Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
GalNet Alpha Fund LLC See All Filings	D/A	2018-07-25 09:32:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Silver Leaf Partners, LLC and RainMaker Securities, LLC CIK Number 0001517683 Filed Document 0001517683-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-07-25 09:32:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $$50,000,001 - $100,000,000 Type of Security Pooled Investment Fund
Contenders Clothing, LLC See All Filings	D	2018-07-25 09:32:26 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001658670 Filed Document 0001658670-18-000005 Exclusions or Exemptions 506c Accepted Date 2018-07-25 09:32:26 UTC Type of Offering D Industry Retailing Principal Place of Business NEVADA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Auron Therapeutics, Inc. See All Filings	D	2018-07-25 09:14:15 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001746139 Filed Document 0001746139-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-25 09:14:15 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
Akumina Inc. See All Filings	D	2018-07-25 09:10:43 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers Arrowhead Group, LLC CIK Number 0001611418 Filed Document 0001611418-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-07-25 09:10:43 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW HAMPSHIRE Revenue or Assets Decline to Disclose Type of Security Equity
Mandelbrot Fund I, L.P. See All Filings	D/A	2018-07-25 09:04:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001713944 Filed Document 0001713944-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-25 09:04:25 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
O'Daddy Wrigley LLC See All Filings	D	2018-07-25 08:59:23 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers n/a CIK Number 0001747981 Filed Document 0001747981-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-25 08:59:23 UTC Type of Offering D Industry Restaurants Principal Place of Business ILLINOIS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Benu Networks, Inc. See All Filings	D	2018-07-25 08:55:43 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001584510 Filed Document 0001584510-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-25 08:55:43 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Modern Energy Group Fund III OFF LP See All Filings	D	2018-07-25 08:08:26 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001747788 Filed Document 0001461373-18-000037 Exclusions or Exemptions 506b Accepted Date 2018-07-25 08:08:26 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Zentific Asia Opportunities Offshore Feeder Fund Ltd See All Filings	D/A	2018-07-25 06:46:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001635352 Filed Document 0001635352-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-07-25 06:46:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business HONG KONG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Zentific China A Investment Co Ltd See All Filings	D	2018-07-25 06:32:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001747603 Filed Document 0001747603-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-07-25 06:32:34 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business HONG KONG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Zentific Asia Opportunities US Offshore Feeder Fund Ltd See All Filings	D/A	2018-07-25 06:19:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001656879 Filed Document 0001656879-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-07-25 06:19:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business HONG KONG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Marina Biotech, Inc. See All Filings	D	2018-07-25 06:15:36 UTC
Amount To Be Raised $11,000,000 Associated Brokers / Dealers Maxim Group LLC CIK Number 0000737207 Filed Document 0001493152-18-010410 Exclusions or Exemptions 506b Accepted Date 2018-07-25 06:15:36 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Marshall Wace Funds PLC - MW Global Opportunities Fund See All Filings	D/A	2018-07-25 06:03:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001504528 Filed Document 0000902664-18-002958 Exclusions or Exemptions 506b Accepted Date 2018-07-25 06:03:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
USHUR, INC. See All Filings	D	2018-07-24 21:44:12 UTC
Amount To Be Raised $11,832,081 Associated Brokers / Dealers N/A CIK Number 0001747969 Filed Document 0001747969-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-24 21:44:12 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Rohdea Fund See All Filings	D	2018-07-24 21:41:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001646334 Filed Document 0001646334-18-000001 Exclusions or Exemptions 506c Accepted Date 2018-07-24 21:41:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business HONG KONG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Granite Hall Master Fund Series LLC Coda Series a Separate Series See All Filings	D	2018-07-24 21:25:04 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0001748028 Filed Document 0001748028-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-24 21:25:04 UTC Type of Offering D Industry Other Health Care Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
AST Dynamic Alpha Fund, LP See All Filings	D	2018-07-24 21:12:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001746659 Filed Document 0001746659-18-000005 Exclusions or Exemptions 506b Accepted Date 2018-07-24 21:12:19 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Kony, Inc. See All Filings	D/A	2018-07-24 20:46:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001508600 Filed Document 0001508600-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-24 20:46:13 UTC Type of Offering D/A Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
NWO Surgical Services, LLC See All Filings	D	2018-07-24 19:20:40 UTC
Amount To Be Raised $93,000 Associated Brokers / Dealers N/A CIK Number 0001570671 Filed Document 0001570671-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-24 19:20:40 UTC Type of Offering D Industry Other Health Care Principal Place of Business ARIZONA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Farr Hotels & Resorts, Inc See All Filings	C/A	2018-07-24 19:14:57 UTC
Financial Interest N/A Filing Platform StartEngine Capital, LLC Offering Amount $100,000 CIK Number 0001741100 Filed Document 0001665160-18-000725 Accepted Date 2018-07-24 19:14:57 UTC Type of Offering C/A Security Offered Amount 10,000 Security Offered Type Common Stock State TEXAS
Sheer Drive LLC See All Filings	D	2018-07-24 19:03:54 UTC
Amount To Be Raised $150,000 Associated Brokers / Dealers N/A CIK Number 0001747965 Filed Document 0001747965-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-24 19:03:54 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Debt
March Capital Opportunity Fund II, L.P. See All Filings	D/A	2018-07-24 19:01:08 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers Sparring Capital Partners, LLC, ISPartners Investment Solutions AG, and ABG, LLC CIK Number 0001713791 Filed Document 0001713791-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-07-24 19:01:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
American Pathway Fund, LP See All Filings	D/A	2018-07-24 18:59:50 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001742879 Filed Document 0001742879-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-07-24 18:59:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
March Capital Partners Fund II, L.P. See All Filings	D/A	2018-07-24 18:54:50 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers Sparring Capital Partners, LLC, ISPartners Investment Solutions AG, and ABG, LLC CIK Number 0001713807 Filed Document 0001713807-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-07-24 18:54:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
King's Garden, LLC See All Filings	D/A	2018-07-24 18:31:20 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001747872 Filed Document 0001747872-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-07-24 18:31:20 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
MALIBU POKE GROWTH HOLDINGS 1, LLC See All Filings	D	2018-07-24 18:06:20 UTC
Amount To Be Raised $2,250,000 Associated Brokers / Dealers N/A CIK Number 0001748016 Filed Document 0001748016-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-24 18:06:20 UTC Type of Offering D Industry Restaurants Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
King's Garden, LLC See All Filings	D	2018-07-24 17:57:48 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001747872 Filed Document 0001747872-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-24 17:57:48 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
SUN MOUNTAIN PRIVATE CREDIT FUND I, L.P. See All Filings	D	2018-07-24 17:56:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001747051 Filed Document 0001747051-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-24 17:56:25 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW MEXICO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GROUP CAPITAL 2 LLC See All Filings	D	2018-07-24 17:43:19 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001747851 Filed Document 0001747851-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-24 17:43:19 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
CEDAR REALTY TRUST PARTNERSHIP, L.P. See All Filings	D	2018-07-24 17:38:13 UTC
Amount To Be Raised $975,000 Associated Brokers / Dealers N/A CIK Number 0001747712 Filed Document 0001209191-18-043786 Exclusions or Exemptions 506b Accepted Date 2018-07-24 17:38:13 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
CALCAP Income Fund I LLC See All Filings	D/A	2018-07-24 17:31:21 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001664412 Filed Document 0001664412-18-000003 Exclusions or Exemptions 506c Accepted Date 2018-07-24 17:31:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Folio Photonics Inc. See All Filings	D	2018-07-24 17:30:11 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001699248 Filed Document 0001699248-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-07-24 17:30:11 UTC Type of Offering D Industry Computers Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
SRA Strategic Fixed Income Portfolio (E&F) SPC See All Filings	D/A	2018-07-24 17:24:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001424423 Filed Document 0001424423-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-24 17:24:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Virion Therapeutics, LLC See All Filings	D/A	2018-07-24 17:24:21 UTC
Amount To Be Raised $5,500,000 Associated Brokers / Dealers N/A CIK Number 0001746726 Filed Document 0001746726-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-07-24 17:24:21 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business DELAWARE Revenue or Assets $No Revenues Type of Security Equity
Physicians Outpatient Surgery Center, LLC See All Filings	D/A	2018-07-24 17:24:04 UTC
Amount To Be Raised $390,000 Associated Brokers / Dealers N/A CIK Number 0001615314 Filed Document 0001615314-18-000005 Exclusions or Exemptions 506b Accepted Date 2018-07-24 17:24:04 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Emergent Health Corp. See All Filings	D	2018-07-24 17:21:34 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001463459 Filed Document 0001553350-18-000859 Exclusions or Exemptions 506b Accepted Date 2018-07-24 17:21:34 UTC Type of Offering D Industry Other Health Care Principal Place of Business PENNSYLVANIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
SRA Strategic Fixed Income Portfolio LP See All Filings	D/A	2018-07-24 17:17:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001416824 Filed Document 0001416824-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-24 17:17:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BVM TG Fund LLC See All Filings	D	2018-07-24 17:15:50 UTC
Amount To Be Raised $1,854,488 Associated Brokers / Dealers N/A CIK Number 0001739301 Filed Document 0001742887-18-000018 Exclusions or Exemptions 506b Accepted Date 2018-07-24 17:15:50 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Salish Coast Enterprises, Inc. See All Filings	D	2018-07-24 17:15:05 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001747861 Filed Document 0001747861-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-24 17:15:05 UTC Type of Offering D Industry Agriculture Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
SRA Hedged Equity Portfolio (E&F) SPC See All Filings	D/A	2018-07-24 17:12:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001424701 Filed Document 0001424701-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-24 17:12:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SRA Hedged Equity Portfolio LP See All Filings	D/A	2018-07-24 17:08:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001416825 Filed Document 0001416825-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-24 17:08:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ELMWOOD PARK LLC See All Filings	D	2018-07-24 17:08:04 UTC
Amount To Be Raised $2,050,000 Associated Brokers / Dealers N/A CIK Number 0001747924 Filed Document 0001747924-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-24 17:08:04 UTC Type of Offering D Industry Other Real Estate Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Zoic Capital VC I, L.P. See All Filings	D	2018-07-24 17:05:46 UTC
Amount To Be Raised $5,275,000 Associated Brokers / Dealers N/A CIK Number 0001747825 Filed Document 0001747825-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-24 17:05:46 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SRA Select Equity Portfolio (E&F) SPC See All Filings	D/A	2018-07-24 17:03:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001433060 Filed Document 0001433060-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-24 17:03:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Connecticut Surgery Center, Limited Partnership See All Filings	D	2018-07-24 17:02:34 UTC
Amount To Be Raised $334,740 Associated Brokers / Dealers SCA Development, LLC CIK Number 0001463787 Filed Document 0001463787-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-07-24 17:02:34 UTC Type of Offering D Industry Other Health Care Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Ibis Sturbridge LLC See All Filings	D	2018-07-24 17:02:34 UTC
Amount To Be Raised $1,350,000 Associated Brokers / Dealers N/A CIK Number 0001748013 Filed Document 0001748013-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-07-24 17:02:34 UTC Type of Offering D Industry Commercial Principal Place of Business FLORIDA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
SRA Select Equity Portfolio LP See All Filings	D/A	2018-07-24 16:58:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001416785 Filed Document 0001416785-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-24 16:58:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Knopp Biosciences LLC See All Filings	D/A	2018-07-24 16:54:35 UTC
Amount To Be Raised $31,329,499 Associated Brokers / Dealers MIP Global, Inc., Stillpoint Capital, LLC, Saturn Capital, Inc., and Pickwick Capital Partners, LLC CIK Number 0001497598 Filed Document 0000898432-18-000853 Exclusions or Exemptions 506b Accepted Date 2018-07-24 16:54:35 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Debt
Granite Point Capital 8 Dragons China Opportunities Fund See All Filings	D/A	2018-07-24 16:53:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001636773 Filed Document 0000902664-18-002957 Exclusions or Exemptions 506b Accepted Date 2018-07-24 16:53:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SRA Diversified Strategies Portfolio (E&F) SPC See All Filings	D/A	2018-07-24 16:52:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001424675 Filed Document 0001424675-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-24 16:52:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund