Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Waveland Resource Partners V, L.P. See All Filings	D/A	2021-01-29 15:26:09 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Waveland Capital Partners LLC, Avantax Investment Services, Inc., Arkadios Capital, Atomi Financial Group, Inc., Ausdal Financial Partners, Inc., Centaurus Financial, Inc., Chapin Davis, Inc., Chauner Securities, Inc., Concorde Investment Services LLC, David A Noyes & Company, Dempsey Lord Smith LLC, IBN Financial Services, Inc., Independent Financial Group, LLC, 1st Global Capital Corp., Kalos Capital, Inc., KCD Financial, Inc., Landolt Securities, Inc., Legacy Wealth Management, LLC, Lion Street Financial, LLC, Ni Advisors, Inc., ProEquities, Inc., Silverhawk Asset Management, LLC, and The Strategic Financial Alliance, Inc. CIK Number 0001750064 Filed Document 0001750064-21-000001 Exclusions or Exemptions 506b Accepted Date 2021-01-29 15:26:09 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Waveland Resource Partners V, L.P. See All Filings	D/A	2020-07-27 17:05:09 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Waveland Capital Partners LLC, Avantax Investment Services, Inc., Arkadios Capital, Atomi Financial Group, Inc., Ausdal Financial Partners, Inc., Chapin Davis, Inc., Chauner Securities, Inc., David A Noyes & Company, IBN Financial Services, Inc., Independent Financial Group, LLC, 1st Global Capital Corp., Kalos Capital, Inc., KCD Financial, Inc., Legacy Wealth Management, LLC, Lion Street Financial, LLC, Ni Advisors, Inc., ProEquities, Inc., Silverhawk Asset Management, LLC, and The Strategic Financial Alliance, Inc. CIK Number 0001750064 Filed Document 0001750064-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-07-27 17:05:09 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Waveland Resource Partners V, L.P. See All Filings	D/A	2020-01-27 17:16:53 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Waveland Capital Partners LLC, Avantax Investment Services, Inc., Arkadios Capital, Atomi Financial Group, Inc., 1st Global Capital Corp., Chapin Davis, Inc., Chauner Securities, Inc., David A. Noyes & Company, Independent Financial Group, LLC, Kalos Capital, Inc., KCD Financial, Inc., Legacy Wealth Management, LLC, Lion Street Financial, LLC, Ni Advisors, Inc., ProEquities, Inc., Silverhawk Asset Management, LLC, and The Strategic Financial Alliance, Inc. CIK Number 0001750064 Filed Document 0001750064-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-27 17:16:53 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Waveland Resource Partners V, L.P. See All Filings	D/A	2019-08-01 13:21:44 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Waveland Capital Partners LLC, 1st Global Capital Corp, Atomi Financial Group, Chapin Davis, Inc., Chauner Securities, Inc., David A. Noyes & Company, Kalos Capital, Inc., KCD Financial, Inc., Legacy Wealth Management, LLC, Lion Street Financial, LLC, Ni Advisors, Inc., ProEquities, Inc., Silverhawk Asset Management, LLC, and The Strategic Financial Alliance, Inc. CIK Number 0001750064 Filed Document 0001750064-19-000005 Exclusions or Exemptions 506b Accepted Date 2019-08-01 13:21:44 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Waveland Resource Partners V, L.P. See All Filings	D/A	2019-05-28 18:13:15 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Waveland Capital Partners LLC, 1st Global Capital Corp, Atomi Financial Group, Chapin Davis, Inc., Chauner Securities, Inc., David A. Noyes & Company, Kalos Capital, Inc., KCD Financial, Inc., Legacy Wealth Management, LLC, Lion Street Financial, LLC, Ni Advisors, Inc., ProEquities, Inc., Silverhawk Asset Management, LLC, and The Strategic Financial Alliance, Inc. CIK Number 0001750064 Filed Document 0001750064-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-05-28 18:13:15 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Waveland Resource Partners V, L.P. See All Filings	D/A	2019-03-25 13:42:58 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Waveland Capital Partners LLC, Ni Advisors, 1st Global Capital Corp, Chauner Securities, David A. Noyes & Company, Kalos Capital, Inc., KCD Financial, Inc., Lion Street Financial, LLC, ProEquities, Inc., Silverhawk Asset Management LLC, Chapin Davis Asset Management, and The Strategic Financial Alliance, Inc. CIK Number 0001750064 Filed Document 0001750064-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-03-25 13:42:58 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Waveland Resource Partners V, L.P. See All Filings	D/A	2019-03-07 13:13:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Waveland Capital Partners LLC, Ni Advisors, 1st Global Capital Corp, Chauner Securities, David A. Noyes & Company, Kalos Capital, Inc., KCD Financial, Inc., Lion Street Financial, LLC, ProEquities, Inc., Silverhawk Asset Management LLC, and Chapin Davis Asset Management CIK Number 0001750064 Filed Document 0001750064-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-03-07 13:13:00 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Waveland Resource Partners V, L.P. See All Filings	D/A	2019-01-10 17:19:01 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Waveland Capital Partners LLC, Ni Advisors, 1st Global Capital Corp., Chauner Securities, David A. Noyes & Company, Kalos Capital, Inc., KCD Financial, Inc., ProEquities, Inc., and Silverhawk Asset Management LLC CIK Number 0001750064 Filed Document 0001750064-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-10 17:19:01 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Waveland Resource Partners V, L.P. See All Filings	D/A	2018-12-26 13:54:16 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Waveland Capital Partners LLC, Ni Advisors, 1st Global Capital Corp, Chauner Securities, David A. Noyes & Company, Kalos Capital, Inc., KCD Financial, Inc., ProEquities, Inc., and Silverhawk Asset Management, LLC CIK Number 0001750064 Filed Document 0001750064-18-000007 Exclusions or Exemptions 506b Accepted Date 2018-12-26 13:54:16 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Waveland Resource Partners V, L.P. See All Filings	D/A	2018-12-10 14:11:39 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Waveland Capital Partners LLC, Ni Advisors, 1st Global Capital Corp, Chauner Securities, David A. Noyes & Company, Kalos Capital, Inc., KCD Financial, Inc., and Silverhawk Asset Management, LLC CIK Number 0001750064 Filed Document 0001750064-18-000006 Exclusions or Exemptions 506b Accepted Date 2018-12-10 14:11:39 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Waveland Resource Partners V, L.P. See All Filings	D/A	2018-11-19 14:08:01 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Waveland Capital Partners LLC, Ni Advisors, 1st Global Capital Corp, Chauner Securities, KCD Financial, Inc., Kalos Capital, Inc., and Silverhawk Asset Management, LLC CIK Number 0001750064 Filed Document 0001750064-18-000005 Exclusions or Exemptions 506b Accepted Date 2018-11-19 14:08:01 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Waveland Resource Partners V, L.P. See All Filings	D/A	2018-11-13 12:42:07 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Waveland Capital Partners LLC, Ni Advisors, 1st Global Capital Corp, Chauner Securities, and KCD Financial, Inc. CIK Number 0001750064 Filed Document 0001750064-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-11-13 12:42:07 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Waveland Resource Partners V, L.P. See All Filings	D/A	2018-11-09 14:33:55 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Waveland Capital Partners LLC, Ni Advisors, 1st Global Capital Corp, Chauner Securities, and KCD Financial, Inc. CIK Number 0001750064 Filed Document 0001750064-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-11-09 14:33:55 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Waveland Resource Partners V, L.P. See All Filings	D/A	2018-10-09 13:08:57 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Waveland Capital Partners LLC and Ni Advisors CIK Number 0001750064 Filed Document 0001750064-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-10-09 13:08:57 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Waveland Resource Partners V, L.P. See All Filings	D	2018-08-14 14:04:34 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Waveland Capital Partners LLC CIK Number 0001750064 Filed Document 0001750064-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-14 14:04:34 UTC Type of Offering D Industry Oil and Gas Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity