Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Investors Associated, LLP See All Filings	D	2019-06-03 17:21:19 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001714474 Filed Document 0001714474-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-03 17:21:19 UTC Type of Offering D Industry Other Real Estate Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
81-c, Inc. See All Filings	C/A	2019-06-03 17:20:08 UTC
Financial Interest N/A Filing Platform StartEngine Capital, LLC Offering Amount $1,070,000 CIK Number 0001769670 Filed Document 0001665160-19-000676 Accepted Date 2019-06-03 17:20:08 UTC Type of Offering C/A Security Offered Amount 10,000 Security Offered Type Other State FLORIDA
EKA SOLUTIONS, INC. See All Filings	D	2019-06-03 17:17:29 UTC
Amount To Be Raised $1,775,000 Associated Brokers / Dealers N/A CIK Number 0001648590 Filed Document 0000892712-19-000234 Exclusions or Exemptions 506b Accepted Date 2019-06-03 17:17:29 UTC Type of Offering D Industry Business Services Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
DANGEROUS MUSICAL, Ltd LIABILITY Co See All Filings	D	2019-06-03 17:10:39 UTC
Amount To Be Raised $12,500,000 Associated Brokers / Dealers N/A CIK Number 0001777724 Filed Document 0001777724-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-03 17:10:39 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Equity
USL San Diego, LLC See All Filings	D	2019-06-03 17:10:19 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001778543 Filed Document 0001778543-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-03 17:10:19 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Supernode Ventures I, L.P. See All Filings	D/A	2019-06-03 17:09:10 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001768243 Filed Document 0001768243-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-06-03 17:09:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HealthSnap, Inc. See All Filings	D	2019-06-03 17:06:18 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001731399 Filed Document 0001777538-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-06-03 17:06:18 UTC Type of Offering D Industry Other Health Care Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
TELEMUS DECORRELATION OPPORTUNITY FUND QP, LP See All Filings	D/A	2019-06-03 17:00:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001671680 Filed Document 0000913849-19-000294 Exclusions or Exemptions 506b Accepted Date 2019-06-03 17:00:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
KelSie Biotech Corp See All Filings	D	2019-06-03 17:00:06 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001778644 Filed Document 0001778644-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-03 17:00:06 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
RCP Turtle Creek MC, LLC See All Filings	D	2019-06-03 16:53:48 UTC
Amount To Be Raised $2,525,000 Associated Brokers / Dealers N/A CIK Number 0001778618 Filed Document 0001778618-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-03 16:53:48 UTC Type of Offering D Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Normandy Opportunity Zone Fund, LP See All Filings	D	2019-06-03 16:53:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Stifel, Nicolaus & Company Incorporated CIK Number 0001778569 Filed Document 0001778569-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-06-03 16:53:20 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Circle of Wealth Fund III LLC See All Filings	1-A/A	2019-06-03 16:46:44 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001762825 Filed Document 0001731122-19-000298 Accepted Date 2019-06-03 16:46:44 UTC Type of Offering 1-A/A Industry FINANCE SERVICES Offering Tier Tier2 Principal Place of Business IDAHO Revenue or Assets $0 State of Jurisdiction IDAHO Type of Security Equity (common or preferred stock)
Lombard International Life Assurance Co Separate Account VA 18 See All Filings	D/A	2019-06-03 16:46:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Lion Street Financial, LLC, Kestra Investment Services, LLC, Lombard International Distribution Company, and Lion Street Financial, LLC CIK Number 0001242367 Filed Document 0001242367-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-06-03 16:46:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Vivo Capital Fund IX, L.P. See All Filings	D/A	2019-06-03 16:44:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Probitas Funds Group, LLC, China Concept Consulting Ltd., Gold Eagle Enterprises Limited, and Goldman Sachs & Co. LLC CIK Number 0001750117 Filed Document 0001750117-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-06-03 16:44:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Diffusion Pharmaceuticals Inc. See All Filings	D	2019-06-03 16:43:54 UTC
Amount To Be Raised $164,132 Associated Brokers / Dealers H.C. Wainwright & Co., LLC CIK Number 0001053691 Filed Document 0001437749-19-011280 Exclusions or Exemptions 506b Accepted Date 2019-06-03 16:43:54 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Choice Equities Fund, LP See All Filings	D	2019-06-03 16:39:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001773349 Filed Document 0001773349-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-03 16:39:18 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Poise Lending Fund, LP See All Filings	D/A	2019-06-03 16:39:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers March Capital Corp CIK Number 0001647534 Filed Document 0001647534-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-06-03 16:39:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Senior Housing Investment Partners I, LLC See All Filings	D	2019-06-03 16:26:14 UTC
Amount To Be Raised $1,800,000 Associated Brokers / Dealers N/A CIK Number 0001778300 Filed Document 0001778300-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-03 16:26:14 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
S Capital Opportunity Fund L.P. See All Filings	D	2019-06-03 16:21:37 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001777488 Filed Document 0001777488-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-03 16:21:37 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ISRAEL Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AYM AGGRESSIVE VALUE FUND L P See All Filings	D/A	2019-06-03 16:21:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001374048 Filed Document 0001374048-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-03 16:21:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Beam Technologies Inc. See All Filings	D	2019-06-03 16:19:15 UTC
Amount To Be Raised $49,999,975 Associated Brokers / Dealers N/A CIK Number 0001710090 Filed Document 0001710090-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-03 16:19:15 UTC Type of Offering D Industry Insurance Principal Place of Business KENTUCKY Revenue or Assets Decline to Disclose Type of Security Equity
North Peak Capital Partners, LP See All Filings	D/A	2019-06-03 16:16:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Alan David Glatt CIK Number 0001649083 Filed Document 0001649083-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-06-03 16:16:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
MXY D, Inc. See All Filings	D	2019-06-03 16:16:03 UTC
Amount To Be Raised $35,609,000 Associated Brokers / Dealers Interward Asset Management Ltd. CIK Number 0001778207 Filed Document 0001778102-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-06-03 16:16:03 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Orkila Growth Fund III, LP See All Filings	D	2019-06-03 16:15:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001778624 Filed Document 0001778624-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-03 16:15:22 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MXY Holdings, LLC See All Filings	D	2019-06-03 16:07:45 UTC
Amount To Be Raised $14,000,000 Associated Brokers / Dealers N/A CIK Number 0001777369 Filed Document 0001778102-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-06-03 16:07:45 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Dolphin Entertainment, Inc. See All Filings	D	2019-06-03 16:07:22 UTC
Amount To Be Raised $1,100,000 Associated Brokers / Dealers N/A CIK Number 0001282224 Filed Document 0001553350-19-000617 Exclusions or Exemptions 506b Accepted Date 2019-06-03 16:07:22 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Debt
North Peak Capital Fund II, Ltd. See All Filings	D/A	2019-06-03 16:04:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Alan David Glatt CIK Number 0001759826 Filed Document 0001759826-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-06-03 16:04:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
7279 Syracuse, DST See All Filings	D	2019-06-03 16:04:09 UTC
Amount To Be Raised $14,300,000 Associated Brokers / Dealers N/A CIK Number 0001778581 Filed Document 0001778581-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-06-03 16:04:09 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
Old Bridge Brewing Company, LLC See All Filings	D	2019-06-03 16:03:12 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001778612 Filed Document 0001778612-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-03 16:03:12 UTC Type of Offering D Industry Manufacturing Principal Place of Business OHIO Revenue or Assets $No Revenues Type of Security Equity
Alignment Capital Partners LP See All Filings	D/A	2019-06-03 16:00:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001744848 Filed Document 0001744848-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-03 16:00:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MXY Holdings, LLC See All Filings	D	2019-06-03 15:59:32 UTC
Amount To Be Raised $35,934,000 Associated Brokers / Dealers N/A CIK Number 0001777369 Filed Document 0001778102-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-06-03 15:59:32 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
ACORE Credit IV SLP, LP See All Filings	D/A	2019-06-03 15:58:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001739272 Filed Document 0001739272-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-03 15:58:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Grey Value Opportunity Fund, LP See All Filings	D/A	2019-06-03 15:57:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001707172 Filed Document 0001707172-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-03 15:57:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
GCM Fat Hunter Fund, L.P. See All Filings	D/A	2019-06-03 15:55:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001735615 Filed Document 0001566114-19-000082 Exclusions or Exemptions 506b Accepted Date 2019-06-03 15:55:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
North Peak Capital Partners II, LP See All Filings	D/A	2019-06-03 15:55:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Alan David Glatt CIK Number 0001741954 Filed Document 0001741954-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-06-03 15:55:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
ACORE Credit IV, LP See All Filings	D/A	2019-06-03 15:55:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers HODES WEILL SECURITIES, LLC CIK Number 0001723179 Filed Document 0001723179-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-03 15:55:01 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ZACKS PANTHER FUND, LP See All Filings	D	2019-06-03 15:54:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001615642 Filed Document 0001615642-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-03 15:54:14 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Grosvenor Wilmore Fund, L.P. See All Filings	D/A	2019-06-03 15:51:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001503311 Filed Document 0001566114-19-000081 Exclusions or Exemptions 506b Accepted Date 2019-06-03 15:51:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Countryside Dayton, LLC See All Filings	D	2019-06-03 15:50:43 UTC
Amount To Be Raised $1,170,000 Associated Brokers / Dealers N/A CIK Number 0001778562 Filed Document 0001778562-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-06-03 15:50:43 UTC Type of Offering D Industry Other Real Estate Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Other
NRJY, Inc See All Filings	D	2019-06-03 15:45:40 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001778639 Filed Document 0001778393-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-03 15:45:40 UTC Type of Offering D Industry Biotechnology Principal Place of Business DELAWARE Revenue or Assets $No Revenues Type of Security Other
GCM Grosvenor Opportunistic Credit Fund V, Ltd. See All Filings	D/A	2019-06-03 15:41:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001689877 Filed Document 0001566114-19-000080 Exclusions or Exemptions 506b Accepted Date 2019-06-03 15:41:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LI SPV, LLC See All Filings	D	2019-06-03 15:41:40 UTC
Amount To Be Raised $3,295,000 Associated Brokers / Dealers N/A CIK Number 0001778240 Filed Document 0001382963-19-000046 Exclusions or Exemptions 506b Accepted Date 2019-06-03 15:41:40 UTC Type of Offering D Industry Investing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Starboard Metro DST See All Filings	D/A	2019-06-03 15:40:54 UTC
Amount To Be Raised $22,400,000 Associated Brokers / Dealers JOSEPH ALLEN NUGENT, GARY THOMAS HUGHES, TIMOTHY JOHN SHERER, ELIZABETH LEARNED FRIANT, JASON ANDREW SALMON, TRAWNEGAN GALL, David P Dahill, DANIEL PHILIP RAUPP, David Andrew Kangas, TAYLOR WESTON GARRETT, Dan Laurence Werry, RONALD DAVID BIRNBAUM, and MICHAEL DREW PRINCE CIK Number 0001751300 Filed Document 0001751300-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-06-03 15:40:54 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
MXY C, Inc. See All Filings	D	2019-06-03 15:34:36 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001778102 Filed Document 0001778102-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-03 15:34:36 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
GCM Grosvenor California Impact SBIC Fund, L.P. See All Filings	D/A	2019-06-03 15:28:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001660523 Filed Document 0001566114-19-000079 Exclusions or Exemptions 506b Accepted Date 2019-06-03 15:28:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Monolith Select Strategies Power Fund LLC See All Filings	D/A	2019-06-03 15:27:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001510311 Filed Document 0001510311-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-03 15:27:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
RYLTI, LLC See All Filings	D	2019-06-03 15:20:59 UTC
Amount To Be Raised $3,500,535 Associated Brokers / Dealers N/A CIK Number 0001748113 Filed Document 0001748113-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-03 15:20:59 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Lumoptik, Inc. See All Filings	D	2019-06-03 15:16:56 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers Alere Financial Partners CIK Number 0001778510 Filed Document 0001778510-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-03 15:16:56 UTC Type of Offering D Industry Other Health Care Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Option To Acquire
EL Absolute Return, Ltd. See All Filings	D/A	2019-06-03 15:16:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001715266 Filed Document 0001566114-19-000078 Exclusions or Exemptions 506b Accepted Date 2019-06-03 15:16:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DCP 2405 East Park Row Drive, LLC See All Filings	D	2019-06-03 15:12:21 UTC
Amount To Be Raised $1,275,000 Associated Brokers / Dealers N/A CIK Number 0001778629 Filed Document 0001778629-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-03 15:12:21 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity