Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Ledger Asset Management LLC See All Filings	D/A	2019-02-13 10:00:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001730872 Filed Document 0001730872-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-13 10:00:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Napier Park European Credit US Feeder LLC See All Filings	D/A	2019-02-13 09:55:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001569451 Filed Document 0000902664-19-000903 Exclusions or Exemptions 506b Accepted Date 2019-02-13 09:55:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Honte Debt Free Fund LLC See All Filings	D	2019-02-13 09:55:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Daniel Myers CIK Number 0001730461 Filed Document 0001730461-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-13 09:55:23 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
5812 Realty I Inc. See All Filings	D	2019-02-13 09:52:14 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001765865 Filed Document 0001765865-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-13 09:52:14 UTC Type of Offering D Industry REITS and Finance Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Ironclad Distillery, Inc. See All Filings	C/A	2019-02-13 09:51:04 UTC
Financial Interest N/A Filing Platform MICROVENTURE MARKETPLACE INC. Offering Amount $534,992 CIK Number 0001708142 Filed Document 0001708142-19-000005 Accepted Date 2019-02-13 09:51:04 UTC Type of Offering C/A Security Offered Amount 5,383 Security Offered Type Preferred Stock State VIRGINIA
MECHONIT I, LLC See All Filings	D	2019-02-13 09:47:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001767175 Filed Document 0001767175-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-13 09:47:36 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OTC Markets Group Inc. See All Filings	D	2019-02-13 09:47:13 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001767287 Filed Document 0001767287-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-02-13 09:47:13 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business NEW YORK Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
Arrowgrass International Fund Ltd. See All Filings	D/A	2019-02-13 09:43:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001483363 Filed Document 0000902664-19-000902 Exclusions or Exemptions 506b Accepted Date 2019-02-13 09:43:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Arrowgrass Equity Focus International Ltd. See All Filings	D/A	2019-02-13 09:42:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001483361 Filed Document 0000902664-19-000901 Exclusions or Exemptions 506b Accepted Date 2019-02-13 09:42:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PAAMCO Emerging Absolute Return RM, Ltd. See All Filings	D	2019-02-13 09:41:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001767503 Filed Document 0001724485-19-000011 Exclusions or Exemptions 506b Accepted Date 2019-02-13 09:41:51 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
West70 Offshore Fund, Ltd. See All Filings	D/A	2019-02-13 09:41:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001730585 Filed Document 0001724485-19-000010 Exclusions or Exemptions 506b Accepted Date 2019-02-13 09:41:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
West70 Master Fund, LP See All Filings	D/A	2019-02-13 09:40:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001730616 Filed Document 0001724485-19-000009 Exclusions or Exemptions 506b Accepted Date 2019-02-13 09:40:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Arrowgrass Equity Focus LP See All Filings	D/A	2019-02-13 09:38:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001483362 Filed Document 0000902664-19-000900 Exclusions or Exemptions 506b Accepted Date 2019-02-13 09:38:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
POLESTAR OFFSHORE FUND LTD See All Filings	D/A	2019-02-13 09:35:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers KBD SECURITIES, LLC and STIFEL, NICOLAUS & COMPANY, INCORPORATED CIK Number 0001312570 Filed Document 0001457668-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-02-13 09:35:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Horizon Multi-Disciplinary Fund, LP See All Filings	D/A	2019-02-13 09:32:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers KBD SECURITIES, LLC CIK Number 0001457668 Filed Document 0001457668-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-13 09:32:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Horizon Credit Opportunities Fund, LP See All Filings	D/A	2019-02-13 09:25:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers KBD SECURITIES, LLC CIK Number 0001237198 Filed Document 0001237198-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-13 09:25:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
JDC-JSC OPPORTUNITY FUND, L.P. See All Filings	D/A	2019-02-13 07:04:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001722874 Filed Document 0000943663-19-000036 Exclusions or Exemptions 506c Accepted Date 2019-02-13 07:04:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
JDC-JSC OPPORTUNITY OFFSHORE FUND, LTD. See All Filings	D/A	2019-02-13 06:59:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001723045 Filed Document 0000943663-19-000035 Exclusions or Exemptions 506c Accepted Date 2019-02-13 06:59:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CFM Ensemble Segregated Portfolio 1, a segregated portfolio of CFM Fund Solutions SPC See All Filings	D/A	2019-02-13 06:29:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001730364 Filed Document 0000943663-19-000034 Exclusions or Exemptions 506b Accepted Date 2019-02-13 06:29:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
InfluxData Inc. See All Filings	D	2019-02-12 21:19:38 UTC
Amount To Be Raised $60,000,317 Associated Brokers / Dealers N/A CIK Number 0001627256 Filed Document 0001627256-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-12 21:19:38 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Discovery Energy Corp. See All Filings	D/A	2019-02-12 20:18:40 UTC
Amount To Be Raised $13,645,092 Associated Brokers / Dealers N/A CIK Number 0001435387 Filed Document 0001493152-19-001784 Exclusions or Exemptions 506b Accepted Date 2019-02-12 20:18:40 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Debt
Townsend Real Estate Alpha Fund III, L.P. See All Filings	D/A	2019-02-12 19:44:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers AON Securities Inc. CIK Number 0001684142 Filed Document 0001684142-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-12 19:44:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MISSION VILLA, LLC See All Filings	D	2019-02-12 19:36:47 UTC
Amount To Be Raised $4,175,000 Associated Brokers / Dealers N/A CIK Number 0001767711 Filed Document 0001767711-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-12 19:36:47 UTC Type of Offering D Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
AristaMD, Inc. See All Filings	D	2019-02-12 19:24:28 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001614691 Filed Document 0001763494-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-12 19:24:28 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
tinyBuild Inc. See All Filings	D	2019-02-12 19:20:47 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001719978 Filed Document 0001719978-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-12 19:20:47 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Click Inc See All Filings	D	2019-02-12 19:20:33 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001767420 Filed Document 0001767420-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-12 19:20:33 UTC Type of Offering D Industry Other Technology Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
NIKI POTRANCO, LP See All Filings	D	2019-02-12 19:20:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001767815 Filed Document 0001767815-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-12 19:20:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Soliton, Inc. See All Filings	1-A POS	2019-02-12 19:17:48 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001548187 Filed Document 0001628279-19-000025 Accepted Date 2019-02-12 19:17:48 UTC Type of Offering 1-A POS Industry ELECTROMEDICAL & ELECTROTHERAPEUTIC APPARATUS Offering Tier Tier2 Principal Place of Business TEXAS Revenue or Assets $0 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
MONTICELLO FUNDING BTH- 26, LLC See All Filings	D	2019-02-12 19:10:46 UTC
Amount To Be Raised $980,000 Associated Brokers / Dealers N/A CIK Number 0001767660 Filed Document 0001767660-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-12 19:10:46 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Active Implants LLC See All Filings	D	2019-02-12 19:09:54 UTC
Amount To Be Raised $55,000,000 Associated Brokers / Dealers N/A CIK Number 0001579434 Filed Document 0001579434-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-12 19:09:54 UTC Type of Offering D Industry Other Health Care Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Debt
Space Apprentices Enterprise Inc. See All Filings	D	2019-02-12 19:02:25 UTC
Amount To Be Raised $8,556,692 Associated Brokers / Dealers N/A CIK Number 0001760731 Filed Document 0001760731-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-12 19:02:25 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
SafeAI, Inc. See All Filings	D	2019-02-12 18:54:55 UTC
Amount To Be Raised $5,874,998 Associated Brokers / Dealers N/A CIK Number 0001766489 Filed Document 0001766489-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-12 18:54:55 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Evisort Inc. See All Filings	D	2019-02-12 18:53:47 UTC
Amount To Be Raised $5,609,986 Associated Brokers / Dealers N/A CIK Number 0001767025 Filed Document 0001767025-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-02-12 18:53:47 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
EquityZen Growth Technology Fund LLC - Series 309 See All Filings	D	2019-02-12 18:42:20 UTC
Amount To Be Raised $190,000 Associated Brokers / Dealers EquityZen Securities LLC CIK Number 0001753993 Filed Document 0001767540-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-02-12 18:42:20 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
JJK II, a Series of The JJK Partnership, LP See All Filings	D/A	2019-02-12 18:31:04 UTC
Amount To Be Raised $590,726 Associated Brokers / Dealers N/A CIK Number 0001704226 Filed Document 0001767540-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-02-12 18:31:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
INVEALTH MACRO FUND See All Filings	D/A	2019-02-12 18:28:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001715109 Filed Document 0001715109-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-12 18:28:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business HONG KONG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Griffith Foods International Inc. See All Filings	D	2019-02-12 18:22:17 UTC
Amount To Be Raised $45,000,000 Associated Brokers / Dealers n/a CIK Number 0001767216 Filed Document 0001767216-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-12 18:22:17 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Debt
DoveMed, Ltd. See All Filings	D	2019-02-12 18:21:10 UTC
Amount To Be Raised $276,680 Associated Brokers / Dealers N/A CIK Number 0001731254 Filed Document 0001731254-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-02-12 18:21:10 UTC Type of Offering D Industry Other Health Care Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
4-6 W Cottage St Holdings, LLC See All Filings	D	2019-02-12 18:16:51 UTC
Amount To Be Raised $264,525 Associated Brokers / Dealers N/A CIK Number 0001767757 Filed Document 0001767757-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-12 18:16:51 UTC Type of Offering D Industry Residential Principal Place of Business MASSACHUSETTS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
NB Private Equity Impact Fund LP See All Filings	D	2019-02-12 18:16:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001767864 Filed Document 0001767864-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-12 18:16:19 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Universa Black Swan Protection Protocol XXVII L.P. See All Filings	D/A	2019-02-12 17:58:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001698664 Filed Document 0000935836-19-000089 Exclusions or Exemptions 506b Accepted Date 2019-02-12 17:58:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pioneer Fund A, a series of Pioneer Fund Syndicates, LLC See All Filings	D	2019-02-12 17:45:56 UTC
Amount To Be Raised $450,000 Associated Brokers / Dealers N/A CIK Number 0001767540 Filed Document 0001767540-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-12 17:45:56 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PGP Croatan, LLC See All Filings	D	2019-02-12 17:39:19 UTC
Amount To Be Raised $1,940,000 Associated Brokers / Dealers N/A CIK Number 0001767883 Filed Document 0001759741-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-12 17:39:19 UTC Type of Offering D Industry Residential Principal Place of Business NORTH CAROLINA Revenue or Assets $No Revenues Type of Security Equity
Golub Capital Partners 11 Rollover Fund, L.P. See All Filings	D/A	2019-02-12 17:32:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001693114 Filed Document 0001693114-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-12 17:32:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Danza Group of Minnesota, LLC See All Filings	D	2019-02-12 17:29:25 UTC
Amount To Be Raised $10,000 Associated Brokers / Dealers N/A CIK Number 0001767835 Filed Document 0001767835-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-02-12 17:29:25 UTC Type of Offering D Industry Commercial Principal Place of Business MINNESOTA Revenue or Assets $No Revenues Type of Security Equity
Baring Investment Series, LLC - Barings International Small Cap Equity Fund See All Filings	D/A	2019-02-12 17:24:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001666488 Filed Document 0001443715-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-02-12 17:24:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Petro River Oil Corp. See All Filings	D	2019-02-12 17:23:39 UTC
Amount To Be Raised $3,562,015 Associated Brokers / Dealers N/A CIK Number 0001172298 Filed Document 0001415889-19-000149 Exclusions or Exemptions 506b Accepted Date 2019-02-12 17:23:39 UTC Type of Offering D Industry Oil and Gas Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Golub Capital Partners International 11, L.P. See All Filings	D/A	2019-02-12 17:23:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001693097 Filed Document 0001693097-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-12 17:23:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Golub Capital Partners 11, L.P. See All Filings	D/A	2019-02-12 17:20:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001693124 Filed Document 0001693124-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-12 17:20:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Inverness Graham Investments IV, L.P. See All Filings	D	2019-02-12 17:17:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001767364 Filed Document 0001767364-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-02-12 17:17:02 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund