Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Prisma Spectrum Fund Ltd See All Filings	D/A	2023-09-21 06:13:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Atlantic Trust Company, Deutsche Bank Securities Inc., Deutsche Bank Trust Company Americas, UBS Financial Services Inc., Morgan Stanley Smith Barney LLC, Raymond James & Associates, Inc., Raymond James Financial Services, Inc., and Brookvine Investment Advisors PTY LTD CIK Number 0001460067 Filed Document 0000902664-23-004859 Exclusions or Exemptions 506b Accepted Date 2023-09-21 06:13:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Prisma Spectrum Fund Ltd See All Filings	D/A	2022-09-21 07:06:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Atlantic Trust Company, Deutsche Bank Securities Inc., Deutsche Bank Trust Company Americas, UBS Financial Services Inc., Morgan Stanley Smith Barney LLC, Raymond James & Associates, Inc., Raymond James Financial Services, Inc., and Brookvine Investment Advisors PTY LTD CIK Number 0001460067 Filed Document 0000902664-22-004310 Exclusions or Exemptions 506b Accepted Date 2022-09-21 07:06:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Prisma Spectrum Fund Ltd See All Filings	D/A	2021-09-24 18:32:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Atlantic Trust Company, Deutsche Bank Securities Inc., Deutsche Bank Trust Company Americas, UBS Financial Services Inc., Morgan Stanley Smith Barney LLC, Raymond James & Associates, Inc., Raymond James Financial Services, Inc., and Brookvine Investment Advisors PTY LTD CIK Number 0001460067 Filed Document 0000902664-21-004342 Exclusions or Exemptions 506b Accepted Date 2021-09-24 18:32:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Prisma Spectrum Fund Ltd See All Filings	D/A	2020-09-25 17:09:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Atlantic Trust Company, Deutsche Bank Securities Inc., Deutsche Bank Trust Company Americas, UBS Financial Services Inc., Morgan Stanley Smith Barney LLC, Raymond James & Associates, Inc., Raymond James Financial Services, Inc., and Brookvine Investment Advisors PTY LTD CIK Number 0001460067 Filed Document 0000902664-20-003435 Exclusions or Exemptions 506b Accepted Date 2020-09-25 17:09:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Prisma Spectrum Fund Ltd See All Filings	D/A	2019-09-27 14:35:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Atlantic Trust Company, Deutsche Bank Securities Inc., Deutsche Bank Trust Company Americas, UBS Financial Services Inc., Morgan Stanley Smith Barney LLC, Raymond James & Associates, Inc., Raymond James Financial Services, Inc., and Brookvine Investment Advisors PTY LTD CIK Number 0001460067 Filed Document 0000902664-19-003850 Exclusions or Exemptions 506b Accepted Date 2019-09-27 14:35:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Prisma Spectrum Fund Ltd See All Filings	D/A	2018-09-28 15:46:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Atlantic Trust Company, Deutsche Bank Securities Inc., Deutsche Bank Trust Company Americas, UBS Financial Services Inc., Morgan Stanley Smith Barney LLC, Raymond James & Associates, Inc., and Raymond James Financial Services, Inc. CIK Number 0001460067 Filed Document 0000902664-18-003578 Exclusions or Exemptions 506b Accepted Date 2018-09-28 15:46:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Prisma Spectrum Fund Ltd See All Filings	D/A	2017-09-29 10:14:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Atlantic Trust Company, Deutsche Bank Securities Inc., Deutsche Bank Trust Company Americas, UBS Financial Services Inc., Morgan Stanley Smith Barney LLC, Raymond James & Associates, Inc., and Raymond James Financial Services, Inc. CIK Number 0001460067 Filed Document 0000902664-17-003830 Exclusions or Exemptions 506b Accepted Date 2017-09-29 10:14:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Prisma Spectrum Fund Ltd See All Filings	D/A	2016-09-29 16:00:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Atlantic Trust Company, Deutsche Bank Securities Inc., Deutsche Bank Trust Company Americas, UBS Financial Services Inc., Morgan Stanley Smith Barney LLC, Raymond James & Associates, Inc., and Raymond James Financial Services, Inc. CIK Number 0001460067 Filed Document 0000902664-16-008257 Exclusions or Exemptions 506b Accepted Date 2016-09-29 16:00:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Prisma Spectrum Fund Ltd See All Filings	D/A	2015-09-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Atlantic Trust Company, Deutsche Bank Securities Inc., Deutsche Bank Trust Company Americas, InterSecurities, Inc., UBS Financial Services Inc., and Morgan Stanley Smith Barney LLC CIK Number 0001460067 Filed Document 0000902664-15-003780 Exclusions or Exemptions 506b Accepted Date 2015-09-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Prisma Spectrum Fund Ltd See All Filings	D/A	2015-02-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Atlantic Trust Company, Deutsche Bank Securities Inc., Deutsche Bank Trust Company Americas, InterSecurities, Inc., UBS Financial Services Inc., and Morgan Stanley Smith Barney LLC CIK Number 0001460067 Filed Document 0000902664-15-001403 Exclusions or Exemptions 506b Accepted Date 2015-02-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Prisma Spectrum Fund Ltd See All Filings	D/A	2014-02-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Atlantic Trust Company, Deutsche Bank Securities Inc., Deutsche Bank Trust Company Americas, InterSecurities, Inc., UBS Financial Services Inc., and Morgan Stanley Smith Barney LLC CIK Number 0001460067 Filed Document 0000902664-14-001365 Exclusions or Exemptions 506b Accepted Date 2014-02-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity