Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
PRISMA SPECTRUM FUND LP See All Filings	D/A	2022-09-21 06:49:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Atlantic Trust Company, Deutsche Bank Securities Inc., Deutsche Bank Trust Company Americas, UBS Financial Services Inc., Morgan Stanley Smith Barney LLC, Structured Finance Americas LLC, Raymond James & Associates, Inc., and Raymond James Financial Services, Inc. CIK Number 0001327498 Filed Document 0000902664-22-004307 Exclusions or Exemptions 506b Accepted Date 2022-09-21 06:49:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
PRISMA SPECTRUM FUND LP See All Filings	D/A	2021-09-24 18:38:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Atlantic Trust Company, Deutsche Bank Securities Inc., Deutsche Bank Trust Company Americas, UBS Financial Services Inc., Morgan Stanley Smith Barney LLC, Structured Finance Americas LLC, Raymond James & Associates, Inc., and Raymond James Financial Services, Inc. CIK Number 0001327498 Filed Document 0000902664-21-004345 Exclusions or Exemptions 506b Accepted Date 2021-09-24 18:38:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
PRISMA SPECTRUM FUND LP See All Filings	D/A	2020-09-25 17:08:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Atlantic Trust Company, Deutsche Bank Securities Inc., Deutsche Bank Trust Company Americas, UBS Financial Services Inc., Morgan Stanley Smith Barney LLC, Structured Finance Americas LLC, Raymond James & Associates, Inc., and Raymond James Financial Services, Inc. CIK Number 0001327498 Filed Document 0000902664-20-003434 Exclusions or Exemptions 506b Accepted Date 2020-09-25 17:08:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
PRISMA SPECTRUM FUND LP See All Filings	D/A	2019-09-27 14:33:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Atlantic Trust Company, Deutsche Bank Securities Inc., Deutsche Bank Trust Company Americas, UBS Financial Services Inc., Morgan Stanley Smith Barney LLC, Structured Finance Americas LLC, Raymond James & Associates, Inc., and Raymond James Financial Services, Inc. CIK Number 0001327498 Filed Document 0000902664-19-003849 Exclusions or Exemptions 506b Accepted Date 2019-09-27 14:33:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
PRISMA SPECTRUM FUND LP See All Filings	D/A	2018-09-28 15:44:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Atlantic Trust Company, Deutsche Bank Securities Inc., Deutsche Bank Trust Company Americas, UBS Financial Services Inc., Morgan Stanley Smith Barney LLC, Structured Finance Americas LLC, Raymond James & Associates, Inc., and Raymond James Financial Services, Inc. CIK Number 0001327498 Filed Document 0000902664-18-003577 Exclusions or Exemptions 506b Accepted Date 2018-09-28 15:44:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
PRISMA SPECTRUM FUND LP See All Filings	D/A	2017-09-29 10:12:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Atlantic Trust Company, Deutsche Bank Securities Inc., Deutsche Bank Trust Company Americas, UBS Financial Services Inc., Morgan Stanley Smith Barney LLC, Structured Finance Americas LLC, Raymond James & Associates, Inc., and Raymond James Financial Services, Inc. CIK Number 0001327498 Filed Document 0000902664-17-003829 Exclusions or Exemptions 506b Accepted Date 2017-09-29 10:12:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
PRISMA SPECTRUM FUND LP See All Filings	D/A	2016-09-29 15:49:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Atlantic Trust Company, Deutsche Bank Securities Inc., Deutsche Bank Trust Company Americas, UBS Financial Services Inc., Morgan Stanley Smith Barney LLC, Structured Finance Americas LLC, Raymond James & Associates, Inc., and Raymond James Financial Services, Inc. CIK Number 0001327498 Filed Document 0000902664-16-008249 Exclusions or Exemptions 506b Accepted Date 2016-09-29 15:49:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
PRISMA SPECTRUM FUND LP See All Filings	D/A	2015-09-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Atlantic Trust Company, Deutsche Bank Securities Inc., Deutsche Bank Trust Company Americas, UBS Financial Services Inc., Morgan Stanley Smith Barney LLC, and Structured Finance Americas LLC CIK Number 0001327498 Filed Document 0000902664-15-003768 Exclusions or Exemptions 506b Accepted Date 2015-09-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
PRISMA SPECTRUM FUND LP See All Filings	D/A	2015-02-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Atlantic Trust Company, Deutsche Bank Securities Inc., Deutsche Bank Trust Company Americas, UBS Financial Services Inc., Morgan Stanley Smith Barney LLC, and Structured Finance Americas LLC CIK Number 0001327498 Filed Document 0000902664-15-001400 Exclusions or Exemptions 506b Accepted Date 2015-02-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
PRISMA SPECTRUM FUND LP See All Filings	D/A	2014-02-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Atlantic Trust Company, Deutsche Bank Securities Inc., Deutsche Bank Trust Company Americas, UBS Financial Services Inc., Morgan Stanley Smith Barney LLC, and Structured Finance Americas LLC CIK Number 0001327498 Filed Document 0000902664-14-001364 Exclusions or Exemptions 506b Accepted Date 2014-02-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity