Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
FOND DU LAC HOTEL GROUP, LLC See All Filings	D	2019-02-22 15:52:17 UTC
Amount To Be Raised $1,420,000 Associated Brokers / Dealers N/A CIK Number 0001767588 Filed Document 0001767588-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-22 15:52:17 UTC Type of Offering D Industry Lodging and Conventions Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
Breakout Capital Finance Holdings, Inc. See All Filings	D	2019-02-22 15:49:50 UTC
Amount To Be Raised $5,350,000 Associated Brokers / Dealers SenaHill Securities, LLC CIK Number 0001767182 Filed Document 0001767182-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-22 15:49:50 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Debt
Maitri Medicinals, LLC See All Filings	D	2019-02-22 15:45:06 UTC
Amount To Be Raised $6,875,000 Associated Brokers / Dealers N/A CIK Number 0001698721 Filed Document 0001698721-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-02-22 15:45:06 UTC Type of Offering D Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
New Paradigm Fund, L.P. See All Filings	D/A	2019-02-22 15:44:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001030882 Filed Document 0000919574-19-001953 Exclusions or Exemptions 506b Accepted Date 2019-02-22 15:44:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Vast Ventures Transit III LLC See All Filings	D	2019-02-22 15:44:50 UTC
Amount To Be Raised $164,371 Associated Brokers / Dealers N/A CIK Number 0001768819 Filed Document 0001768819-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-22 15:44:50 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
InterRad Medical, Inc. See All Filings	D	2019-02-22 15:44:28 UTC
Amount To Be Raised $5,250,000 Associated Brokers / Dealers LGB & CO. LIMITED CIK Number 0001504703 Filed Document 0001504703-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-22 15:44:28 UTC Type of Offering D Industry Other Health Care Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Debt
ACVII-3600 Swenson, LLC See All Filings	D	2019-02-22 15:44:02 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001768828 Filed Document 0001768828-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-22 15:44:02 UTC Type of Offering D Industry Commercial Principal Place of Business NEVADA Revenue or Assets $No Revenues Type of Security Equity
POLARIS CAPITAL INTERNATIONAL VALUE L P See All Filings	D/A	2019-02-22 15:42:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001367936 Filed Document 0001367936-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-22 15:42:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Nimba County Ventures LLC See All Filings	D	2019-02-22 15:39:36 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers WealthForge Securities LLC CIK Number 0001768830 Filed Document 0001768830-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-02-22 15:39:36 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Equity
PAXAFE, INC. See All Filings	D	2019-02-22 15:39:35 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001768391 Filed Document 0001768391-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-22 15:39:35 UTC Type of Offering D Industry Other Technology Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
Coral Capital II, L.P. See All Filings	D	2019-02-22 15:31:45 UTC
Amount To Be Raised $45,958,009 Associated Brokers / Dealers N/A CIK Number 0001767315 Filed Document 0001144204-19-009575 Exclusions or Exemptions 506b Accepted Date 2019-02-22 15:31:45 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business JAPAN Revenue or Assets Decline to Disclose Type of Security Equity
CIFC Investment Grade CLO Fund Ltd. See All Filings	D	2019-02-22 15:27:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001768234 Filed Document 0001768234-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-22 15:27:28 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NeoVolta Inc. See All Filings	1-A/A	2019-02-22 15:23:31 UTC
Amount To Be Raised $0 Associated Brokers / Dealers N/A CIK Number 0001748137 Filed Document 0001393905-19-000061 Accepted Date 2019-02-22 15:23:31 UTC Type of Offering 1-A/A Industry ELECTRONIC & OTHER ELECTRICAL EQUIPMENT (NO COMPUTER EQUIP) Offering Tier Tier2 Principal Place of Business CALIFORNIA Revenue or Assets $0 State of Jurisdiction NEVADA Type of Security Equity (common or preferred stock)
Arq Ltd See All Filings	D/A	2019-02-22 15:20:57 UTC
Amount To Be Raised $55,000,000 Associated Brokers / Dealers Ascent Capital Advisors (America) LLC, Sage Enterprises Ltd., and Blenheim Holdings Ltd. CIK Number 0001637606 Filed Document 0001637606-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-22 15:20:57 UTC Type of Offering D/A Industry Other Energy Principal Place of Business JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Bridgewater Pure Alpha Trading Company, Ltd. See All Filings	D/A	2019-02-22 15:14:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001536986 Filed Document 0001557313-19-000013 Exclusions or Exemptions 506c Accepted Date 2019-02-22 15:14:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets Decline to Disclose Type of Security Equity
Caddo Sojourn, LP See All Filings	D	2019-02-22 15:12:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001768713 Filed Document 0001768713-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-22 15:12:51 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
KINGSBURY RUN PARTNERS, LP See All Filings	D/A	2019-02-22 15:09:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001595269 Filed Document 0000919574-19-001949 Exclusions or Exemptions 506b Accepted Date 2019-02-22 15:09:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
Integrated Realty Capital I LP See All Filings	D/A	2019-02-22 15:08:30 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001751886 Filed Document 0001751886-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-22 15:08:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Urgent.ly Inc. See All Filings	D	2019-02-22 15:04:06 UTC
Amount To Be Raised $20,854,309 Associated Brokers / Dealers N/A CIK Number 0001603652 Filed Document 0001603652-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-22 15:04:06 UTC Type of Offering D Industry Other Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Saga of Lucimia, LLC See All Filings	D	2019-02-22 15:02:41 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers None CIK Number 0001768704 Filed Document 0001768704-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-22 15:02:41 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Global Energy Group Inc. See All Filings	D	2019-02-22 14:58:53 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001768789 Filed Document 0001768789-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-22 14:58:53 UTC Type of Offering D Industry Oil and Gas Principal Place of Business WYOMING Revenue or Assets $No Revenues Type of Security Equity
PS Tamerlane Onshore Fund LP See All Filings	D	2019-02-22 14:58:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001768084 Filed Document 0001012975-19-000188 Exclusions or Exemptions 506b Accepted Date 2019-02-22 14:58:16 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bombshell Technologies, LLC See All Filings	D	2019-02-22 14:54:20 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001768062 Filed Document 0001768062-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-02-22 14:54:20 UTC Type of Offering D Industry Other Technology Principal Place of Business NEVADA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Figma, Inc. See All Filings	D	2019-02-22 14:52:23 UTC
Amount To Be Raised $39,999,998 Associated Brokers / Dealers N/A CIK Number 0001579878 Filed Document 0001579878-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-02-22 14:52:23 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
ARENA SHORT DURATION HIGH YIELD FUND, LP - SERIES A See All Filings	D/A	2019-02-22 14:52:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001607211 Filed Document 0001607211-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-02-22 14:52:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
VECTORMAX Corp See All Filings	D	2019-02-22 14:50:37 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001136418 Filed Document 0001144204-19-009550 Exclusions or Exemptions 506b Accepted Date 2019-02-22 14:50:37 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Bridgewater Pure Alpha Major Markets, Ltd. See All Filings	D/A	2019-02-22 14:50:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001529071 Filed Document 0001557313-19-000012 Exclusions or Exemptions 506c Accepted Date 2019-02-22 14:50:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
IMPEL NEUROPHARMA INC See All Filings	D	2019-02-22 14:50:13 UTC
Amount To Be Raised $1,387,323 Associated Brokers / Dealers N/A CIK Number 0001445499 Filed Document 0001445499-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-22 14:50:13 UTC Type of Offering D Industry Other Health Care Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Option To Acquire
TSW II OFFSHORE SPC See All Filings	D/A	2019-02-22 14:48:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001320633 Filed Document 0001320633-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-22 14:48:26 UTC Type of Offering D/A Industry Investing Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Strange Reptile, Inc. See All Filings	D/A	2019-02-22 14:47:51 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001746858 Filed Document 0001746858-19-000005 Exclusions or Exemptions 506b Accepted Date 2019-02-22 14:47:51 UTC Type of Offering D/A Industry Other Technology Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Debt
STRATEGIC VALUE RESTRUCTURING FUND LP See All Filings	D/A	2019-02-22 14:44:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Citigroup Global Markets Inc., Central Park Group, Deutsche Bank Securities, Inc., Raymond James Financial Services, Inc., Raymond James & Associates, Inc., Morgan Stanley Smith Barney, and Wells Fargo Investment Institute, Inc. CIK Number 0001201081 Filed Document 0001315863-19-000223 Exclusions or Exemptions 506b Accepted Date 2019-02-22 14:44:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TSW II Domestic, L.P. See All Filings	D/A	2019-02-22 14:42:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000918813 Filed Document 0000918813-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-22 14:42:02 UTC Type of Offering D/A Industry Investing Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ARENA SHORT DURATION HIGH YIELD (CAYMAN) FUND, SPC - SEGREGATED PORTFOLIO A See All Filings	D/A	2019-02-22 14:40:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001699844 Filed Document 0001607211-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-22 14:40:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NeuroTechnology Investors, LLC See All Filings	D	2019-02-22 14:39:17 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001674457 Filed Document 0001674457-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-02-22 14:39:17 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
TSW II, L.P. See All Filings	D/A	2019-02-22 14:34:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000871240 Filed Document 0000871240-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-22 14:34:26 UTC Type of Offering D/A Industry Investing Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Blockchain Venture Capital Fund LP See All Filings	D	2019-02-22 14:28:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001768619 Filed Document 0001768619-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-22 14:28:59 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HLH, LLC See All Filings	D/A	2019-02-22 14:27:52 UTC
Amount To Be Raised $6,649,071 Associated Brokers / Dealers N/A CIK Number 0001549071 Filed Document 0001010412-19-000011 Exclusions or Exemptions 506b Accepted Date 2019-02-22 14:27:52 UTC Type of Offering D/A Industry Agriculture Principal Place of Business HAWAII Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Other
Bridgewater Pure Alpha Major Markets, LLC See All Filings	D/A	2019-02-22 14:26:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001536985 Filed Document 0001557313-19-000011 Exclusions or Exemptions 506c Accepted Date 2019-02-22 14:26:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
RRE Leaders II, L.P. See All Filings	D/A	2019-02-22 14:09:02 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers N/A CIK Number 0001698187 Filed Document 0001698187-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-22 14:09:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Tillable, Inc. See All Filings	D	2019-02-22 14:08:06 UTC
Amount To Be Raised $8,250,000 Associated Brokers / Dealers N/A CIK Number 0001768043 Filed Document 0000897069-19-000151 Exclusions or Exemptions 506b Accepted Date 2019-02-22 14:08:06 UTC Type of Offering D Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Heart of Rock & Roll Broadway Ltd Liability Co See All Filings	D	2019-02-22 14:06:23 UTC
Amount To Be Raised $16,000,000 Associated Brokers / Dealers N/A CIK Number 0001768618 Filed Document 0001768618-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-22 14:06:23 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
A.W. JONES FUND, LTD. See All Filings	D/A	2019-02-22 14:05:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Thomas W. Watts, Bhargava Capital, Fort Ghent Brokerage LLC, Alpha Strategies Investment Consulting Inc., and Tangent Capital Partners, LLC CIK Number 0001543952 Filed Document 0000919574-19-001946 Exclusions or Exemptions 506b Accepted Date 2019-02-22 14:05:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Bridgewater Pure Alpha Major Markets II, Ltd. See All Filings	D/A	2019-02-22 14:03:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001521489 Filed Document 0001557313-19-000010 Exclusions or Exemptions 506c Accepted Date 2019-02-22 14:03:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
LeadScorz Inc. See All Filings	D	2019-02-22 14:02:49 UTC
Amount To Be Raised $350,000 Associated Brokers / Dealers N/A CIK Number 0001753313 Filed Document 0001753313-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-22 14:02:49 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets $$1 - $1,000,000 Type of Security Debt
MID-AMERICA ANGELS INVESTMENTS LLC See All Filings	D	2019-02-22 13:55:18 UTC
Amount To Be Raised $241,000 Associated Brokers / Dealers N/A CIK Number 0001383457 Filed Document 0001383457-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-22 13:55:18 UTC Type of Offering D Industry Investing Principal Place of Business KANSAS Revenue or Assets $Not Applicable Type of Security Equity
LBM Management Holdings, LLC See All Filings	D/A	2019-02-22 13:52:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001668059 Filed Document 0001668059-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-02-22 13:52:37 UTC Type of Offering D/A Industry Other Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
MCG Foothills, LLC See All Filings	D	2019-02-22 13:48:53 UTC
Amount To Be Raised $5,038,934 Associated Brokers / Dealers N/A CIK Number 0001768718 Filed Document 0001768718-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-02-22 13:48:53 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Data Tribe II, LLC See All Filings	D	2019-02-22 13:47:23 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001768251 Filed Document 0001768251-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-22 13:47:23 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Global Opportunity Philadelphia Fund I, L.P. See All Filings	D	2019-02-22 13:47:04 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001768290 Filed Document 0001192482-19-000110 Exclusions or Exemptions 506c Accepted Date 2019-02-22 13:47:04 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
A.W. JONES ASSOCIATES LP See All Filings	D/A	2019-02-22 13:45:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers KARBONE CAPITAL MARKETS, LLC, Bhargava Capital, Fort Ghent Brokerage LLC, Alpha Strategies Investment Consulting Inc., and Tangent Capital Partners LLC CIK Number 0001565758 Filed Document 0000919574-19-001944 Exclusions or Exemptions 506b Accepted Date 2019-02-22 13:45:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity