Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
A.W. JONES FUND, LTD. See All Filings	D/A	2025-02-10 10:43:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Thomas W. Watts, Bhargava Capital, Fort Ghent Brokerage LLC, Alpha Strategies Investment Consulting Inc., Tangent Capital Partners, LLC, Yuki-Co, LLC, and First Dominion Capital Corp. CIK Number 0001543952 Filed Document 0000919574-25-000907 Exclusions or Exemptions 506b Accepted Date 2025-02-10 10:43:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
A.W. JONES FUND, LTD. See All Filings	D/A	2024-02-16 09:26:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Thomas W. Watts, Bhargava Capital, Fort Ghent Brokerage LLC, Alpha Strategies Investment Consulting Inc., Tangent Capital Partners, LLC, Yuki-Co, LLC, and First Dominion Capital Corp. (dba Bhargava Capital) CIK Number 0001543952 Filed Document 0000919574-24-001523 Exclusions or Exemptions 506b Accepted Date 2024-02-16 09:26:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
A.W. JONES FUND, LTD. See All Filings	D/A	2023-02-17 09:29:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Thomas W. Watts, Bhargava Capital, Fort Ghent Brokerage LLC, Alpha Strategies Investment Consulting Inc., Tangent Capital Partners, LLC, Yuki-Co, LLC, and First Dominion Capital Corp. (dba Bhargava Capital) CIK Number 0001543952 Filed Document 0000919574-23-001715 Exclusions or Exemptions 506b Accepted Date 2023-02-17 09:29:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
A.W. JONES FUND, LTD. See All Filings	D/A	2022-02-18 09:38:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Thomas W. Watts, Bhargava Capital, Fort Ghent Brokerage LLC, Alpha Strategies Investment Consulting Inc., Tangent Capital Partners, LLC, Yuki-Co, LLC, and First Dominion Capital Corp. (dba Bhargava Capital) CIK Number 0001543952 Filed Document 0000919574-22-001717 Exclusions or Exemptions 506b Accepted Date 2022-02-18 09:38:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
A.W. JONES FUND, LTD. See All Filings	D/A	2021-02-19 08:30:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Thomas W. Watts, Bhargava Capital, Fort Ghent Brokerage LLC, Alpha Strategies Investment Consulting Inc., Tangent Capital Partners, LLC, Yuki-Co, LLC, and First Dominion Capital Corp. (dba Bhargava Capital) CIK Number 0001543952 Filed Document 0000919574-21-001805 Exclusions or Exemptions 506b Accepted Date 2021-02-19 08:30:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
A.W. JONES FUND, LTD. See All Filings	D/A	2020-02-21 09:40:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Thomas W. Watts, Bhargava Capital, Fort Ghent Brokerage LLC, Alpha Strategies Investment Consulting Inc., Tangent Capital Partners, LLC, and Yuki-Co, LLC CIK Number 0001543952 Filed Document 0000919574-20-001792 Exclusions or Exemptions 506b Accepted Date 2020-02-21 09:40:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
A.W. JONES FUND, LTD. See All Filings	D/A	2019-02-22 14:05:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Thomas W. Watts, Bhargava Capital, Fort Ghent Brokerage LLC, Alpha Strategies Investment Consulting Inc., and Tangent Capital Partners, LLC CIK Number 0001543952 Filed Document 0000919574-19-001946 Exclusions or Exemptions 506b Accepted Date 2019-02-22 14:05:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
A.W. JONES FUND, LTD. See All Filings	D/A	2018-02-23 10:08:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Thomas W. Watts, Bhargava Wealth Management, LLC, Fort Ghent Brokerage LLC, and Alpha Strategies Investment Consulting Inc. CIK Number 0001543952 Filed Document 0000919574-18-002008 Exclusions or Exemptions 506b Accepted Date 2018-02-23 10:08:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
A.W. JONES FUND, LTD. See All Filings	D/A	2017-02-24 11:20:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Watts Capital, LLC, Bhargava Wealth Management, LLC, Fort Ghent Brokerage LLC, and Alpha Strategies Investment Consulting Inc. CIK Number 0001543952 Filed Document 0000919574-17-002270 Exclusions or Exemptions 506b Accepted Date 2017-02-24 11:20:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
A.W. JONES FUND, LTD. See All Filings	D/A	2016-02-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Watts Capital, LLC, Bhargava Wealth Management, LLC, Fort Ghent Brokerage LLC, and Alpha Strategies Investment Consulting Inc. CIK Number 0001543952 Filed Document 0000919574-16-011386 Exclusions or Exemptions 506b Accepted Date 2016-02-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
A.W. JONES FUND, LTD. See All Filings	D/A	2015-02-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Watts Capital, LLC, Bhargava Wealth Management, LLC, Medalist Securities Inc., and Alpha Strategies Investment Consulting Inc. CIK Number 0001543952 Filed Document 0000919574-15-002464 Exclusions or Exemptions 506b Accepted Date 2015-02-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
A.W. JONES FUND, LTD. See All Filings	D/A	2014-02-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Agincourt, Ltd. and Watts Capital, LLC CIK Number 0001543952 Filed Document 0000919574-14-001984 Exclusions or Exemptions 506b Accepted Date 2014-02-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund