Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
HPS Mauna Kea Fund, L.P. See All Filings	D	2019-05-28 16:50:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001777767 Filed Document 0000950142-19-001176 Exclusions or Exemptions 506b Accepted Date 2019-05-28 16:50:33 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Bedrock Capital Entrepreneurs Fund II, LP See All Filings	D	2019-05-28 16:46:05 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001776646 Filed Document 0001776842-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-28 16:46:05 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Openly inc. See All Filings	D	2019-05-28 16:45:03 UTC
Amount To Be Raised $7,658,413 Associated Brokers / Dealers N/A CIK Number 0001777940 Filed Document 0001777940-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-28 16:45:03 UTC Type of Offering D Industry Insurance Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Private Investor Club Feeder Fund 2019-C LLC See All Filings	D	2019-05-28 16:43:50 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001773127 Filed Document 0001777137-19-000005 Exclusions or Exemptions 506c Accepted Date 2019-05-28 16:43:50 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Mitra RxDx, Inc. See All Filings	D/A	2019-05-28 16:39:03 UTC
Amount To Be Raised $48,000,000 Associated Brokers / Dealers N/A CIK Number 0001681405 Filed Document 0001681405-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-28 16:39:03 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
GMI-BDS, LP See All Filings	D/A	2019-05-28 16:36:42 UTC
Amount To Be Raised $23,630,272 Associated Brokers / Dealers Bobby K Cowand, Ty Bauer, Richard Goodwin, Charles Huffington, Kenneth Harter, Michael Ihrie, Marc Seeherman, Azam Jaber, Leslie Calhoun, Troy Sutton, Curtis J Jones, Torry Scott, Rodger Sprouse, Eliot Rosenberg, Kathy Scanlon, Javier Larrea, Todd Gottel, Taher Gilani, Jennifer Lander, Zach Carey, Christopher Fess, Paul Nicolini, Stephen Sumner, George Hjorth, and Charles Lanza CIK Number 0001765835 Filed Document 0001765835-19-000010 Exclusions or Exemptions 506b Accepted Date 2019-05-28 16:36:42 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Fund EQ-ONJ, a series of Equidate Investments LLC See All Filings	D/A	2019-05-28 16:33:16 UTC
Amount To Be Raised $36,880,658 Associated Brokers / Dealers Equidate Markets, LLC CIK Number 0001728390 Filed Document 0001777137-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-05-28 16:33:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Polyverse Corp See All Filings	D/A	2019-05-28 16:31:59 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001550790 Filed Document 0001550790-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-05-28 16:31:59 UTC Type of Offering D/A Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Other
Citadel Wellington LLC See All Filings	D/A	2019-05-28 16:29:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001331308 Filed Document 0001775706-19-000009 Exclusions or Exemptions 506b Accepted Date 2019-05-28 16:29:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AristaMD, Inc. See All Filings	D	2019-05-28 16:27:49 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001614691 Filed Document 0001771994-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-05-28 16:27:49 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Fund EQ-ZYA, a series of Equidate Investments LLC See All Filings	D/A	2019-05-28 16:27:48 UTC
Amount To Be Raised $2,646,851 Associated Brokers / Dealers Equidate Markets, LLC CIK Number 0001743017 Filed Document 0001777137-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-05-28 16:27:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CITADEL TACTICAL TRADING LTD See All Filings	D/A	2019-05-28 16:25:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001456740 Filed Document 0001775706-19-000008 Exclusions or Exemptions 506b Accepted Date 2019-05-28 16:25:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CITADEL TACTICAL TRADING LLC See All Filings	D/A	2019-05-28 16:23:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001456739 Filed Document 0001775706-19-000007 Exclusions or Exemptions 506b Accepted Date 2019-05-28 16:23:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Citadel Kensington Global Strategies Fund Ltd. See All Filings	D/A	2019-05-28 16:20:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001199937 Filed Document 0001775706-19-000006 Exclusions or Exemptions 506b Accepted Date 2019-05-28 16:20:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Legwork Inc. See All Filings	D	2019-05-28 16:19:02 UTC
Amount To Be Raised $4,900,000 Associated Brokers / Dealers N/A CIK Number 0001777927 Filed Document 0001777927-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-28 16:19:02 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Bokksu Co Ventures, a Series of Republic Master Fund LP See All Filings	D	2019-05-28 16:18:55 UTC
Amount To Be Raised $258,000 Associated Brokers / Dealers N/A CIK Number 0001775140 Filed Document 0001777137-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-05-28 16:18:55 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sun Belt Multifamily Portfolio DST See All Filings	D/A	2019-05-28 16:17:53 UTC
Amount To Be Raised $89,946,980 Associated Brokers / Dealers Edward Fernandez, Eric Scaff, Jeffrey Bangerter, Conrad Pensavalle Jr, Dennis O'Connor, John Scott, Michael Hall, Brett Ohlen, Thomas Goodson, Don Wittler, Robert Charlton, Matthew Nielsen, Deborah Stackpole, Edward Kasperavich, Ricky Small, Jared Feldman, Alec Abbott, Larry Manuel, Samuel Angelo, Justin Lowy, Bradford Byrns, Troy Wada, Martin Rychley, Martin Fong, Matt White, Michael Prince, Rob Stern, David Gillimore, Patrick Conway, Peter Fisher, Julienne Riddell, John Ariola, Kenneth Ulrich, Bruce Wellings, Ronald Strasburg, Kevin Sweeney, Justin Lowy, William Morrow, Eric Bicknese, Michael Strafford, Dieter Thurow, Diane Evans, Brandon Crabb, Paul Murphy, John Pinnock, Jared Horner, David Nelson, Tom Velken, Kyle Imholte, Kirk Dobson, Christopher Riel, Ronald Cole, Caleb Tsang, Troy Thomas, Thomas Stanley, Delores Mitchell, Nicholas Agnone, Keith Herman, Matthew Brozik, and Timothy Harley CIK Number 0001767656 Filed Document 0001767656-19-000007 Exclusions or Exemptions 506b Accepted Date 2019-05-28 16:17:53 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Citadel Global Fixed Income Fund Ltd. See All Filings	D/A	2019-05-28 16:15:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001554423 Filed Document 0001775706-19-000005 Exclusions or Exemptions 506b Accepted Date 2019-05-28 16:15:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Citadel Global Fixed Income Fund LLC See All Filings	D/A	2019-05-28 16:13:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001554421 Filed Document 0001775706-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-05-28 16:13:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Citadel Global Equities Fund II Ltd. See All Filings	D/A	2019-05-28 16:12:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001727632 Filed Document 0001775706-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-05-28 16:12:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Invisible, a series of 37Knots, LLC See All Filings	D	2019-05-28 16:12:06 UTC
Amount To Be Raised $198,000 Associated Brokers / Dealers N/A CIK Number 0001777137 Filed Document 0001777137-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-28 16:12:06 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Buttonwood Beacon QP Fund LLC Series Work I See All Filings	D/A	2019-05-28 16:11:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Joseph Gunnar & Co., LLC CIK Number 0001776675 Filed Document 0001776675-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-05-28 16:11:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Tectonic Financial, Inc. See All Filings	D	2019-05-28 16:09:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001766526 Filed Document 0001766526-19-000022 Exclusions or Exemptions 506b Accepted Date 2019-05-28 16:09:47 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Rocking WW Management LLC See All Filings	D	2019-05-28 16:09:27 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001777869 Filed Document 0001777869-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-28 16:09:27 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Citadel Global Equities Fund II LLC See All Filings	D/A	2019-05-28 16:08:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001727572 Filed Document 0001775706-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-05-28 16:08:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Flat River Minerals, LLC See All Filings	D	2019-05-28 16:07:09 UTC
Amount To Be Raised $102,000,000 Associated Brokers / Dealers N/A CIK Number 0001777992 Filed Document 0001777992-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-28 16:07:09 UTC Type of Offering D Industry Oil and Gas Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Polaris NMX Fund, LLC See All Filings	D	2019-05-28 16:04:51 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001777578 Filed Document 0001777578-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-28 16:04:51 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HOVLINK, INC. See All Filings	D	2019-05-28 16:04:40 UTC
Amount To Be Raised $20,000 Associated Brokers / Dealers N/A CIK Number 0001763964 Filed Document 0001117768-19-000309 Exclusions or Exemptions 506b Accepted Date 2019-05-28 16:04:40 UTC Type of Offering D Industry Other Travel Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
KCB Real Estate VII LP See All Filings	D/A	2019-05-28 16:01:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001762017 Filed Document 0001762017-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-05-28 16:01:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
High Boy Ventures II LLC See All Filings	D	2019-05-28 15:59:39 UTC
Amount To Be Raised $28,000,000 Associated Brokers / Dealers N/A CIK Number 0001777681 Filed Document 0001777681-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-28 15:59:39 UTC Type of Offering D Industry Construction Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
Adroit Worldwide Media, Inc. See All Filings	D	2019-05-28 15:57:49 UTC
Amount To Be Raised $36,500 Associated Brokers / Dealers None CIK Number 0001716069 Filed Document 0001716069-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-28 15:57:49 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Option To Acquire
Fort Myers Multifamily DST See All Filings	D/A	2019-05-28 15:56:54 UTC
Amount To Be Raised $23,971,364 Associated Brokers / Dealers Inland Securities Corporation, Rudi Siela, John Chess, Edward Fernandez, RCX Capital Group LLC, Scott Sheehan, Kevin Daniels, Debra Shleining, Grant Conness, Robert Bye, Eric Scaff, Sherry Malone, Mike Bendix, Jeff Senglaub, Blayne Anderson, Troy Thomas, Damian Dering, Marinos Ballas, William Morrow, Jack Creighton, Mike Newton, John Bishop, Michael Janis, Jon Paul Cirelli, W Aubrey Morrow, Frank Kuiper, Christina Nielson, Daniel Prisciotta, Marc Geels, Bruce Horowitz, Robert Smith, John Christy, Arlon Enmeier, John Ariola, Kenneth Ulrich, Mark Iskander, Jeffrey Arburn, Mark Creason, Frank Hanna, Bryan Cogliano, Teri Glaspy, Kelly Campbell, Anna Marie Ocampo Lovell, and Derek Ferriera CIK Number 0001759531 Filed Document 0001759531-19-000008 Exclusions or Exemptions 506b Accepted Date 2019-05-28 15:56:54 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Bishop Senior Living REIT LLC See All Filings	D	2019-05-28 15:51:25 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers H & L Equities, LLC, Charles B. Harrison, Scott Harrison, Charlie Mathes, Patrick J. Whelchel, and Lori Mayfield CIK Number 0001776543 Filed Document 0000950142-19-001172 Exclusions or Exemptions 506b Accepted Date 2019-05-28 15:51:25 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
101 Commerce, Inc. See All Filings	D	2019-05-28 15:51:18 UTC
Amount To Be Raised $2,532,098 Associated Brokers / Dealers N/A CIK Number 0001741942 Filed Document 0001741942-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-28 15:51:18 UTC Type of Offering D Industry Retailing Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
AGRE MHC Coinvest REIT LLC See All Filings	D	2019-05-28 15:51:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers H & L Equities, LLC, Charles B. Harrison, Scott Harrison, Charlie Mathes, Patrick J. Whelchel, and Lori Mayfield CIK Number 0001776565 Filed Document 0000950142-19-001171 Exclusions or Exemptions 506b Accepted Date 2019-05-28 15:51:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
SOLAR INTEGRATED ROOFING CORP. See All Filings	1-A/A	2019-05-28 15:50:50 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001756704 Filed Document 0001117768-19-000305 Accepted Date 2019-05-28 15:50:50 UTC Type of Offering 1-A/A Industry CONSTRUCTION - SPECIAL TRADE CONTRACTORS Offering Tier Tier1 Principal Place of Business CALIFORNIA Revenue or Assets $3,997,597 State of Jurisdiction NEVADA Type of Security Equity (common or preferred stock)
Moxy OZ Fund LP See All Filings	D	2019-05-28 15:50:30 UTC
Amount To Be Raised $7,128,000 Associated Brokers / Dealers N/A CIK Number 0001776229 Filed Document 0001776229-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-28 15:50:30 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Hyperion Motors, Inc. See All Filings	D	2019-05-28 15:46:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001732116 Filed Document 0001732116-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-28 15:46:55 UTC Type of Offering D Industry Manufacturing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
National Multifamily Portfolio IV DST See All Filings	D/A	2019-05-28 15:46:46 UTC
Amount To Be Raised $138,158,359 Associated Brokers / Dealers Daniel Raupp, Christina Nielson, John Harvey, Injil Muhammad, David Dahill, Hugo Grimaldi, Scott Sheehan, Edward Fernandez, Gene Williams, Gena Mickschl, Justin Bachman, David Launder, Michael Markey, Spencer Weston, Matt Rubis, Stephen Norton, Cambridge Investment Research, Sagepoint Financial, Inc., Michael Feldman, Daryl Carter, David Ebner, Joseph Hagler, Michael Puls, Lance Dumas, Summit Brokerage Services, Inc, Centaurus Financial, Inc., 1st Global Capital Corporation, Mike Bendix, Matthew Nielsen, Deborah Stackpole, Edward Kasperavich, S Paul Lorusso, Triad Advisors, Inc., Patrick Conway, N. William Vertrees, Derrigan Sheedy, William Upson, Troy Thomas, David Kangas, Kevin Hughes, Lincoln Financial Advisors, Eric Scaff, Anthony Urban, Barry Ozer, Kirk Dobson, Christopher Riel, Robert Fagan, George Pitra, John Cahill, Carmen Morrone, Barry Le May, Jared Sutton, Jonathan Khalavsky, Peter Karp, David Levinson, Ronald Pompei, RCX Capital Group LLC, Richard Holtan, Brett Ohlen, Robert Fagan, Thomas Scheiman, Shelley Cole, Roger Smith, Jared Sutton, Benjamin Hill, Lois Leynse, John Ochsner, Joseph Broadbent, Nathaniel Edie, Peter Fisher, Grant Conness, Bhavin Mehta, Edwin Suzuki, Kirk Miller, Jeff Morris, Tim Clairmont, Jeffrey Bangerter, Brian Long, William Tufts, Eric Bell, Joseph Nugent, Gary Benson, Thomas Povinelli, Kelly Clyde, Anders Haugen, Alex Kowalski, Richard Park, Jeffrey Baker, Scott Brown, Gene Alvin Brehm, Daniel Bisese, Joseph Hubbard, Stephen Swarbrick, John Bishop, Timothy Hobbs, Brian Zimmerman, Susan Gitt, Dennis O'Connor, Robert Schultz, and John Mansfield CIK Number 0001757500 Filed Document 0001757500-19-000023 Exclusions or Exemptions 506b Accepted Date 2019-05-28 15:46:46 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Lombard International Life Assurance Co Separate Account VA 95 See All Filings	D/A	2019-05-28 15:42:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Innovation Partners, LLC CIK Number 0001469201 Filed Document 0001469201-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-28 15:42:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Self-Storage Portfolio VI, DST See All Filings	D/A	2019-05-28 15:39:01 UTC
Amount To Be Raised $26,663,786 Associated Brokers / Dealers Robert Smith, Chay Lapin, Bryan Hakola, Thomas Kieffer, David Levinson, Christopher Dukes, Elizabeth Friant, Scott Sheehan, Michael Radford, Shawn O'Shaugnessy, Caleb Tsang, Grant Conness, Mike Bendix, Forrest Padilla, RCX Capital Group, LLC, Glen Biener, David Dahill, Ronald Myers, John Jenkins, Mark Williams, Bryce Hamilton, Robert Fagan, Daren Pladson, Jason McMurty, Jill Klose, AnnMarie Millinazzo, Troy Thomas, Taylor Ashland, Brett Ohlen, Vickie Adams, Scott Barber, Eric Scaff, Roy Pfleger, Donald Meredith, Jack Creighton, Loren Kagan, Michael Prince, Daniel Uhm, Samuel Green, Arlon Enmeier, and James Spainhower CIK Number 0001765796 Filed Document 0001765796-19-000006 Exclusions or Exemptions 506b Accepted Date 2019-05-28 15:39:01 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
VIVINO, INC. See All Filings	D	2019-05-28 15:36:18 UTC
Amount To Be Raised $39,900,000 Associated Brokers / Dealers Dial Partners LLP CIK Number 0001620655 Filed Document 0001620655-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-28 15:36:18 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Lombard International Life Assurance Co Separate Account VA131 See All Filings	D/A	2019-05-28 15:31:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Innovation Partners, LLC and Lombard International Distribution Company CIK Number 0001648125 Filed Document 0001648125-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-28 15:31:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Arrowhead Investors II, LP See All Filings	D	2019-05-28 15:29:49 UTC
Amount To Be Raised $1,300,000 Associated Brokers / Dealers N/A CIK Number 0001777720 Filed Document 0001567619-19-012214 Exclusions or Exemptions 506b Accepted Date 2019-05-28 15:29:49 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sunrise Genetics Inc. See All Filings	D	2019-05-28 15:27:05 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001776858 Filed Document 0001776858-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-28 15:27:05 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Debt
SpectraWAVE, Inc. See All Filings	D	2019-05-28 15:20:15 UTC
Amount To Be Raised $16,397,066 Associated Brokers / Dealers N/A CIK Number 0001777069 Filed Document 0001567619-19-012210 Exclusions or Exemptions 506b Accepted Date 2019-05-28 15:20:15 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
ANTEBELLUM FEVER DREAM LTD LIABILITY CO See All Filings	D	2019-05-28 15:15:55 UTC
Amount To Be Raised $3,900,000 Associated Brokers / Dealers N/A CIK Number 0001777850 Filed Document 0001777850-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-28 15:15:55 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Other
Cognitive Logic Inc. See All Filings	D	2019-05-28 15:15:32 UTC
Amount To Be Raised $2,550,500 Associated Brokers / Dealers N/A CIK Number 0001665862 Filed Document 0001665862-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-28 15:15:32 UTC Type of Offering D Industry Other Technology Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Debt
nCodeSystems Corp. See All Filings	D	2019-05-28 15:14:27 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001777727 Filed Document 0001777727-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-05-28 15:14:27 UTC Type of Offering D Industry Other Principal Place of Business ARIZONA Revenue or Assets $No Revenues Type of Security Equity
iVIK Holdings Ltd. See All Filings	D	2019-05-28 15:14:09 UTC
Amount To Be Raised $452,952 Associated Brokers / Dealers N/A CIK Number 0001759754 Filed Document 0001062993-19-002420 Exclusions or Exemptions 506b Accepted Date 2019-05-28 15:14:09 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity