 14:49:03 UTC
Amount To Be Raised $107,999 Associated Brokers / Dealers N/A CIK Number 0001736193 Filed Document 0001734171-18-000005 Exclusions or Exemptions 506b Accepted Date 2018-04-17 14:49:03 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
A-RWF-19-Fund, a series of AngelList-ER-Funds, LLC See All Filings	D	2018-04-17 14:47:59 UTC
Amount To Be Raised $308,000 Associated Brokers / Dealers N/A CIK Number 0001737032 Filed Document 0001734171-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-04-17 14:47:59 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
A-BMU-13-Fund, a series of AngelList-ZC-Funds, LLC See All Filings	D	2018-04-17 14:47:05 UTC
Amount To Be Raised $209,020 Associated Brokers / Dealers N/A CIK Number 0001735122 Filed Document 0001734171-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-04-17 14:47:05 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
A-RQN-19-Fund, a series of AngelList-SDA-Funds, LLC See All Filings	D	2018-04-17 14:46:09 UTC
Amount To Be Raised $201,949 Associated Brokers / Dealers N/A CIK Number 0001735752 Filed Document 0001734171-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-04-17 14:46:09 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EquityZen Growth Technology Fund LLC - Series 228 See All Filings	D	2018-04-17 14:45:06 UTC
Amount To Be Raised $153,699 Associated Brokers / Dealers EquityZen Securities LLC CIK Number 0001734171 Filed Document 0001734171-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-17 14:45:06 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Marathon Micro Fund, LP See All Filings	D/A	2018-04-17 14:44:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001637614 Filed Document 0001637614-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-04-17 14:44:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CENTURY ENGINEERING INC/MD See All Filings	D	2018-04-17 14:37:29 UTC
Amount To Be Raised $178,885 Associated Brokers / Dealers N/A CIK Number 0001112578 Filed Document 0001112578-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-04-17 14:37:29 UTC Type of Offering D Industry Other Principal Place of Business MARYLAND Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
Storygize Inc. See All Filings	D/A	2018-04-17 14:36:49 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001671922 Filed Document 0001671922-18-000006 Exclusions or Exemptions 506b Accepted Date 2018-04-17 14:36:49 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Equity
Falcon Point Global Communications & Technology Fund LP See All Filings	D/A	2018-04-17 14:36:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001405390 Filed Document 0000935836-18-000225 Exclusions or Exemptions 506b Accepted Date 2018-04-17 14:36:01 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Medikidz, Inc. See All Filings	D	2018-04-17 14:34:45 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001606628 Filed Document 0001013594-18-000311 Exclusions or Exemptions 506b Accepted Date 2018-04-17 14:34:45 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Metropolitan Energy Corp. See All Filings	D	2018-04-17 14:33:46 UTC
Amount To Be Raised $145,450 Associated Brokers / Dealers N/A CIK Number 0001737401 Filed Document 0001737401-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-17 14:33:46 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Falcon Point High Yield Fund LP See All Filings	D/A	2018-04-17 14:33:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001404716 Filed Document 0000935836-18-000224 Exclusions or Exemptions 506b Accepted Date 2018-04-17 14:33:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Logen Asset Management Offshore Fund Ltd. See All Filings	D/A	2018-04-17 14:32:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001672317 Filed Document 0001672295-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-04-17 14:32:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MS Pace LP See All Filings	D	2018-04-17 14:32:46 UTC
Amount To Be Raised $120,000,000 Associated Brokers / Dealers N/A CIK Number 0001737691 Filed Document 0001737691-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-17 14:32:46 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Dwight Securities Fund Ltd. See All Filings	D	2018-04-17 14:30:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001729150 Filed Document 0001729150-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-17 14:30:05 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TPEG Woodlands IL Investors LLC See All Filings	D	2018-04-17 14:27:57 UTC
Amount To Be Raised $10,875,000 Associated Brokers / Dealers TPEG Securities LLC CIK Number 0001737394 Filed Document 0001737394-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-04-17 14:27:57 UTC Type of Offering D Industry Investing Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Falcon Point Long/Short Fund LP See All Filings	D/A	2018-04-17 14:26:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001404706 Filed Document 0000935836-18-000223 Exclusions or Exemptions 506b Accepted Date 2018-04-17 14:26:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Falcon Point Long/Short Tax Exempt Fund, L.P. See All Filings	D/A	2018-04-17 14:25:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001404708 Filed Document 0000935836-18-000222 Exclusions or Exemptions 506b Accepted Date 2018-04-17 14:25:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Falcon Point Long/Short Qualified Fund LP See All Filings	D/A	2018-04-17 14:23:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001405387 Filed Document 0000935836-18-000221 Exclusions or Exemptions 506b Accepted Date 2018-04-17 14:23:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NANO-C INC See All Filings	D	2018-04-17 14:23:28 UTC
Amount To Be Raised $11,499,000 Associated Brokers / Dealers N/A CIK Number 0001350327 Filed Document 0001350327-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-04-17 14:23:28 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
East Fork Pottery, LLC See All Filings	D/A	2018-04-17 14:23:04 UTC
Amount To Be Raised $1,800,000 Associated Brokers / Dealers N/A CIK Number 0001723756 Filed Document 0001461373-18-000019 Exclusions or Exemptions 506b Accepted Date 2018-04-17 14:23:04 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
CILB 2018, L.P. See All Filings	D	2018-04-17 14:16:19 UTC
Amount To Be Raised $9,000,000 Associated Brokers / Dealers N/A CIK Number 0001737642 Filed Document 0001737642-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-17 14:16:19 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity