Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
TerrAscend Corp. See All Filings	D	2019-06-04 12:56:55 UTC
Amount To Be Raised $19,686,693 Associated Brokers / Dealers ASCENDANT ALTERNATIVE STRATEGIES, LLC, M. S. HOWELLS & CO., and FBN SECURITIES, INC. CIK Number 0001778129 Filed Document 0001062993-19-002510 Exclusions or Exemptions 506b Accepted Date 2019-06-04 12:56:55 UTC Type of Offering D Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Doculife Global, Inc. See All Filings	D	2019-06-04 12:53:55 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers N/A CIK Number 0001709377 Filed Document 0001446933-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-06-04 12:53:55 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Nav Capital S1D LP See All Filings	D	2019-06-04 12:47:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001777456 Filed Document 0001777455-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-06-04 12:47:37 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DW OKLAHOMA SCOOP #12, LP See All Filings	D	2019-06-04 12:39:51 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001778737 Filed Document 0001778737-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-04 12:39:51 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
INNOVEX CO-INVEST FUND, L.P. See All Filings	D	2019-06-04 12:38:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001777512 Filed Document 0001777512-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-04 12:38:03 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
flywheel exchange LLC See All Filings	D/A	2019-06-04 12:36:02 UTC
Amount To Be Raised $8,510,914 Associated Brokers / Dealers N/A CIK Number 0001713780 Filed Document 0001235802-19-000046 Exclusions or Exemptions 506b Accepted Date 2019-06-04 12:36:02 UTC Type of Offering D/A Industry Other Technology Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Mavuno, LLC/OH See All Filings	D	2019-06-04 12:32:18 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001778698 Filed Document 0001765683-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-06-04 12:32:18 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Nav Capital S1C LP See All Filings	D	2019-06-04 12:28:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001777455 Filed Document 0001777455-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-04 12:28:28 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Man AHL CSS (Restricted) SPC, on behalf of & for the account of Enhanced Momentum Segregated Portfolio A See All Filings	D/A	2019-06-04 12:26:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Man Investments Inc. CIK Number 0001708221 Filed Document 0001708221-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-04 12:26:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cor Mundi Midtown Investors, LLC See All Filings	D	2019-06-04 12:23:45 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001778735 Filed Document 0001778735-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-06-04 12:23:45 UTC Type of Offering D Industry Residential Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
Bluhen Botanicals LLC See All Filings	D	2019-06-04 12:13:21 UTC
Amount To Be Raised $30,060,000 Associated Brokers / Dealers N/A CIK Number 0001753236 Filed Document 0001753236-19-000003 Exclusions or Exemptions 506c Accepted Date 2019-06-04 12:13:21 UTC Type of Offering D Industry Other Principal Place of Business TENNESSEE Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Washington Harbour Fantasy Sports, LLC See All Filings	D	2019-06-04 12:04:01 UTC
Amount To Be Raised $2,345,999 Associated Brokers / Dealers N/A CIK Number 0001778281 Filed Document 0001778281-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-04 12:04:01 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
VECTORMAX Corp See All Filings	D	2019-06-04 12:02:44 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001136418 Filed Document 0001144204-19-029658 Exclusions or Exemptions 506b Accepted Date 2019-06-04 12:02:44 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Arke Aeronautics LLC See All Filings	D	2019-06-04 11:57:38 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001778717 Filed Document 0001778717-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-04 11:57:38 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Elsewhere Partners I, LP See All Filings	D/A	2019-06-04 11:45:59 UTC
Amount To Be Raised $70,000,000 Associated Brokers / Dealers Hollister Associates, LLC CIK Number 0001726611 Filed Document 0001726611-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-06-04 11:45:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Watson Wireless LLC See All Filings	D	2019-06-04 11:43:19 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001778673 Filed Document 0000945836-19-000009 Exclusions or Exemptions 506b Accepted Date 2019-06-04 11:43:19 UTC Type of Offering D Industry Other Principal Place of Business CONNECTICUT Revenue or Assets $No Revenues Type of Security Equity
INVESTX CAPITAL LTD. See All Filings	D	2019-06-04 11:42:36 UTC
Amount To Be Raised $14,904,000 Associated Brokers / Dealers N/A CIK Number 0001623566 Filed Document 0001623566-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-06-04 11:42:36 UTC Type of Offering D Industry Other Technology Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
HerdDogg, Inc. See All Filings	D	2019-06-04 11:40:37 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001745932 Filed Document 0001745932-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-06-04 11:40:37 UTC Type of Offering D Industry Other Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Other
HSP FDT LLC See All Filings	D	2019-06-04 11:27:02 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001778702 Filed Document 0001778702-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-04 11:27:02 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MONTANA Revenue or Assets Decline to Disclose Type of Security Equity
Lumerit Education, LLC See All Filings	D	2019-06-04 11:25:51 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001678918 Filed Document 0001678918-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-06-04 11:25:51 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
High Court Holdings, LLC See All Filings	D/A	2019-06-04 11:20:16 UTC
Amount To Be Raised $12,491,241 Associated Brokers / Dealers N/A CIK Number 0001716952 Filed Document 0001716952-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-04 11:20:16 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Joy Drive OEM, LLC See All Filings	D	2019-06-04 11:18:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001722960 Filed Document 0001722960-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-06-04 11:18:52 UTC Type of Offering D Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Lumerit Education, LLC See All Filings	D/A	2019-06-04 11:02:11 UTC
Amount To Be Raised $860,000 Associated Brokers / Dealers N/A CIK Number 0001678918 Filed Document 0001678918-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-04 11:02:11 UTC Type of Offering D/A Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
9855 Shadow Way LLC See All Filings	D/A	2019-06-04 11:01:45 UTC
Amount To Be Raised $8,150,000 Associated Brokers / Dealers Don Duncan and Wealthforge Securities LLC CIK Number 0001732343 Filed Document 0001753848-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-06-04 11:01:45 UTC Type of Offering D/A Industry Commercial Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
iConsumer Corp. See All Filings	1-A POS	2019-06-04 10:42:42 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001652350 Filed Document 0001144204-19-029628 Accepted Date 2019-06-04 10:42:42 UTC Type of Offering 1-A POS Industry SERVICES-PERSONAL SERVICES Offering Tier Tier2 Principal Place of Business DELAWARE Revenue or Assets $171,132 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
HATCHIFY INC. See All Filings	D	2019-06-04 10:22:41 UTC
Amount To Be Raised $2,250,000 Associated Brokers / Dealers N/A CIK Number 0001777020 Filed Document 0001777020-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-04 10:22:41 UTC Type of Offering D Industry Computers Principal Place of Business VIRGINIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
LaSalle China Logistics Venture LP See All Filings	D	2019-06-04 10:21:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001778267 Filed Document 0001567619-19-012636 Exclusions or Exemptions 506b Accepted Date 2019-06-04 10:21:40 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Circle 9 Non-Operated Working Interest Fund I LP See All Filings	D/A	2019-06-04 10:18:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001620960 Filed Document 0001620960-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-06-04 10:18:33 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business OKLAHOMA Revenue or Assets Decline to Disclose Type of Security Equity
Cartful Solutions, Inc. See All Filings	D	2019-06-04 10:13:31 UTC
Amount To Be Raised $890,000 Associated Brokers / Dealers N/a CIK Number 0001778150 Filed Document 0001778150-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-06-04 10:13:31 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Darsana Overseas Fund Ltd. See All Filings	D/A	2019-06-04 09:53:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001609715 Filed Document 0000919574-19-003953 Exclusions or Exemptions 506b Accepted Date 2019-06-04 09:53:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Darsana Fund LP See All Filings	D/A	2019-06-04 09:52:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001609507 Filed Document 0000919574-19-003952 Exclusions or Exemptions 506b Accepted Date 2019-06-04 09:52:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Les Bordes, LP See All Filings	D	2019-06-04 09:41:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001778647 Filed Document 0001778658-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-06-04 09:41:49 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Les Bordes Special Feeder, LP See All Filings	D	2019-06-04 09:34:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001778658 Filed Document 0001778658-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-04 09:34:38 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Berkeley Road WC Funding SPV, LP See All Filings	D	2019-06-04 09:34:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001778184 Filed Document 0000945621-19-000208 Exclusions or Exemptions 506b Accepted Date 2019-06-04 09:34:26 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CSAC ACQUISITION INC. See All Filings	D	2019-06-04 09:31:06 UTC
Amount To Be Raised $125,440,000 Associated Brokers / Dealers N/A CIK Number 0001778153 Filed Document 0000899797-19-000005 Exclusions or Exemptions 506b Accepted Date 2019-06-04 09:31:06 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Point of Choice LLC See All Filings	D/A	2019-06-04 09:01:27 UTC
Amount To Be Raised $1,730,000 Associated Brokers / Dealers N/A CIK Number 0001641740 Filed Document 0001641740-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-06-04 09:01:27 UTC Type of Offering D/A Industry Other Technology Principal Place of Business IOWA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Hip eCommerce, Inc. See All Filings	D	2019-06-04 08:50:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001736010 Filed Document 0001736010-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-04 08:50:01 UTC Type of Offering D Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Lombard International Life Assurance Co Separate Account VA 183 See All Filings	D/A	2019-06-04 08:38:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers M Holdings Securities, Inc, M Financial Securities Marketing, Inc., M Holdings Securities, Inc, M Financial Securities Marketing, Inc., M Holdings Securities, Inc, M Financial Securities Marketing, Inc., M Holdings Securities, Inc, and M Financial Securities Marketing, Inc. CIK Number 0001724248 Filed Document 0001724248-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-04 08:38:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lombard International Life Assurance Co Separate Account VA 156 See All Filings	D/A	2019-06-04 08:28:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers M Holdings Securities, Inc, M Financial Securities Marketing, Inc., M Holdings Securities, Inc., M Financial Securities Marketing, Inc., M Holdings Securities, Inc., M Financial Securities Marketing, Inc., M Holdings Securities, Inc, M Financial Securities Marketing, Inc., M Holdings Securities, Inc, M Financial Securities Marketing, Inc., and Lion Street Financial, LLC CIK Number 0001685675 Filed Document 0001685675-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-04 08:28:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Franny's Distribution Inc See All Filings	C/A	2019-06-03 21:09:58 UTC
Financial Interest N/A Filing Platform StartEngine Capital, LLC Offering Amount $107,000 CIK Number 0001766426 Filed Document 0001665160-19-000678 Accepted Date 2019-06-03 21:09:58 UTC Type of Offering C/A Security Offered Amount 5,000 Security Offered Type Common Stock State NORTH CAROLINA
CROWDFUNZ 807 LLC See All Filings	D	2019-06-03 21:06:07 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001778577 Filed Document 0001778577-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-06-03 21:06:07 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
GROUNDFLOOR FINANCE INC. See All Filings	1-A POS	2019-06-03 21:02:56 UTC
Amount To Be Raised $2,762,890 Associated Brokers / Dealers N/A CIK Number 0001588504 Filed Document 0001144204-19-029570 Accepted Date 2019-06-03 21:02:56 UTC Type of Offering 1-A POS Industry FINANCE SERVICES Offering Tier Tier2 Principal Place of Business GEORGIA Revenue or Assets $2,889,961 State of Jurisdiction GEORGIA Type of Security Other(describe)
Patamar Fund II, LP See All Filings	D	2019-06-03 20:55:31 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers N/A CIK Number 0001777971 Filed Document 0001777971-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-03 20:55:31 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Onconova Therapeutics, Inc. See All Filings	D	2019-06-03 20:38:34 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001130598 Filed Document 0001104659-19-033519 Exclusions or Exemptions 506b Accepted Date 2019-06-03 20:38:34 UTC Type of Offering D Industry Biotechnology Principal Place of Business PENNSYLVANIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
DBE Loans LLC See All Filings	D	2019-06-03 20:29:11 UTC
Amount To Be Raised $2,300,000 Associated Brokers / Dealers N/A CIK Number 0001727347 Filed Document 0001727347-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-03 20:29:11 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business WASHINGTON Revenue or Assets $$1 - $1,000,000 Type of Security Debt
BKCO MORTGAGE INVESTORS LLC See All Filings	D	2019-06-03 20:16:18 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001778450 Filed Document 0001778450-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-06-03 20:16:18 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business WASHINGTON Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Ionic Brands Corp See All Filings	D	2019-06-03 20:14:31 UTC
Amount To Be Raised $816,762 Associated Brokers / Dealers N/A CIK Number 0001778091 Filed Document 0001183740-19-000123 Exclusions or Exemptions 506b Accepted Date 2019-06-03 20:14:31 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
BPEA Cayman V, L.P. See All Filings	D	2019-06-03 20:09:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001778531 Filed Document 0001778530-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-06-03 20:09:45 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ERC Homebuilders 1, Inc. See All Filings	1-A/A	2019-06-03 20:02:12 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers Sageworks Capital, LLC CIK Number 0001772602 Filed Document 0001144204-19-029564 Accepted Date 2019-06-03 20:02:12 UTC Type of Offering 1-A/A Industry LAND SUBDIVIDERS & DEVELOPERS (NO CEMETERIES) Offering Tier Tier2 Principal Place of Business FLORIDA Revenue or Assets $0 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
REP Fund I, a series of Heron Rock AL Access Funds, LP See All Filings	D	2019-06-03 20:00:16 UTC
Amount To Be Raised $95,000 Associated Brokers / Dealers N/A CIK Number 0001778708 Filed Document 0001778708-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-03 20:00:16 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund