Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Athena Catholic Values Fund LP See All Filings	D/A	2019-05-29 10:20:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001603177 Filed Document 0001603177-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-29 10:20:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Lombard International Life Assurance Co Separate Account VL 38 See All Filings	D/A	2019-05-29 10:19:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Lombard International Distribution Company and Creative Financial Concepts, LLC CIK Number 0001260017 Filed Document 0001260017-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-29 10:19:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ATHENA ALPHA INVESTORS LP See All Filings	D/A	2019-05-29 10:14:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001446538 Filed Document 0001446538-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-29 10:14:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Falcon CI V, LLC See All Filings	D/A	2019-05-29 10:14:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001741615 Filed Document 0000902664-19-002530 Exclusions or Exemptions 506b Accepted Date 2019-05-29 10:14:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DSC Meridian Credit Opportunities Offshore Fund Ltd. See All Filings	D/A	2019-05-29 09:55:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001740848 Filed Document 0001013594-19-000389 Exclusions or Exemptions 506b Accepted Date 2019-05-29 09:55:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Lombard International Life Assurance Co Separate Account VL125 See All Filings	D/A	2019-05-29 09:55:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001538320 Filed Document 0001538320-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-29 09:55:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CO3 ARBOR VILLA 92 TOWNHOMES LLC See All Filings	D	2019-05-29 09:53:57 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001778058 Filed Document 0001778058-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-29 09:53:57 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
DSC Meridian Credit Opportunities Onshore Fund LP See All Filings	D/A	2019-05-29 09:53:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001740843 Filed Document 0001013594-19-000388 Exclusions or Exemptions 506b Accepted Date 2019-05-29 09:53:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Lombard International Life Assurance Co Separate Account VA 86 See All Filings	D/A	2019-05-29 09:45:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001500256 Filed Document 0001500256-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-05-29 09:45:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Till Inc See All Filings	D	2019-05-29 09:44:11 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001761356 Filed Document 0001761356-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-29 09:44:11 UTC Type of Offering D Industry Other Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
FIAM Total Endowment Fund, LP See All Filings	D/A	2019-05-29 09:41:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Fidelity Investments Institutional Services Company, Inc. and Fidelity Brokerage Services CIK Number 0001721839 Filed Document 0001721839-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-29 09:41:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business RHODE ISLAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
1337 Street Fund (Offshore), LP See All Filings	D/A	2019-05-29 09:40:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001707128 Filed Document 0001707128-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-29 09:40:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
1337 Street Fund, LP See All Filings	D/A	2019-05-29 09:39:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001707130 Filed Document 0001707130-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-29 09:39:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Invesco Small Cap Growth Fund, LLC See All Filings	D/A	2019-05-29 09:37:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Invesco Distributors, Inc. CIK Number 0001544131 Filed Document 0001544131-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-05-29 09:37:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SAS BLOCK TECH LTD See All Filings	D/A	2019-05-29 09:33:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Oliver Sam CIK Number 0001773898 Filed Document 0001773898-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-05-29 09:33:09 UTC Type of Offering D/A Industry Other Technology Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
U of J MU Jamestown, LLC See All Filings	D	2019-05-29 09:23:48 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001778030 Filed Document 0001778030-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-29 09:23:48 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NORTH DAKOTA Revenue or Assets Decline to Disclose Type of Security Equity
MPC Brickstreet 2019 Historic Fund, LLC See All Filings	D	2019-05-29 09:19:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001778055 Filed Document 0001778055-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-29 09:19:07 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Other
HIG Holdings, LLC See All Filings	D/A	2019-05-29 09:02:30 UTC
Amount To Be Raised $6,598,816 Associated Brokers / Dealers N/A CIK Number 0001479577 Filed Document 0001479577-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-05-29 09:02:30 UTC Type of Offering D/A Industry Insurance Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
SOUTHWAY CONDOMINIUMS LLC See All Filings	D	2019-05-28 21:30:14 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001778063 Filed Document 0001778063-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-28 21:30:14 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
MEADOWS AZMB, LLC See All Filings	D	2019-05-28 21:25:19 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001778065 Filed Document 0001778065-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-28 21:25:19 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
ThinOptics, Inc. See All Filings	D	2019-05-28 20:58:22 UTC
Amount To Be Raised $1,510,000 Associated Brokers / Dealers N/A CIK Number 0001630162 Filed Document 0001630162-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-05-28 20:58:22 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Numeris Capital Investments, LP See All Filings	D/A	2019-05-28 20:50:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001725088 Filed Document 0001725088-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-05-28 20:50:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EVERGREEN CAPITAL LLC See All Filings	D	2019-05-28 19:45:40 UTC
Amount To Be Raised $2,400,000 Associated Brokers / Dealers N/A CIK Number 0001777489 Filed Document 0001777489-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-28 19:45:40 UTC Type of Offering D Industry Other Real Estate Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Debt
Menta Global Master L.P. See All Filings	D/A	2019-05-28 19:27:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001401895 Filed Document 0001401895-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-28 19:27:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Blue Moon Senior Housing II LP See All Filings	D/A	2019-05-28 18:53:27 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001742042 Filed Document 0001742042-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-05-28 18:53:27 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MENTA GLOBAL, LP See All Filings	D/A	2019-05-28 18:51:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001400154 Filed Document 0001400154-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-28 18:51:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MENTA GLOBAL OFFSHORE LTD See All Filings	D/A	2019-05-28 18:33:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001401374 Filed Document 0001401374-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-28 18:33:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OP Hickory LLC See All Filings	D	2019-05-28 18:25:29 UTC
Amount To Be Raised $14,444,000 Associated Brokers / Dealers Gino Borges CIK Number 0001777348 Filed Document 0001777348-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-05-28 18:25:29 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Wolfpack Worldwide LLC See All Filings	D	2019-05-28 18:16:52 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001772499 Filed Document 0001772499-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-28 18:16:52 UTC Type of Offering D Industry Other Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Point Defiance Microcap Fund, LP See All Filings	D	2019-05-28 18:16:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Brent William Guy and Richard Arthur Hermann CIK Number 0001467545 Filed Document 0001467545-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-28 18:16:25 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Waveland Resource Partners V, L.P. See All Filings	D/A	2019-05-28 18:13:15 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Waveland Capital Partners LLC, 1st Global Capital Corp, Atomi Financial Group, Chapin Davis, Inc., Chauner Securities, Inc., David A. Noyes & Company, Kalos Capital, Inc., KCD Financial, Inc., Legacy Wealth Management, LLC, Lion Street Financial, LLC, Ni Advisors, Inc., ProEquities, Inc., Silverhawk Asset Management, LLC, and The Strategic Financial Alliance, Inc. CIK Number 0001750064 Filed Document 0001750064-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-05-28 18:13:15 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Tachyon Valley Biolabs, LLC See All Filings	D	2019-05-28 18:12:05 UTC
Amount To Be Raised $1,300,000 Associated Brokers / Dealers N/A CIK Number 0001777634 Filed Document 0001777634-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-28 18:12:05 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Equity
Seaholm, Inc. See All Filings	D	2019-05-28 18:09:13 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers N/A CIK Number 0001718168 Filed Document 0001718168-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-05-28 18:09:13 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Other
Tealium Inc. See All Filings	D	2019-05-28 18:08:30 UTC
Amount To Be Raised $54,999,947 Associated Brokers / Dealers N/A CIK Number 0001537531 Filed Document 0001567619-19-012268 Exclusions or Exemptions 506b Accepted Date 2019-05-28 18:08:30 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
BITTERROOT RESOURCES LTD See All Filings	D	2019-05-28 18:07:23 UTC
Amount To Be Raised $102,896 Associated Brokers / Dealers N/A CIK Number 0001028357 Filed Document 0001183740-19-000115 Exclusions or Exemptions 506b Accepted Date 2019-05-28 18:07:23 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Propel (Primus), LLC See All Filings	D/A	2019-05-28 18:03:25 UTC
Amount To Be Raised $720,000 Associated Brokers / Dealers N/A CIK Number 0001776668 Filed Document 0001776668-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-05-28 18:03:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security
So Cal Propane LLC See All Filings	D	2019-05-28 18:03:08 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001776756 Filed Document 0001776756-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-05-28 18:03:08 UTC Type of Offering D Industry Other Energy Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
MetaProp Ventures III, L.P. See All Filings	D	2019-05-28 17:48:26 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001778018 Filed Document 0001778018-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-28 17:48:26 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ServiceMax JV, LP See All Filings	D	2019-05-28 17:46:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001777908 Filed Document 0000950172-19-000081 Exclusions or Exemptions 506b Accepted Date 2019-05-28 17:46:12 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
ION Clean Energy, Inc. See All Filings	D	2019-05-28 17:38:06 UTC
Amount To Be Raised $652,100 Associated Brokers / Dealers N/A CIK Number 0001770761 Filed Document 0001065949-19-000088 Exclusions or Exemptions 506b Accepted Date 2019-05-28 17:38:06 UTC Type of Offering D Industry Environmental Services Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
CEIF Partners LLC See All Filings	D/A	2019-05-28 17:33:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001548002 Filed Document 0001775706-19-000011 Exclusions or Exemptions 506b Accepted Date 2019-05-28 17:33:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CEIF LLC See All Filings	D/A	2019-05-28 17:31:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001548001 Filed Document 0001775706-19-000010 Exclusions or Exemptions 506b Accepted Date 2019-05-28 17:31:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EMG Flat River Holdings, LLC See All Filings	D	2019-05-28 17:15:11 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001777787 Filed Document 0001777787-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-28 17:15:11 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MEP Associates VII, L.P. See All Filings	D	2019-05-28 17:14:59 UTC
Amount To Be Raised $23,680,000 Associated Brokers / Dealers N/A CIK Number 0001776297 Filed Document 0001776297-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-28 17:14:59 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
DiaTech Diabetic Technologies, Inc. See All Filings	D	2019-05-28 17:12:27 UTC
Amount To Be Raised $75,000 Associated Brokers / Dealers N/A CIK Number 0001777968 Filed Document 0001777968-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-28 17:12:27 UTC Type of Offering D Industry Other Health Care Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Maveron VII Entrepreneurs Fund, L.P. See All Filings	D	2019-05-28 17:12:04 UTC
Amount To Be Raised $12,750,000 Associated Brokers / Dealers N/A CIK Number 0001776250 Filed Document 0001776250-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-28 17:12:04 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Maveron Equity Partners VII, L.P. See All Filings	D	2019-05-28 17:09:04 UTC
Amount To Be Raised $143,570,000 Associated Brokers / Dealers N/A CIK Number 0001776251 Filed Document 0001776251-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-28 17:09:04 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
2019 USP1 FEEDER, LP See All Filings	D	2019-05-28 17:00:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N.A. INVESTCORP LLC CIK Number 0001777890 Filed Document 0001777890-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-28 17:00:54 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DCG Lounger Growth, LLC See All Filings	D	2019-05-28 16:57:27 UTC
Amount To Be Raised $3,680,000 Associated Brokers / Dealers N/A CIK Number 0001777678 Filed Document 0001777678-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-28 16:57:27 UTC Type of Offering D Industry Manufacturing Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Flower Street Docs, LLC See All Filings	C/A	2019-05-28 16:55:57 UTC
Financial Interest The issuer will not owe a cash commission, or any other direct or indirect interest in the issuer, to the intermediary at the conclusion of the offering. Filing Platform MicroVenture Marketplace, Inc. Offering Amount $1,070,000 CIK Number 0001776715 Filed Document 0001776715-19-000002 Accepted Date 2019-05-28 16:55:57 UTC Type of Offering C/A Security Offered Amount 50,000 Security Offered Type Other State CALIFORNIA