Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
SALI Multi-Series Fund SPC, Ltd. See All Filings	D/A	2018-07-25 12:38:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001574131 Filed Document 0001574131-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-25 12:38:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Triumph Gold Corp. See All Filings	D	2018-07-25 12:33:22 UTC
Amount To Be Raised $39,921 Associated Brokers / Dealers N/A CIK Number 0001387473 Filed Document 0001387473-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-07-25 12:33:22 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
DMI Westgate, LLC See All Filings	D	2018-07-25 12:31:44 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001748021 Filed Document 0001748021-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-25 12:31:44 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Iron Road Multi-Strategy Fund L.P. See All Filings	D/A	2018-07-25 12:28:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001615240 Filed Document 0001615240-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-25 12:28:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GRAND ENERGY INC See All Filings	D	2018-07-25 12:19:13 UTC
Amount To Be Raised $2,418,000 Associated Brokers / Dealers Grand Financial, Inc. CIK Number 0000861382 Filed Document 0000861382-18-000001 Exclusions or Exemptions 506c Accepted Date 2018-07-25 12:19:13 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Other
EquityZen Growth Technology Fund LLC - Series 271 See All Filings	D	2018-07-25 12:18:28 UTC
Amount To Be Raised $560,000 Associated Brokers / Dealers EquityZen Securities LLC CIK Number 0001745482 Filed Document 0001744586-18-000005 Exclusions or Exemptions 506b Accepted Date 2018-07-25 12:18:28 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
GTT Investors, LP See All Filings	D	2018-07-25 12:10:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001748022 Filed Document 0001748022-18-000002 Exclusions or Exemptions 504 and 506b Accepted Date 2018-07-25 12:10:08 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW MEXICO Revenue or Assets Decline to Disclose Type of Security Equity
Agbotic Inc See All Filings	D	2018-07-25 12:07:43 UTC
Amount To Be Raised $7,539,875 Associated Brokers / Dealers N/A CIK Number 0001746715 Filed Document 0001746715-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-25 12:07:43 UTC Type of Offering D Industry Agriculture Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
GROUNDFLOOR FINANCE INC. See All Filings	1-A POS	2018-07-25 12:02:46 UTC
Amount To Be Raised $945,260 Associated Brokers / Dealers N/A CIK Number 0001588504 Filed Document 0001144204-18-039810 Accepted Date 2018-07-25 12:02:46 UTC Type of Offering 1-A POS Industry FINANCE SERVICES Offering Tier Tier2 Principal Place of Business GEORGIA Revenue or Assets $804,936 State of Jurisdiction GEORGIA Type of Security Other(describe)
DW OKLAHOMA SCOOP #7, LP See All Filings	D	2018-07-25 11:55:39 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers N/A CIK Number 0001747742 Filed Document 0001747742-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-25 11:55:39 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Watermark Lodging Investors, LLC See All Filings	D	2018-07-25 11:49:10 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers n/a and n/a CIK Number 0001744194 Filed Document 0001744194-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-25 11:49:10 UTC Type of Offering D Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets $No Revenues Type of Security Equity
BEENEXT2 LP See All Filings	D	2018-07-25 11:48:20 UTC
Amount To Be Raised $98,000,000 Associated Brokers / Dealers N/A CIK Number 0001745989 Filed Document 0001745989-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-25 11:48:20 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business SINGAPORE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TAP CommodityBuilder Fund, L.L.C. See All Filings	D/A	2018-07-25 11:45:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001526718 Filed Document 0001140361-18-033462 Exclusions or Exemptions 506b Accepted Date 2018-07-25 11:45:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
DJF CommodityBuilder Fund, L.L.C. See All Filings	D/A	2018-07-25 11:43:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001526717 Filed Document 0001140361-18-033459 Exclusions or Exemptions 506b Accepted Date 2018-07-25 11:43:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
G Plus Fund, Ltd. See All Filings	D/A	2018-07-25 11:40:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001526782 Filed Document 0001140361-18-033454 Exclusions or Exemptions 506b Accepted Date 2018-07-25 11:40:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
ZHOU FUND I LLC See All Filings	D	2018-07-25 11:39:11 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001747193 Filed Document 0000932440-18-000049 Exclusions or Exemptions 506b Accepted Date 2018-07-25 11:39:11 UTC Type of Offering D Industry Investing Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Continuum Partners, L.P. See All Filings	D/A	2018-07-25 11:38:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001712370 Filed Document 0001712370-18-000001 Exclusions or Exemptions 506c Accepted Date 2018-07-25 11:38:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Other
G Plus Fund, L.L.C. See All Filings	D/A	2018-07-25 11:37:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001526779 Filed Document 0001140361-18-033451 Exclusions or Exemptions 506b Accepted Date 2018-07-25 11:37:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Onshore ETAP Fund, L.L.C. See All Filings	D/A	2018-07-25 11:35:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001526712 Filed Document 0001140361-18-033448 Exclusions or Exemptions 506b Accepted Date 2018-07-25 11:35:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Aon Hewitt Group Trust See All Filings	D/A	2018-07-25 11:33:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Aon Securities, Inc. CIK Number 0001496672 Filed Document 0001639161-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-07-25 11:33:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Onshore A Plus Fund, L.L.C. See All Filings	D/A	2018-07-25 11:32:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001526778 Filed Document 0001140361-18-033446 Exclusions or Exemptions 506b Accepted Date 2018-07-25 11:32:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Waterfront CP Partners LP See All Filings	D/A	2018-07-25 11:30:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001582948 Filed Document 0001582948-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-25 11:30:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EquityZen Growth Technology Fund LLC - Series 225 See All Filings	D	2018-07-25 11:30:08 UTC
Amount To Be Raised $275,000 Associated Brokers / Dealers EquityZen Securities LLC CIK Number 0001734174 Filed Document 0001744586-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-07-25 11:30:08 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Knightscope, Inc. See All Filings	D	2018-07-25 11:30:04 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers Wealthforge Securities LLC CIK Number 0001600983 Filed Document 0001600983-18-000003 Exclusions or Exemptions 506c Accepted Date 2018-07-25 11:30:04 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
TAP Fund, Ltd. - TAP Strategy Portfolio See All Filings	D/A	2018-07-25 11:29:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001483676 Filed Document 0001140361-18-033443 Exclusions or Exemptions 506b Accepted Date 2018-07-25 11:29:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
EquityZen Growth Technology Fund LLC - Series 266 See All Filings	D	2018-07-25 11:28:23 UTC
Amount To Be Raised $224,512 Associated Brokers / Dealers EquityZen Securities LLC CIK Number 0001744590 Filed Document 0001744586-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-07-25 11:28:23 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
EquityZen Growth Technology Fund LLC - Series 270 See All Filings	D	2018-07-25 11:27:28 UTC
Amount To Be Raised $1,380,593 Associated Brokers / Dealers EquityZen Securities LLC CIK Number 0001744586 Filed Document 0001744586-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-25 11:27:28 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
A Plus Fund, Ltd. See All Filings	D/A	2018-07-25 11:26:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001526713 Filed Document 0001140361-18-033437 Exclusions or Exemptions 506b Accepted Date 2018-07-25 11:26:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Phoenix Services Topco, LLC See All Filings	D	2018-07-25 11:25:27 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001745842 Filed Document 0000950142-18-001599 Exclusions or Exemptions 506b Accepted Date 2018-07-25 11:25:27 UTC Type of Offering D Industry Other Energy Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
ETAP Fund, Ltd. See All Filings	D/A	2018-07-25 11:21:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001483672 Filed Document 0001140361-18-033432 Exclusions or Exemptions 506b Accepted Date 2018-07-25 11:21:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
ASP Partners Private Credit Fund LP See All Filings	D/A	2018-07-25 11:18:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001713109 Filed Document 0001713109-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-07-25 11:18:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Acion Onshore Fund See All Filings	D/A	2018-07-25 10:54:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers KKR Capital Markets LLC CIK Number 0001639162 Filed Document 0001639161-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-07-25 10:54:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business HONG KONG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Halcyon Solutions Fund Ltd. See All Filings	D/A	2018-07-25 10:49:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Financial Services Inc. CIK Number 0001679896 Filed Document 0001315863-18-000585 Exclusions or Exemptions 506b Accepted Date 2018-07-25 10:49:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Halcyon Solutions Fund US LP See All Filings	D/A	2018-07-25 10:48:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Financial Services Inc. CIK Number 0001679890 Filed Document 0001315863-18-000584 Exclusions or Exemptions 506b Accepted Date 2018-07-25 10:48:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Fury Investment Group, LLC See All Filings	D	2018-07-25 10:47:21 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers N/A CIK Number 0001747563 Filed Document 0001747563-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-25 10:47:21 UTC Type of Offering D Industry Investing Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
Continuity Engine, Inc. See All Filings	D	2018-07-25 10:43:43 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001466764 Filed Document 0001466764-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-07-25 10:43:43 UTC Type of Offering D Industry Other Technology Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Other
MV VC FUND XIV LLC See All Filings	D	2018-07-25 10:40:19 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers MICROVENTURE MARKETPLACE INC. CIK Number 0001748008 Filed Document 0001748008-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-25 10:40:19 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Kolven Capital, LP See All Filings	D/A	2018-07-25 10:38:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001554931 Filed Document 0001554931-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-25 10:38:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
772 59 Funding L.P. See All Filings	D	2018-07-25 10:36:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001747649 Filed Document 0001013594-18-000471 Exclusions or Exemptions 506b Accepted Date 2018-07-25 10:36:14 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
MV VC FUND XIII LLC See All Filings	D	2018-07-25 10:33:25 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers MICROVENTURE MARKETPLACE INC. CIK Number 0001747986 Filed Document 0001747986-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-25 10:33:25 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
SportGait, Inc. See All Filings	D/A	2018-07-25 10:29:31 UTC
Amount To Be Raised $1,400,000 Associated Brokers / Dealers N/A CIK Number 0001722775 Filed Document 0001722775-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-25 10:29:31 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
972 Greene Funding L.P. See All Filings	D	2018-07-25 10:28:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001747654 Filed Document 0001013594-18-000470 Exclusions or Exemptions 506b Accepted Date 2018-07-25 10:28:24 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Acion Offshore Fund See All Filings	D/A	2018-07-25 10:28:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers KKR Capital Markets LLC CIK Number 0001639161 Filed Document 0001639161-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-25 10:28:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business HONG KONG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Capricorn AIP-Private Investment Fund I, L.P. See All Filings	D/A	2018-07-25 10:19:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001509794 Filed Document 0000950103-18-008826 Exclusions or Exemptions 506b Accepted Date 2018-07-25 10:19:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
MENA ADMIRAL FUND LLC See All Filings	D/A	2018-07-25 10:16:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001440893 Filed Document 0001440893-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-07-25 10:16:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
MSK NEWBERRY PLAZA HOLDING LLC See All Filings	D	2018-07-25 10:08:54 UTC
Amount To Be Raised $2,530,000 Associated Brokers / Dealers none CIK Number 0001747816 Filed Document 0001747816-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-25 10:08:54 UTC Type of Offering D Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Upstart Network Trust See All Filings	D/A	2018-07-25 10:08:39 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers N/A CIK Number 0001603220 Filed Document 0001603220-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-25 10:08:39 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Aunt Flow Corp. See All Filings	D	2018-07-25 10:00:57 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001747282 Filed Document 0001747282-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-25 10:00:57 UTC Type of Offering D Industry Other Health Care Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Debt
Kimberlite Frontier Africa Fund (US), L.P. See All Filings	D/A	2018-07-25 09:47:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001611832 Filed Document 0001611832-18-000006 Exclusions or Exemptions 506b Accepted Date 2018-07-25 09:47:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Kimberlite Frontier Africa Fund Offshore, L.P. See All Filings	D/A	2018-07-25 09:44:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001611861 Filed Document 0001611861-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-07-25 09:44:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund