Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Penn Capital Multi-Sector Spectrum Income Fund, L.P. See All Filings	D/A	2018-12-14 14:02:48 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers N/A CIK Number 0001610555 Filed Document 0001192482-18-000497 Exclusions or Exemptions 506c Accepted Date 2018-12-14 14:02:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
HT InvestCo, LLC See All Filings	D	2018-12-14 14:02:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001708922 Filed Document 0000899140-18-000623 Exclusions or Exemptions 506b Accepted Date 2018-12-14 14:02:29 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
HT InvestCo (Parallel), LLC See All Filings	D	2018-12-14 14:02:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001760503 Filed Document 0000899140-18-000622 Exclusions or Exemptions 506b Accepted Date 2018-12-14 14:02:01 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
PENN CONVERTIBLE FUND LP See All Filings	D/A	2018-12-14 14:00:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers SMH Capital Inc., VSR Financial Services Incorporated, Carol Lefcourt, Brinker Capital, Carlyle Wealth Management, and Strategic Financial Alliance Inc. CIK Number 0001460893 Filed Document 0001192482-18-000496 Exclusions or Exemptions 506b Accepted Date 2018-12-14 14:00:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Penn Institutional Loan Common Master Fund, LP See All Filings	D/A	2018-12-14 13:58:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001573620 Filed Document 0001192482-18-000495 Exclusions or Exemptions 506b Accepted Date 2018-12-14 13:58:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Vibrant Opportunity Delaware Feeder Fund, L.P. See All Filings	D/A	2018-12-14 13:56:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001594976 Filed Document 0001761437-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-12-14 13:56:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
GRYPHON MEZZANINE PARTNERS II, L.P. See All Filings	D	2018-12-14 13:56:32 UTC
Amount To Be Raised $300,000,000 Associated Brokers / Dealers N/A CIK Number 0001760633 Filed Document 0001760633-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-14 13:56:32 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
DBN Net Lease Holdings IV, LLC See All Filings	D	2018-12-14 13:52:47 UTC
Amount To Be Raised $950,000 Associated Brokers / Dealers N/A CIK Number 0001761028 Filed Document 0001209191-18-062638 Exclusions or Exemptions 506b Accepted Date 2018-12-14 13:52:47 UTC Type of Offering D Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Alligant Scientific, LLC See All Filings	D	2018-12-14 13:52:19 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers n/a CIK Number 0001640239 Filed Document 0001640239-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-12-14 13:52:19 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Debt
Carlyle Asia PE Alternative Opportunities Fund, L.P. See All Filings	D	2018-12-14 13:49:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Not Applicable CIK Number 0001761895 Filed Document 0001761895-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-12-14 13:49:29 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
iWorker Holdings LLC See All Filings	D	2018-12-14 13:49:09 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001761928 Filed Document 0001761928-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-14 13:49:09 UTC Type of Offering D Industry Other Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
Ohio State Bank See All Filings	D	2018-12-14 13:45:28 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001761925 Filed Document 0001761925-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-14 13:45:28 UTC Type of Offering D Industry Commercial Banking Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Woodmont Cedar Park Academy LLC See All Filings	D	2018-12-14 13:44:24 UTC
Amount To Be Raised $1,290,000 Associated Brokers / Dealers N/A CIK Number 0001761884 Filed Document 0001761884-18-000001 Exclusions or Exemptions 506c Accepted Date 2018-12-14 13:44:24 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
323 Bellevue Investors LLC See All Filings	D	2018-12-14 13:42:23 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers Broadmark Capital LLC CIK Number 0001761806 Filed Document 0001761806-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-14 13:42:23 UTC Type of Offering D Industry Other Real Estate Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Spaceflight Industries, Inc. See All Filings	D/A	2018-12-14 13:41:15 UTC
Amount To Be Raised $29,900,000 Associated Brokers / Dealers N/A CIK Number 0001635594 Filed Document 0001635594-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-12-14 13:41:15 UTC Type of Offering D/A Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
ADV Opportunities Fund II, L.P. See All Filings	D/A	2018-12-14 13:41:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001725066 Filed Document 0001725066-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-12-14 13:41:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Bractlet, Inc. See All Filings	D	2018-12-14 13:34:57 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001605841 Filed Document 0001209191-18-062632 Exclusions or Exemptions 506b Accepted Date 2018-12-14 13:34:57 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
MIMG CXXXVII Gates of Rochester, LLC See All Filings	D	2018-12-14 13:34:40 UTC
Amount To Be Raised $9,550,000 Associated Brokers / Dealers N/A CIK Number 0001761508 Filed Document 0001761508-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-14 13:34:40 UTC Type of Offering D Industry Commercial Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
CW.com, LLC See All Filings	D	2018-12-14 13:28:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001759791 Filed Document 0001567619-18-007986 Exclusions or Exemptions 506b Accepted Date 2018-12-14 13:28:37 UTC Type of Offering D Industry Other Travel Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Cognitive Operational Systems, Inc. See All Filings	D	2018-12-14 13:27:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001683082 Filed Document 0001683082-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-12-14 13:27:59 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
GROUNDFLOOR FINANCE INC. See All Filings	1-A POS	2018-12-14 13:24:57 UTC
Amount To Be Raised $2,899,040 Associated Brokers / Dealers N/A CIK Number 0001588504 Filed Document 0001144204-18-064599 Accepted Date 2018-12-14 13:24:57 UTC Type of Offering 1-A POS Industry FINANCE SERVICES Offering Tier Tier2 Principal Place of Business GEORGIA Revenue or Assets $804,936 State of Jurisdiction GEORGIA Type of Security Other(describe)
Shyn Inc. See All Filings	D	2018-12-14 13:22:28 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001761934 Filed Document 0001761934-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-14 13:22:28 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Pacific Oak-Related Meridian DST See All Filings	D	2018-12-14 13:18:30 UTC
Amount To Be Raised $34,710,000 Associated Brokers / Dealers Arete Wealth Management, LLC CIK Number 0001761851 Filed Document 0001761851-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-14 13:18:30 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
TVEON INC. See All Filings	D	2018-12-14 13:17:46 UTC
Amount To Be Raised $465,499 Associated Brokers / Dealers N/A CIK Number 0001761793 Filed Document 0001761793-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-14 13:17:46 UTC Type of Offering D Industry Other Technology Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Joyus, Inc. See All Filings	D	2018-12-14 13:15:48 UTC
Amount To Be Raised $4,700,000 Associated Brokers / Dealers N/A CIK Number 0001761730 Filed Document 0001761730-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-14 13:15:48 UTC Type of Offering D Industry Other Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Other
MRA Nanuet LLC See All Filings	D	2018-12-14 13:12:54 UTC
Amount To Be Raised $494,500 Associated Brokers / Dealers N/A CIK Number 0001761208 Filed Document 0001761208-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-14 13:12:54 UTC Type of Offering D Industry Commercial Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
MIMG CXXXIX Brickyard, LLC See All Filings	D	2018-12-14 13:11:46 UTC
Amount To Be Raised $4,700,000 Associated Brokers / Dealers N/A CIK Number 0001761197 Filed Document 0001761197-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-14 13:11:46 UTC Type of Offering D Industry Commercial Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
WhiteTower Digital Assets Fund, LP See All Filings	D	2018-12-14 13:11:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001761737 Filed Document 0001761737-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-14 13:11:36 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lazard Emerging Markets Equity Advantage Fund, a series of Lazard Investment Trust See All Filings	D/A	2018-12-14 13:07:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Lazard Asset Management Securities LLC CIK Number 0001628189 Filed Document 0001628189-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-14 13:07:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lazard Japanese Strategic Equity Fund, a series of Lazard Investment Trust See All Filings	D/A	2018-12-14 13:04:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Lazard Asset Management Securities LLC CIK Number 0001628188 Filed Document 0001628188-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-14 13:04:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MVP ES FUND XLVIII LLC See All Filings	D	2018-12-14 12:58:56 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers MICROVENTURE MARKETPLACE, INC. CIK Number 0001754440 Filed Document 0001754440-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-14 12:58:56 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
P2 Capital Fund, L.P. See All Filings	D/A	2018-12-14 12:58:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Not Applicable, None, and None CIK Number 0001391204 Filed Document 0001391204-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-12-14 12:58:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
BC European Capital X - Betty Co-Investment (2) LP See All Filings	D	2018-12-14 12:57:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001761704 Filed Document 0001761704-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-14 12:57:28 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business Y7 Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SQM Frontier Middle East Fund (Offshore), Ltd. See All Filings	D/A	2018-12-14 12:56:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001507785 Filed Document 0001507785-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-14 12:56:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Mondrian Global Equity ESG Fund, L.P. See All Filings	D	2018-12-14 12:55:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001761528 Filed Document 0001393725-18-000108 Exclusions or Exemptions 506b Accepted Date 2018-12-14 12:55:27 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Mondrian China Concentrated Equity Fund, L.P. See All Filings	D	2018-12-14 12:53:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001761524 Filed Document 0001393725-18-000107 Exclusions or Exemptions 506b Accepted Date 2018-12-14 12:53:53 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bain Capital Asia Fund IV, L.P. See All Filings	D	2018-12-14 12:53:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Bain Capital Distributors, LLC CIK Number 0001760621 Filed Document 0001761835-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-12-14 12:53:46 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
P2 Capital Fund, Ltd. See All Filings	D/A	2018-12-14 12:53:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Not Applicable, None, and None CIK Number 0001409505 Filed Document 0001409505-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-12-14 12:53:01 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
SQM Frontier Middle East Fund, LP See All Filings	D/A	2018-12-14 12:52:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001507657 Filed Document 0001507657-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-14 12:52:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BC European Capital X - Betty Co-Investment (1) LP See All Filings	D	2018-12-14 12:52:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001761703 Filed Document 0001761703-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-14 12:52:07 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business Y7 Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Raintank Inc. See All Filings	D	2018-12-14 12:49:21 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001761807 Filed Document 0001761807-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-14 12:49:21 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Brownsville Surgicenter, LLC See All Filings	D/A	2018-12-14 12:47:24 UTC
Amount To Be Raised $2,058,000 Associated Brokers / Dealers The Securities Group, LLC CIK Number 0001744288 Filed Document 0001744288-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-12-14 12:47:24 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business TENNESSEE Revenue or Assets $No Revenues Type of Security Equity
MVP LS FUND LXXXVIII LLC See All Filings	D	2018-12-14 12:43:53 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers MICROVENTURE MARKETPLACE, INC. CIK Number 0001758737 Filed Document 0001758737-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-14 12:43:53 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
TCM Maryville LLC See All Filings	D	2018-12-14 12:43:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001761835 Filed Document 0001761835-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-14 12:43:49 UTC Type of Offering D Industry Commercial Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
NextHealth Technologies, Inc. See All Filings	D	2018-12-14 12:40:46 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001602245 Filed Document 0001602245-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-12-14 12:40:46 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Woven Water Brewing Company, LLC See All Filings	D	2018-12-14 12:37:31 UTC
Amount To Be Raised $225,000 Associated Brokers / Dealers N/A CIK Number 0001761293 Filed Document 0001761293-18-000001 Exclusions or Exemptions 504 and 506b Accepted Date 2018-12-14 12:37:31 UTC Type of Offering D Industry Restaurants Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
SpeakWorks, Inc. See All Filings	D	2018-12-14 12:34:28 UTC
Amount To Be Raised $3,999,997 Associated Brokers / Dealers N/A CIK Number 0001530784 Filed Document 0001530784-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-12-14 12:34:28 UTC Type of Offering D Industry Other Technology Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
OPEN DOORS PARTNERS, LLC See All Filings	D	2018-12-14 12:34:21 UTC
Amount To Be Raised $116,000 Associated Brokers / Dealers N/A CIK Number 0001724977 Filed Document 0001724977-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-12-14 12:34:21 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
ROWViGOR, LLC See All Filings	C	2018-12-14 12:31:36 UTC
Financial Interest The issuer will not owe a commission to the intermediary at the conclusion of the offering. Filing Platform MicroVenture Marketplace, Inc. Offering Amount $107,000 CIK Number 0001761087 Filed Document 0001761087-18-000001 Accepted Date 2018-12-14 12:31:36 UTC Type of Offering C Security Offered Amount 50,000 Security Offered Type Other State COLORADO
Partners Group Global Value Real Estate 2019 (EUR) D, LLC See All Filings	D	2018-12-14 12:25:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001761917 Filed Document 0001761917-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-14 12:25:40 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund