Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
BBH Wealth Strategies, LLC - Barings Loan Series See All Filings	D/A	2019-02-13 12:36:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001696752 Filed Document 0001696752-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-13 12:36:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pacifica Plaza LLC See All Filings	D	2019-02-13 12:30:37 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001767893 Filed Document 0001767893-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-13 12:30:37 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Oaks at San Jose 200, LLC See All Filings	D/A	2019-02-13 12:28:14 UTC
Amount To Be Raised $4,600,000 Associated Brokers / Dealers N/A CIK Number 0001767524 Filed Document 0001767524-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-02-13 12:28:14 UTC Type of Offering D/A Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
GREENOAKS OPPORTUNITY II (Q) LLC See All Filings	D	2019-02-13 12:27:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001767888 Filed Document 0001767888-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-13 12:27:18 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GROUNDFLOOR FINANCE INC. See All Filings	1-A POS	2019-02-13 12:16:49 UTC
Amount To Be Raised $1,823,780 Associated Brokers / Dealers N/A CIK Number 0001588504 Filed Document 0001144204-19-006971 Accepted Date 2019-02-13 12:16:49 UTC Type of Offering 1-A POS Industry FINANCE SERVICES Offering Tier Tier2 Principal Place of Business GEORGIA Revenue or Assets $804,936 State of Jurisdiction GEORGIA Type of Security Other(describe)
HG SF Boston, LLC See All Filings	D	2019-02-13 12:09:17 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0001767697 Filed Document 0001767697-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-13 12:09:17 UTC Type of Offering D Industry Commercial Principal Place of Business VIRGINIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
BION ENVIRONMENTAL TECHNOLOGIES INC See All Filings	D/A	2019-02-13 12:06:09 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers KCD Financial Inc. CIK Number 0000875729 Filed Document 0000875729-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-02-13 12:06:09 UTC Type of Offering D/A Industry Environmental Services Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Aquity Holdings, Inc. See All Filings	D	2019-02-13 12:03:16 UTC
Amount To Be Raised $36,000,000 Associated Brokers / Dealers N/A CIK Number 0001767446 Filed Document 0001567619-19-003506 Exclusions or Exemptions 506b Accepted Date 2019-02-13 12:03:16 UTC Type of Offering D Industry Other Health Care Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
CIs Microcap Growth Partners See All Filings	D	2019-02-13 12:00:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001732590 Filed Document 0001732590-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-02-13 12:00:27 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
SLF MOSS STREET, LLC See All Filings	D	2019-02-13 11:54:25 UTC
Amount To Be Raised $1,559,400 Associated Brokers / Dealers N/A CIK Number 0001767370 Filed Document 0001767370-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-13 11:54:25 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Other
TZP Small Cap Partners II-A (Blocker), L.P. See All Filings	D	2019-02-13 11:51:31 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers N/A CIK Number 0001750323 Filed Document 0001750323-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-13 11:51:31 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Asana Global Select Fund, LP See All Filings	D/A	2019-02-13 11:50:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Royal Alliance Associates, Inc. and Morgan Creek Capital Distributors, LLC CIK Number 0001349056 Filed Document 0000919574-19-001081 Exclusions or Exemptions 506b Accepted Date 2019-02-13 11:50:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
TZP Small Cap Partners II, L.P. See All Filings	D	2019-02-13 11:48:59 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers N/A CIK Number 0001750322 Filed Document 0001750322-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-13 11:48:59 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
AGP Northpeak, LLC See All Filings	D	2019-02-13 11:44:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001767818 Filed Document 0001767818-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-13 11:44:53 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ALABAMA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Viking Partners Fund IV-Q, LLC See All Filings	D	2019-02-13 11:43:23 UTC
Amount To Be Raised $57,655,000 Associated Brokers / Dealers N/A CIK Number 0001767729 Filed Document 0001767729-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-13 11:43:23 UTC Type of Offering D Industry Commercial Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Treligga plc - Ardevora Global Long-Only Equity Fund See All Filings	D	2019-02-13 11:37:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001637462 Filed Document 0001637461-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-02-13 11:37:46 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Jorvik Multi-Strategy Offshore Fund, Ltd See All Filings	D/A	2019-02-13 11:35:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001483530 Filed Document 0001144204-19-006930 Exclusions or Exemptions 506b Accepted Date 2019-02-13 11:35:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Indus Pacific Opportunities Fund, Ltd. See All Filings	D/A	2019-02-13 11:35:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001352812 Filed Document 0000919574-19-001079 Exclusions or Exemptions 506b Accepted Date 2019-02-13 11:35:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
SlipGlass Inc. See All Filings	D	2019-02-13 11:33:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001766941 Filed Document 0001766941-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-13 11:33:34 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
Jorvik Multi-Strategy Domestic Fund, L.P. See All Filings	D/A	2019-02-13 11:32:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001483533 Filed Document 0001144204-19-006925 Exclusions or Exemptions 506b Accepted Date 2019-02-13 11:32:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Kodem Desalitech Investment L.P. See All Filings	D	2019-02-13 11:31:53 UTC
Amount To Be Raised $1,827,600 Associated Brokers / Dealers N/A CIK Number 0001767852 Filed Document 0001515971-19-000015 Exclusions or Exemptions 506b Accepted Date 2019-02-13 11:31:53 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Viking Partners Fund IV, LLC See All Filings	D	2019-02-13 11:28:43 UTC
Amount To Be Raised $34,530,000 Associated Brokers / Dealers N/A CIK Number 0001767726 Filed Document 0001767726-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-13 11:28:43 UTC Type of Offering D Industry Commercial Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
EF VC25, LP See All Filings	D	2019-02-13 11:24:56 UTC
Amount To Be Raised $405,000 Associated Brokers / Dealers N/A CIK Number 0001764914 Filed Document 0001764914-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-13 11:24:56 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Treligga plc - Ardevora Global Equity Fund See All Filings	D	2019-02-13 11:21:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001637461 Filed Document 0001637461-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-13 11:21:13 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BLUE CLAY CAPITAL SMID-CAP LO LP See All Filings	D/A	2019-02-13 11:20:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001697607 Filed Document 0000919574-19-001077 Exclusions or Exemptions 506b Accepted Date 2019-02-13 11:20:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
DOWNTOWN ASSOCIATES II, L.P. See All Filings	D/A	2019-02-13 11:18:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001138669 Filed Document 0000919574-19-001075 Exclusions or Exemptions 506b Accepted Date 2019-02-13 11:18:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Naya SPV II, LLC See All Filings	D/A	2019-02-13 11:16:55 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001765198 Filed Document 0001765198-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-02-13 11:16:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
DOWNTOWN ASSOCIATES I, L.P. See All Filings	D/A	2019-02-13 11:11:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001131286 Filed Document 0000919574-19-001072 Exclusions or Exemptions 506b Accepted Date 2019-02-13 11:11:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
OurCrowd (Investment in Mine) L.P. See All Filings	D	2019-02-13 11:07:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001767228 Filed Document 0001465818-19-000008 Exclusions or Exemptions 506c Accepted Date 2019-02-13 11:07:09 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ISRAEL Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Wash Network, LLC See All Filings	D	2019-02-13 11:04:34 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001767708 Filed Document 0001767708-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-02-13 11:04:34 UTC Type of Offering D Industry Retailing Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
EquityZen Growth Technology Fund LLC - Series 360 See All Filings	D	2019-02-13 11:03:56 UTC
Amount To Be Raised $480,648 Associated Brokers / Dealers EquityZen Securities LLC CIK Number 0001762870 Filed Document 0001762868-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-02-13 11:03:56 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
AF 2018 NPL A LLC See All Filings	1-A	2019-02-13 11:03:07 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001756950 Filed Document 0001213900-19-002305 Accepted Date 2019-02-13 11:03:07 UTC Type of Offering 1-A Industry FINANCE SERVICES Offering Tier Tier2 Principal Place of Business NEW YORK Revenue or Assets $0 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
EquityZen Growth Technology Fund LLC - Series 363 See All Filings	D	2019-02-13 11:01:46 UTC
Amount To Be Raised $1,071,000 Associated Brokers / Dealers EquityZen Securities LLC CIK Number 0001762868 Filed Document 0001762868-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-13 11:01:46 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Glade Brook Private Investors XVII LP See All Filings	D	2019-02-13 10:58:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001767335 Filed Document 0001567619-19-003492 Exclusions or Exemptions 506b Accepted Date 2019-02-13 10:58:47 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Youturn, LLC See All Filings	D	2019-02-13 10:57:17 UTC
Amount To Be Raised $1,057,332 Associated Brokers / Dealers N/A CIK Number 0001767452 Filed Document 0001767452-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-02-13 10:57:17 UTC Type of Offering D Industry Other Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
ZPower, LLC See All Filings	D/A	2019-02-13 10:56:56 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001516426 Filed Document 0001516426-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-02-13 10:56:56 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
TFR Holdings Corp. See All Filings	D/A	2019-02-13 10:44:11 UTC
Amount To Be Raised $1,257,500 Associated Brokers / Dealers N/A CIK Number 0001737520 Filed Document 0001737520-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-13 10:44:11 UTC Type of Offering D/A Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Phrase Health, Inc. See All Filings	D	2019-02-13 10:37:49 UTC
Amount To Be Raised $25,000 Associated Brokers / Dealers N/A CIK Number 0001767123 Filed Document 0001767123-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-13 10:37:49 UTC Type of Offering D Industry Other Health Care Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
CS Rollover SPV, LLC See All Filings	D	2019-02-13 10:34:05 UTC
Amount To Be Raised $12,119,941 Associated Brokers / Dealers N/A CIK Number 0001767885 Filed Document 0001767885-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-13 10:34:05 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
4 H Limited Partnership See All Filings	D/A	2019-02-13 10:33:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001438809 Filed Document 0000919574-19-001055 Exclusions or Exemptions 506b Accepted Date 2019-02-13 10:33:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
West Fork Whiskey Co. See All Filings	D	2019-02-13 10:30:34 UTC
Amount To Be Raised $299,901 Associated Brokers / Dealers N/A CIK Number 0001699584 Filed Document 0001699584-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-13 10:30:34 UTC Type of Offering D Industry Manufacturing Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
Wealth Minerals Ltd. See All Filings	D	2019-02-13 10:24:11 UTC
Amount To Be Raised $1,802,940 Associated Brokers / Dealers N/A CIK Number 0001077640 Filed Document 0001077640-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-13 10:24:11 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
Umajin Inc. See All Filings	D	2019-02-13 10:20:13 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001660359 Filed Document 0001660359-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-13 10:20:13 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
NOVEM See All Filings	D/A	2019-02-13 10:16:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001117699 Filed Document 0000919574-19-001053 Exclusions or Exemptions 506b Accepted Date 2019-02-13 10:16:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Bullfrog Gold Corp. See All Filings	D	2019-02-13 10:15:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001448597 Filed Document 0001393905-19-000043 Exclusions or Exemptions 506b Accepted Date 2019-02-13 10:15:42 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
Centerbridge Partners Real Estate Fund, L.P. See All Filings	D/A	2019-02-13 10:08:13 UTC
Amount To Be Raised $894,025,000 Associated Brokers / Dealers Tactex Asset Management Inc., Teneo Partners Japan Limited, Volcom Capital S.A., Park Hill Group LLC, and KB Securities Hong Kong Ltd. CIK Number 0001719710 Filed Document 0001719710-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-13 10:08:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SOS Group LLC See All Filings	D	2019-02-13 10:08:09 UTC
Amount To Be Raised $450,000 Associated Brokers / Dealers N/A CIK Number 0001767848 Filed Document 0001767848-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-13 10:08:09 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
Home Buys, Inc. See All Filings	D	2019-02-13 10:07:05 UTC
Amount To Be Raised $9,000,000 Associated Brokers / Dealers Copper Run Capital, LLC CIK Number 0001767882 Filed Document 0001767727-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-13 10:07:05 UTC Type of Offering D Industry Retailing Principal Place of Business OHIO Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Ideas United Holdings, LLC See All Filings	D	2019-02-13 10:01:49 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001767679 Filed Document 0001767679-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-13 10:01:49 UTC Type of Offering D Industry Other Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Tango Card, Inc. See All Filings	D	2019-02-13 10:01:40 UTC
Amount To Be Raised $10,000,002 Associated Brokers / Dealers N/A CIK Number 0001467008 Filed Document 0000950138-19-000086 Exclusions or Exemptions 506b Accepted Date 2019-02-13 10:01:40 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity