Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Resolve Digital Health Inc See All Filings	D	2019-07-15 09:09:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001782438 Filed Document 0001782438-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-15 09:09:39 UTC Type of Offering D Industry Other Health Care Principal Place of Business ONTARIO, CANADA Revenue or Assets $No Revenues Type of Security Other
Blue Water Vaccines Inc. See All Filings	D	2019-07-15 09:06:20 UTC
Amount To Be Raised $6,979,980 Associated Brokers / Dealers N/A CIK Number 0001782107 Filed Document 0001782107-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-15 09:06:20 UTC Type of Offering D Industry Biotechnology Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
TRACTOR ZOOM, INC. See All Filings	D	2019-07-15 08:15:47 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001749337 Filed Document 0001749337-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-15 08:15:47 UTC Type of Offering D Industry Other Technology Principal Place of Business IOWA Revenue or Assets Decline to Disclose Type of Security Debt
South Central Bungalow Gardens, LLC See All Filings	C	2019-07-15 07:01:53 UTC
Financial Interest Filing Platform NSSC Funding Portal, LLC Offering Amount $100,000 CIK Number 0001778493 Filed Document 0001778493-19-000001 Accepted Date 2019-07-15 07:01:53 UTC Type of Offering C Security Offered Amount 1,000 Security Offered Type Preferred Stock State CALIFORNIA
XYNOMIC PHARMACEUTICALS HOLDINGS, INC. See All Filings	D	2019-07-15 06:30:25 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001697805 Filed Document 0001213900-19-012652 Exclusions or Exemptions 506b Accepted Date 2019-07-15 06:30:25 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business CHINA Revenue or Assets $Not Applicable Type of Security Equity
GROUNDFLOOR FINANCE INC. See All Filings	1-A POS	2019-07-15 06:10:30 UTC
Amount To Be Raised $2,482,950 Associated Brokers / Dealers N/A CIK Number 0001588504 Filed Document 0001144204-19-034629 Accepted Date 2019-07-15 06:10:30 UTC Type of Offering 1-A POS Industry FINANCE SERVICES Offering Tier Tier2 Principal Place of Business GEORGIA Revenue or Assets $2,889,961 State of Jurisdiction GEORGIA Type of Security Other(describe)
MED-X See All Filings	1-A/A	2019-07-15 06:05:21 UTC
Amount To Be Raised $9,200,000 Associated Brokers / Dealers NMS Capital Advisors, LLC CIK Number 0001620704 Filed Document 0001477932-19-004057 Accepted Date 2019-07-15 06:05:21 UTC Type of Offering 1-A/A Industry MEDICINAL CHEMICALS & BOTANICAL PRODUCTS Offering Tier Tier2 Principal Place of Business CALIFORNIA Revenue or Assets $646,917 State of Jurisdiction NEVADA Type of Security Equity (common or preferred stock)
CF INVESTCO HOLDINGS, LLC See All Filings	D	2019-07-12 20:33:19 UTC
Amount To Be Raised $10,866,000 Associated Brokers / Dealers Green Vista Capital, LLC CIK Number 0001782077 Filed Document 0001782077-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-12 20:33:19 UTC Type of Offering D Industry Other Real Estate Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Whsp193, a trust series of Roofstock One Trust See All Filings	D	2019-07-12 20:21:45 UTC
Amount To Be Raised $96,300 Associated Brokers / Dealers North Capital Private Securities Corp CIK Number 0001782174 Filed Document 0001782360-19-000003 Exclusions or Exemptions 506c Accepted Date 2019-07-12 20:21:45 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Wrsn403, a trust series of Roofstock One Trust See All Filings	D	2019-07-12 20:09:42 UTC
Amount To Be Raised $87,100 Associated Brokers / Dealers North Capital Private Securities Corp CIK Number 0001782180 Filed Document 0001782360-19-000002 Exclusions or Exemptions 506c Accepted Date 2019-07-12 20:09:42 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Vibu171, a trust series of Roofstock One Trust See All Filings	D	2019-07-12 19:59:57 UTC
Amount To Be Raised $92,700 Associated Brokers / Dealers North Capital Private Securities Corp CIK Number 0001782360 Filed Document 0001782360-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-07-12 19:59:57 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
El Tinieblo International, Inc. See All Filings	C/A	2019-07-12 19:49:34 UTC
Financial Interest N/A Filing Platform StartEngine Capital, LLC Offering Amount $1,000,000 CIK Number 0001765620 Filed Document 0001665160-19-000779 Accepted Date 2019-07-12 19:49:34 UTC Type of Offering C/A Security Offered Amount 1,000 Security Offered Type Common Stock State NEW HAMPSHIRE
Navvis & Company, LLC See All Filings	D	2019-07-12 19:12:51 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers None CIK Number 0001661102 Filed Document 0001661102-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-12 19:12:51 UTC Type of Offering D Industry Other Health Care Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
Lamda, Inc. See All Filings	D	2019-07-12 19:10:33 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001782393 Filed Document 0001782393-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-12 19:10:33 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Masterworks 003, LLC See All Filings	1-A	2019-07-12 19:07:01 UTC
Amount To Be Raised $1,039,000 Associated Brokers / Dealers SDDCO Brokerage Advisors LLC CIK Number 0001781737 Filed Document 0001493152-19-010588 Accepted Date 2019-07-12 19:07:01 UTC Type of Offering 1-A Industry SERVICES-MISCELLANEOUS BUSINESS SERVICES Offering Tier Tier2 Principal Place of Business NEW YORK Revenue or Assets $0 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
Bluhaus Small Business Fund, L.P. See All Filings	D	2019-07-12 19:05:27 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001782367 Filed Document 0001782367-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-12 19:05:27 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PUERTO RICO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SITO MOBILE, LTD. See All Filings	D	2019-07-12 18:56:07 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001157817 Filed Document 0001213900-19-012642 Exclusions or Exemptions 506b Accepted Date 2019-07-12 18:56:07 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Option To Acquire
MEDSTREAMING, LLC See All Filings	D	2019-07-12 18:41:44 UTC
Amount To Be Raised $22,628,104 Associated Brokers / Dealers PricewaterhouseCoopers Corporate Finance, LLC CIK Number 0001740552 Filed Document 0001740552-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-07-12 18:41:44 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Farechild, Inc. See All Filings	D	2019-07-12 18:28:16 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001782474 Filed Document 0001782474-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-12 18:28:16 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
Mala243, a trust series of Roofstock One Trust See All Filings	D	2019-07-12 18:25:32 UTC
Amount To Be Raised $200,800 Associated Brokers / Dealers North Capital Private Securities Corp CIK Number 0001782176 Filed Document 0001782176-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-07-12 18:25:32 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ScriptDrop, Inc. See All Filings	D	2019-07-12 18:13:02 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001706637 Filed Document 0001706637-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-07-12 18:13:02 UTC Type of Offering D Industry Other Health Care Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Debt
Sterling Strategic Value I Sub-Fund of Sterling Strategic Value Fund S.A., SICAV-RAIF See All Filings	D/A	2019-07-12 18:10:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001746559 Filed Document 0001746559-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-12 18:10:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Atlas Point Diversified Strategies Fund, LLC See All Filings	D/A	2019-07-12 17:52:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001344275 Filed Document 0001344275-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-12 17:52:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Gritstone SPAC Opportunities Fund LLC See All Filings	D	2019-07-12 17:49:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers - CIK Number 0001782123 Filed Document 0001782123-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-12 17:49:33 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
JONES SODA CO See All Filings	D	2019-07-12 17:46:59 UTC
Amount To Be Raised $20,700,000 Associated Brokers / Dealers N/A CIK Number 0001083522 Filed Document 0001781356-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-07-12 17:46:59 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
El Tinieblo International, Inc. See All Filings	C/A	2019-07-12 17:46:27 UTC
Financial Interest N/A Filing Platform StartEngine Capital, LLC Offering Amount $1,000,000 CIK Number 0001765620 Filed Document 0001665160-19-000778 Accepted Date 2019-07-12 17:46:27 UTC Type of Offering C/A Security Offered Amount 1,000 Security Offered Type Common Stock State NEW HAMPSHIRE
OrbVest Meridian Medical 23 Buildings, LLC See All Filings	D	2019-07-12 17:46:07 UTC
Amount To Be Raised $2,100,000 Associated Brokers / Dealers Robert Kiff CIK Number 0001782401 Filed Document 0001782401-19-000002 Exclusions or Exemptions 506c Accepted Date 2019-07-12 17:46:07 UTC Type of Offering D Industry Commercial Principal Place of Business GEORGIA Revenue or Assets $No Revenues Type of Security Equity
INRANGE SYSTEMS INC See All Filings	D	2019-07-12 17:39:32 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers Frederick & Company Inc. CIK Number 0001323263 Filed Document 0001323263-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-12 17:39:32 UTC Type of Offering D Industry Manufacturing Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Debt
Windfield Farm, LLC See All Filings	D	2019-07-12 17:34:30 UTC
Amount To Be Raised $1,475,000 Associated Brokers / Dealers N/A CIK Number 0001782355 Filed Document 0001031323-19-000005 Exclusions or Exemptions 506b Accepted Date 2019-07-12 17:34:30 UTC Type of Offering D Industry Other Real Estate Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
Anine Bing Corp See All Filings	D	2019-07-12 17:30:45 UTC
Amount To Be Raised $22,499,996 Associated Brokers / Dealers N/A CIK Number 0001751031 Filed Document 0001751031-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-12 17:30:45 UTC Type of Offering D Industry Retailing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
H.I.G. Middle Market LBO Fund III, L.P. See All Filings	D	2019-07-12 17:29:37 UTC
Amount To Be Raised $3,000,000,000 Associated Brokers / Dealers N/A CIK Number 0001781863 Filed Document 0001213900-19-012638 Exclusions or Exemptions 506b Accepted Date 2019-07-12 17:29:37 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Fat Brands, Inc. See All Filings	1-A/A	2019-07-12 17:28:51 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers TriPoint Global Equities LLC / Digital Offering, LLC CIK Number 0001705012 Filed Document 0001493152-19-010584 Accepted Date 2019-07-12 17:28:51 UTC Type of Offering 1-A/A Industry RETAIL-EATING PLACES Offering Tier Tier2 Principal Place of Business CALIFORNIA Revenue or Assets $18,367,000 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
Atlas Point Global Multi-Strategy Fund, LLC See All Filings	D/A	2019-07-12 17:28:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001580408 Filed Document 0001580408-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-12 17:28:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sisense Ltd. See All Filings	D	2019-07-12 17:26:20 UTC
Amount To Be Raised $103,693,761 Associated Brokers / Dealers N/A CIK Number 0001781926 Filed Document 0001781926-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-12 17:26:20 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Atlas Point Global Long/Short Fund, LLC See All Filings	D/A	2019-07-12 17:24:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001476335 Filed Document 0001476335-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-12 17:24:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Island Global Holdings, Inc. See All Filings	D	2019-07-12 17:19:56 UTC
Amount To Be Raised $15,230,401 Associated Brokers / Dealers N/A CIK Number 0001736598 Filed Document 0001736598-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-07-12 17:19:56 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Atlas Point Energy Infrastructure Fund, LLC See All Filings	D/A	2019-07-12 17:19:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001476333 Filed Document 0001476333-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-12 17:19:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Livingston Group of Companies LLC See All Filings	D	2019-07-12 17:19:06 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers N/A CIK Number 0001417917 Filed Document 0001417917-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-12 17:19:06 UTC Type of Offering D Industry Investment Banking Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Debt
SVW Equity, L.P. See All Filings	D	2019-07-12 17:18:24 UTC
Amount To Be Raised $5,400,000 Associated Brokers / Dealers N/A CIK Number 0001782273 Filed Document 0001782273-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-12 17:18:24 UTC Type of Offering D Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Westfield Select Growth Equity LP See All Filings	D/A	2019-07-12 17:11:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001596870 Filed Document 0001567619-19-014730 Exclusions or Exemptions 506b Accepted Date 2019-07-12 17:11:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
El Tinieblo International, Inc. See All Filings	C	2019-07-12 17:08:41 UTC
Financial Interest N/A Filing Platform StartEngine Capital, LLC Offering Amount $1,000,000 CIK Number 0001765620 Filed Document 0001665160-19-000777 Accepted Date 2019-07-12 17:08:41 UTC Type of Offering C Security Offered Amount 1,000 Security Offered Type Common Stock State NEW HAMPSHIRE
GrizzlyRock Institutional Value Partners, LP See All Filings	D/A	2019-07-12 17:05:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers 303 Alternatives, LLC CIK Number 0001687931 Filed Document 0001687931-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-12 17:05:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $$50,000,001 - $100,000,000 Type of Security Pooled Investment Fund
IMPERVA PARENT, LP See All Filings	D	2019-07-12 17:05:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001782055 Filed Document 0001782055-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-12 17:05:25 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
LaSalle Property Fund, L.P. See All Filings	D/A	2019-07-12 17:04:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001476395 Filed Document 0001476395-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-07-12 17:04:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
BigID Inc. See All Filings	D	2019-07-12 17:02:32 UTC
Amount To Be Raised $50,000,013 Associated Brokers / Dealers N/A CIK Number 0001668449 Filed Document 0001231919-19-000040 Exclusions or Exemptions 506b Accepted Date 2019-07-12 17:02:32 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
GRE U.S. Property ASP Fund, a series of Alternative Strategies Real Estate Platform, LLC See All Filings	D/A	2019-07-12 17:00:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wells Fargo Advisors, LLC CIK Number 0001367597 Filed Document 0001507943-19-000019 Exclusions or Exemptions 506b Accepted Date 2019-07-12 17:00:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Harmon Financial Corp See All Filings	D	2019-07-12 16:59:24 UTC
Amount To Be Raised $619,500 Associated Brokers / Dealers N/A CIK Number 0001782231 Filed Document 0001782231-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-07-12 16:59:24 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Angelo Gordon Partners Select ASP Fund, a series of Alternative Strategies Platform, LLC See All Filings	D/A	2019-07-12 16:59:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wells Fargo Advisors, LLC CIK Number 0001650854 Filed Document 0001507943-19-000018 Exclusions or Exemptions 506b Accepted Date 2019-07-12 16:59:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Venture Global LNG, Inc. See All Filings	D	2019-07-12 16:58:29 UTC
Amount To Be Raised $215,004,400 Associated Brokers / Dealers Morgan Stanley & Co. LLC CIK Number 0001616665 Filed Document 0000950103-19-009323 Exclusions or Exemptions 506b Accepted Date 2019-07-12 16:58:29 UTC Type of Offering D Industry Oil and Gas Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
New Mountain Guardian III BDC, L.L.C. See All Filings	D	2019-07-12 16:55:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Asante Capital Group Advisors LLC CIK Number 0001781870 Filed Document 0001781870-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-12 16:55:31 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity