Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Brevan Howard FG Macro Fund Ltd See All Filings	D/A	2018-09-28 20:08:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Brevan Howard US LLC CIK Number 0001754285 Filed Document 0001754285-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-09-28 20:08:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Inheritance Funding Company, Inc. See All Filings	D/A	2018-09-28 20:07:46 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001718965 Filed Document 0001718965-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-28 20:07:46 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Debt
El Capitan Short-Term Liquid Fund I, L.P. See All Filings	D	2018-09-28 20:06:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001737321 Filed Document 0001737321-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-28 20:06:10 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
ICQ CVC 2019 B, L.P. See All Filings	D	2018-09-28 19:52:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001753526 Filed Document 0001753526-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-28 19:52:44 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ICQ CVC 2019 A, L.P. See All Filings	D	2018-09-28 19:48:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001753527 Filed Document 0001753527-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-28 19:48:42 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FIVE RIVERS PROPERTY FUND LLC See All Filings	D/A	2018-09-28 19:29:10 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001460010 Filed Document 0001460010-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-28 19:29:10 UTC Type of Offering D/A Industry Residential Principal Place of Business WYOMING Revenue or Assets Decline to Disclose Type of Security Equity
Spotlight: Girls See All Filings	C/A	2018-09-28 19:21:28 UTC
Financial Interest None. Filing Platform MiTec, PBC Offering Amount $250,000 CIK Number 0001675481 Filed Document 0001675481-18-000004 Accepted Date 2018-09-28 19:21:28 UTC Type of Offering C/A Security Offered Amount 10,000 Security Offered Type Preferred Stock State CALIFORNIA
Defer Gain Fund I, LP See All Filings	D	2018-09-28 19:20:34 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001754625 Filed Document 0001754625-18-000010 Exclusions or Exemptions 506b Accepted Date 2018-09-28 19:20:34 UTC Type of Offering D Industry Investing Principal Place of Business ARIZONA Revenue or Assets $No Revenues Type of Security Equity
GREEN MATTERS TECHNOLOGIES INC. See All Filings	D	2018-09-28 19:18:48 UTC
Amount To Be Raised $5,000 Associated Brokers / Dealers N/A CIK Number 0001701572 Filed Document 0001085037-18-000102 Exclusions or Exemptions 506b Accepted Date 2018-09-28 19:18:48 UTC Type of Offering D Industry Manufacturing Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Colorado Spirits Importers LLC See All Filings	D	2018-09-28 18:58:39 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001546756 Filed Document 0001546756-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-28 18:58:39 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
TI Platform SMRS SMA, L.P. See All Filings	D	2018-09-28 18:24:50 UTC
Amount To Be Raised $60,000,000 Associated Brokers / Dealers N/A CIK Number 0001750291 Filed Document 0001750291-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-28 18:24:50 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bling Capital Fund I LP See All Filings	D	2018-09-28 18:16:42 UTC
Amount To Be Raised $60,000,000 Associated Brokers / Dealers N/A CIK Number 0001754579 Filed Document 0001754579-18-000001 Exclusions or Exemptions 506c Accepted Date 2018-09-28 18:16:42 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
MVP LS FUND LXXVIII LLC See All Filings	D	2018-09-28 18:08:48 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers MICROVENTURE MARKETPLACE, INC CIK Number 0001754643 Filed Document 0001754643-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-28 18:08:48 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
MCI Preferred Income Fund II, LLC See All Filings	D/A	2018-09-28 17:59:38 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers International Assets Advisory, LLC, PHX Financial, Inc., Center Street Securities, Inc., Emerson Equity, LLC, KCD Financial, Inc., Coastal Equities, Inc., Dempsey Lord Smith, LLC, Ausdal Financial Partners, Inc., Cabot Lodge Securities LLC, Cape Securities Inc., Great Point Capital LLC, J.K. Financial Services, Inc., Newbridge Securities Corporation, NI Advisors, RelyOn Financial Advisors, LLC, Taylor Capital Management, Inc., Whitehall Parker Securities, Inc., Dakota Securities International, Inc., Network 1 Financial Securities, Inc., Capital City Securities, LLC, Heritage Financial Systems, Inc., Bain Wealth Management Group, LLC, Intercarolina Financial Services, Inc., Investment Security Corporation, The Strategic Financial Alliance, Capital Financial Services, Inc., Claraphi Advisory Network, LLC, Kingsbury Capital, Inc., Western International Securities, Inc., Accelerated Capital Group, Inc., Aegis Capital Corp., Alexander Capital, L.P., Coppell Advisory Solutions, LLC, New Frontier Financial Advisory, LLC, Strategic Advisors, Inc., Purshe Kaplan Sterling Investments, Inc., Grand Parkway Capital, LLC, Great Nation Investment Corporation, Capital Markets IQ, LLC, Joseph Stone Capital, L.L.C., Momentum Advisors, LLC, BSG&L Financial Services, LLC, GVC Capital, LLC, Arkadios Capital LLC, Accretive Wealth Management, LLC, American Global Wealth Management, Inc., Wealth Management of Kentucky, Inc., Womack Investment Advisors, Inc., Veripax Wealth Management, LLC, Revere Securities, LLC, Fox Wealth Advisors, LLC, WE Alliance Wealth Advisors, Van Der Noord Financial Advisors, Inc., Westpark Wealth Advisors, Dedora Capital, Inc., SCF Securities, Inc., Frontier Financial Partners, LLC, Stephen A. Kohn & Associates, Ltd, Vestech Securities, Inc., Jim Poe & Associates, Inc., Advanced Strategies Agency Inc., Primex, Aeon Capital, Inc., Independence Capital Co, Sanders Morris Harris, LLC, Naylor & Company Investments, LLC, JRL Capital Corporation, DH Hill Securities, LLLP, Fourstar Wealth Advisors, LLC, Saxony Securitites, Inc., Chalice Capital Partners, LLC, Asset Preservation Group Inc., WestPark Capital, Inc., Lucia Securities, LLC, Arete Wealth Management, LLC, SWBC Investment Services, LLC, David A Noyes & Company, Crown Capital Securities, L.P., Legacy Wealth Management, LLC, SW Financial, Altus Wealth Group, LLC, Personal Wealth Management, LLC, and Frontier Wealth Strategies Inc. CIK Number 0001713236 Filed Document 0001713236-18-000005 Exclusions or Exemptions 506b Accepted Date 2018-09-28 17:59:38 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Infrastructure Networks, Inc. See All Filings	D	2018-09-28 17:46:54 UTC
Amount To Be Raised $27,712,848 Associated Brokers / Dealers DCS Advisory LLC CIK Number 0001590956 Filed Document 0001590956-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-28 17:46:54 UTC Type of Offering D Industry Telecommunications Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
GREENBOX ROBOTICS LLC See All Filings	D	2018-09-28 17:31:02 UTC
Amount To Be Raised $75,000 Associated Brokers / Dealers N/A CIK Number 0001754635 Filed Document 0001754635-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-28 17:31:02 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
PRISA III Fund LP See All Filings	D/A	2018-09-28 17:29:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Prudential Investment Management Services LLC CIK Number 0001417154 Filed Document 0001417154-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-28 17:29:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
BEVCANNA ENTERPRISES INC. See All Filings	D	2018-09-28 17:28:10 UTC
Amount To Be Raised $63,965 Associated Brokers / Dealers N/A CIK Number 0001754180 Filed Document 0001085037-18-000101 Exclusions or Exemptions 506b Accepted Date 2018-09-28 17:28:10 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
North Fourth Offshore Fund Ltd. See All Filings	D	2018-09-28 17:27:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001754614 Filed Document 0001754614-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-09-28 17:27:42 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CMMTP-1, L.P. See All Filings	D	2018-09-28 17:20:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001745250 Filed Document 0001754663-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-09-28 17:20:40 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LS Power Fund III Feeder 2B, L.P. See All Filings	D	2018-09-28 17:19:11 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers N/A CIK Number 0001754094 Filed Document 0001754094-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-28 17:19:11 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Bridgewater All Weather Portfolio IV, Ltd. See All Filings	D/A	2018-09-28 17:15:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001717769 Filed Document 0001543117-18-000005 Exclusions or Exemptions 506c Accepted Date 2018-09-28 17:15:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Korea REIT, LLC See All Filings	D	2018-09-28 17:12:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001745283 Filed Document 0001754663-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-28 17:12:14 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NIOCORP DEVELOPMENTS LTD See All Filings	D	2018-09-28 17:06:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001512228 Filed Document 0001615774-18-010207 Exclusions or Exemptions 506b Accepted Date 2018-09-28 17:06:31 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
Bridgewater Pure Alpha Major Markets Fund III, Ltd. See All Filings	D/A	2018-09-28 17:03:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001717940 Filed Document 0001543117-18-000004 Exclusions or Exemptions 506c Accepted Date 2018-09-28 17:03:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Laurel Ridge Managed Futures Fund See All Filings	D	2018-09-28 16:55:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001754660 Filed Document 0001754660-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-28 16:55:24 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
Graphrs, Inc. See All Filings	D	2018-09-28 16:55:15 UTC
Amount To Be Raised $100 Associated Brokers / Dealers N/A CIK Number 0001737333 Filed Document 0001737333-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-28 16:55:15 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
EVOLUTION FUND I CO-INVESTMENT, L.P. See All Filings	D	2018-09-28 16:53:43 UTC
Amount To Be Raised $135,000,000 Associated Brokers / Dealers N/A CIK Number 0001754653 Filed Document 0001754653-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-28 16:53:43 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CHINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Montana Craft Malt Co See All Filings	D	2018-09-28 16:49:28 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001754419 Filed Document 0001382963-18-000133 Exclusions or Exemptions 506b Accepted Date 2018-09-28 16:49:28 UTC Type of Offering D Industry Agriculture Principal Place of Business MONTANA Revenue or Assets $No Revenues Type of Security Equity
Burst Capital, L.P. See All Filings	D	2018-09-28 16:43:10 UTC
Amount To Be Raised $35,000,000 Associated Brokers / Dealers N/A CIK Number 0001750829 Filed Document 0001750829-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-28 16:43:10 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
KATZ PARK RIDGE LLC See All Filings	D	2018-09-28 16:28:13 UTC
Amount To Be Raised $3,850,000 Associated Brokers / Dealers N/A CIK Number 0001753664 Filed Document 0001753664-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-28 16:28:13 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
ELEVATION CAPITAL SERIES 1, L.P. See All Filings	D	2018-09-28 16:27:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001754479 Filed Document 0001754479-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-28 16:27:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $5,000,000 Type of Security Equity
TIAA-CREF REAL PROPERTY FUND LP See All Filings	D/A	2018-09-28 16:26:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001611291 Filed Document 0000945621-18-000297 Exclusions or Exemptions 506c Accepted Date 2018-09-28 16:26:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PrepClass, Inc. See All Filings	D	2018-09-28 16:26:08 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001751253 Filed Document 0001751253-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-28 16:26:08 UTC Type of Offering D Industry Other Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Equity
ENT&C Holdings LLC See All Filings	D	2018-09-28 16:25:41 UTC
Amount To Be Raised $30,743,000 Associated Brokers / Dealers N/A CIK Number 0001754621 Filed Document 0001754621-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-28 16:25:41 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Hosho Group, Inc. See All Filings	D	2018-09-28 16:18:44 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001728861 Filed Document 0001728861-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-09-28 16:18:44 UTC Type of Offering D Industry Other Technology Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Debt
New Energy Capital Infrastructure Credit Fund II-A LP See All Filings	D	2018-09-28 16:10:14 UTC
Amount To Be Raised $400,000,000 Associated Brokers / Dealers N/A CIK Number 0001754657 Filed Document 0001754657-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-28 16:10:14 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW HAMPSHIRE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Human, Inc See All Filings	D	2018-09-28 16:08:35 UTC
Amount To Be Raised $25,217,678 Associated Brokers / Dealers N/A CIK Number 0001657200 Filed Document 0001657200-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-28 16:08:35 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
TIMBERFISH LLC See All Filings	D/A	2018-09-28 16:01:37 UTC
Amount To Be Raised $900,000 Associated Brokers / Dealers N/A CIK Number 0001685611 Filed Document 0001685611-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-09-28 16:01:37 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Scientific Environmental Design, Inc. See All Filings	D/A	2018-09-28 15:59:24 UTC
Amount To Be Raised $1,750,000 Associated Brokers / Dealers N/A CIK Number 0001698178 Filed Document 0001698178-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-09-28 15:59:24 UTC Type of Offering D/A Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Convoy, Inc. See All Filings	D	2018-09-28 15:52:53 UTC
Amount To Be Raised $185,000,000 Associated Brokers / Dealers N/A CIK Number 0001754407 Filed Document 0001754407-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-09-28 15:52:53 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Lumerit Education, LLC See All Filings	D/A	2018-09-28 15:50:41 UTC
Amount To Be Raised $690,000 Associated Brokers / Dealers N/A CIK Number 0001678918 Filed Document 0001678918-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-09-28 15:50:41 UTC Type of Offering D/A Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
Prisma Apex Equity Private Investors LP See All Filings	D/A	2018-09-28 15:49:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001645223 Filed Document 0000902664-18-003581 Exclusions or Exemptions 506b Accepted Date 2018-09-28 15:49:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Prisma Apex Equity Fund LP See All Filings	D/A	2018-09-28 15:48:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001638099 Filed Document 0000902664-18-003580 Exclusions or Exemptions 506b Accepted Date 2018-09-28 15:48:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Merion Locust Grove, L.P. See All Filings	D	2018-09-28 15:48:05 UTC
Amount To Be Raised $7,575,000 Associated Brokers / Dealers MainLine Securities LLC CIK Number 0001753602 Filed Document 0001753593-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-09-28 15:48:05 UTC Type of Offering D Industry Investing Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Lexington CH, LLC See All Filings	D/A	2018-09-28 15:47:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001424281 Filed Document 0000902664-18-003579 Exclusions or Exemptions 506b Accepted Date 2018-09-28 15:47:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Prisma Spectrum Fund Ltd See All Filings	D/A	2018-09-28 15:46:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Atlantic Trust Company, Deutsche Bank Securities Inc., Deutsche Bank Trust Company Americas, UBS Financial Services Inc., Morgan Stanley Smith Barney LLC, Raymond James & Associates, Inc., and Raymond James Financial Services, Inc. CIK Number 0001460067 Filed Document 0000902664-18-003578 Exclusions or Exemptions 506b Accepted Date 2018-09-28 15:46:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
PRISMA SPECTRUM FUND LP See All Filings	D/A	2018-09-28 15:44:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Atlantic Trust Company, Deutsche Bank Securities Inc., Deutsche Bank Trust Company Americas, UBS Financial Services Inc., Morgan Stanley Smith Barney LLC, Structured Finance Americas LLC, Raymond James & Associates, Inc., and Raymond James Financial Services, Inc. CIK Number 0001327498 Filed Document 0000902664-18-003577 Exclusions or Exemptions 506b Accepted Date 2018-09-28 15:44:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Prisma Select Fund II LP See All Filings	D/A	2018-09-28 15:43:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001315588 Filed Document 0000902664-18-003576 Exclusions or Exemptions 506b Accepted Date 2018-09-28 15:43:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Bedrock I SPI LLC See All Filings	D	2018-09-28 15:43:19 UTC
Amount To Be Raised $1,158,930 Associated Brokers / Dealers N/A CIK Number 0001738912 Filed Document 0001738912-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-09-28 15:43:19 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity