Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Curate Solutions, Inc. See All Filings	D	2019-07-15 13:41:42 UTC
Amount To Be Raised $1,649,999 Associated Brokers / Dealers N/A CIK Number 0001723651 Filed Document 0001723651-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-15 13:41:42 UTC Type of Offering D Industry Other Technology Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
Curzion Pharmaceuticals, Inc. See All Filings	D	2019-07-15 13:36:40 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001782353 Filed Document 0001782353-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-15 13:36:40 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Turner Healthcare Facilities Fund, L.P. See All Filings	D/A	2019-07-15 13:28:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001726663 Filed Document 0001726663-19-000002 Exclusions or Exemptions 506c Accepted Date 2019-07-15 13:28:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cardone Equity Fund IV, LLC See All Filings	D/A	2019-07-15 13:28:07 UTC
Amount To Be Raised $125,000,000 Associated Brokers / Dealers N/A CIK Number 0001745302 Filed Document 0001745302-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-07-15 13:28:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
McLain Capital Fund I, LP See All Filings	D	2019-07-15 13:19:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001782504 Filed Document 0001782504-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-07-15 13:19:45 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SEAL Innovation, Inc. See All Filings	D	2019-07-15 13:17:16 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001500642 Filed Document 0001500642-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-15 13:17:16 UTC Type of Offering D Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Debt
Parliament Capital Series II, LLC See All Filings	D	2019-07-15 13:12:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001782057 Filed Document 0001782057-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-15 13:12:27 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PUERTO RICO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Antares Holdings LP See All Filings	D/A	2019-07-15 13:11:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001652415 Filed Document 0001652415-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-07-15 13:11:22 UTC Type of Offering D/A Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Greenhaven Road Capital Fund 1 Offshore, Ltd. See All Filings	D	2019-07-15 13:07:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001782437 Filed Document 0001782437-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-15 13:07:44 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Shenandoah Growers, Inc. See All Filings	D/A	2019-07-15 13:03:54 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001265590 Filed Document 0001265590-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-07-15 13:03:54 UTC Type of Offering D/A Industry Other Principal Place of Business VIRGINIA Revenue or Assets $Over $100,000,000 Type of Security Debt
Historic Investment Fund 2019 (QP) LLC See All Filings	D	2019-07-15 13:01:27 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001782444 Filed Document 0001782444-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-07-15 13:01:27 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
JFL Equity Investors V, L.P. See All Filings	D	2019-07-15 12:55:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001782408 Filed Document 0001782408-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-15 12:55:11 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Bolt Biotherapeutics, Inc. See All Filings	D	2019-07-15 12:54:58 UTC
Amount To Be Raised $40,103,799 Associated Brokers / Dealers N/A CIK Number 0001641281 Filed Document 0001641281-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-07-15 12:54:58 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
SmartSky Networks, LLC See All Filings	D/A	2019-07-15 12:40:18 UTC
Amount To Be Raised $145,000,000 Associated Brokers / Dealers N/A CIK Number 0001553431 Filed Document 0001553431-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-15 12:40:18 UTC Type of Offering D/A Industry Telecommunications Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
GAM Global Rates Hedge Fund (US Domicile), a series of GAM Absolute Return Strategies, LLC See All Filings	D/A	2019-07-15 12:26:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001484560 Filed Document 0001484560-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-15 12:26:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Yellow Wood Co-Invest Fortuna-A, L.P. See All Filings	D	2019-07-15 12:21:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001782397 Filed Document 0001782397-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-15 12:21:39 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Valentine HW I, Inc. See All Filings	D	2019-07-15 12:19:18 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001782246 Filed Document 0001782246-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-15 12:19:18 UTC Type of Offering D Industry REITS and Finance Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Southpark Commerce Center V, Inc. See All Filings	D	2019-07-15 12:17:47 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001782386 Filed Document 0001782386-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-15 12:17:47 UTC Type of Offering D Industry REITS and Finance Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Cappello's LLC See All Filings	D	2019-07-15 12:17:19 UTC
Amount To Be Raised $2,525,000 Associated Brokers / Dealers N/A CIK Number 0001782043 Filed Document 0001782043-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-15 12:17:19 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Grandview HW I, Inc. See All Filings	D	2019-07-15 12:16:08 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001782247 Filed Document 0001782247-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-15 12:16:08 UTC Type of Offering D Industry REITS and Finance Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
ECC Bldg 3, LLC See All Filings	D	2019-07-15 12:14:29 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001782184 Filed Document 0001782184-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-15 12:14:29 UTC Type of Offering D Industry REITS and Finance Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
ECC Bldg 2, LLC See All Filings	D	2019-07-15 12:12:31 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001782242 Filed Document 0001782242-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-15 12:12:31 UTC Type of Offering D Industry REITS and Finance Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Argonaut Private Equity Fund IV, LP See All Filings	D/A	2019-07-15 12:10:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001747696 Filed Document 0001747696-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-15 12:10:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OKLAHOMA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ECC Bldg 1, LLC See All Filings	D	2019-07-15 12:09:07 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001782183 Filed Document 0001782183-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-15 12:09:07 UTC Type of Offering D Industry REITS and Finance Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
GAM Institutional Emerging Equity Inc. See All Filings	D/A	2019-07-15 12:08:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001744126 Filed Document 0001744126-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-15 12:08:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Platform OZ GP I, LLC See All Filings	D	2019-07-15 12:07:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001782486 Filed Document 0001782486-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-15 12:07:12 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Equity
1030 Norcross HW, Inc. See All Filings	D	2019-07-15 12:07:03 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001782248 Filed Document 0001782248-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-15 12:07:03 UTC Type of Offering D Industry REITS and Finance Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Sirnaomics, Inc. See All Filings	D/A	2019-07-15 11:58:31 UTC
Amount To Be Raised $23,000,000 Associated Brokers / Dealers N/A CIK Number 0001658879 Filed Document 0001658879-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-07-15 11:58:31 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Ratio Holdings, LLC See All Filings	D	2019-07-15 11:54:17 UTC
Amount To Be Raised $275,000 Associated Brokers / Dealers N/A CIK Number 0001782494 Filed Document 0001782494-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-15 11:54:17 UTC Type of Offering D Industry Manufacturing Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
Dolphin Green & Gold Fund, LLC See All Filings	D	2019-07-15 11:42:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Not Applicable CIK Number 0001782484 Filed Document 0001782484-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-07-15 11:42:16 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$1 - $5,000,000 Type of Security Equity
Lucy Therapeutics, Inc. See All Filings	D	2019-07-15 11:41:58 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001782250 Filed Document 0001782250-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-07-15 11:41:58 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Sirnaomics, Inc. See All Filings	D/A	2019-07-15 11:37:36 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001658879 Filed Document 0001658879-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-07-15 11:37:36 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
CM1 Technologies, Inc. See All Filings	D	2019-07-15 11:32:36 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001702873 Filed Document 0001209191-19-042017 Exclusions or Exemptions 506b Accepted Date 2019-07-15 11:32:36 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
Gingko West Fund See All Filings	D/A	2019-07-15 11:25:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001610925 Filed Document 0001610927-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-07-15 11:25:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Glenn & Glenn LLC See All Filings	D	2019-07-15 11:22:05 UTC
Amount To Be Raised $11,000 Associated Brokers / Dealers N/A CIK Number 0001740008 Filed Document 0001740008-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-15 11:22:05 UTC Type of Offering D Industry Retailing Principal Place of Business COLORADO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
EIG Claims Services, Inc. See All Filings	D	2019-07-15 11:17:59 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001781371 Filed Document 0001781371-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-07-15 11:17:59 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
Gingko East Fund See All Filings	D/A	2019-07-15 11:11:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001610927 Filed Document 0001610927-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-15 11:11:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Kronos Bio, Inc. See All Filings	D	2019-07-15 11:09:19 UTC
Amount To Be Raised $105,000,005 Associated Brokers / Dealers N/A CIK Number 0001741830 Filed Document 0001437749-19-013947 Exclusions or Exemptions 506b Accepted Date 2019-07-15 11:09:19 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
SR&VD Capital Management, L.P. See All Filings	D/A	2019-07-15 11:07:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001512990 Filed Document 0001512990-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-15 11:07:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
OCB FALMOUTH & FRAMINGHAM REAL ESTATE, LLC See All Filings	D	2019-07-15 11:07:20 UTC
Amount To Be Raised $1,950,000 Associated Brokers / Dealers N/A CIK Number 0001782301 Filed Document 0001782301-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-15 11:07:20 UTC Type of Offering D Industry Commercial Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
BPC AppViewX Holdings, LLC See All Filings	D	2019-07-15 11:06:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001780860 Filed Document 0001780860-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-15 11:06:24 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Precision IBD, Inc. See All Filings	D	2019-07-15 10:57:51 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001718852 Filed Document 0001567619-19-014752 Exclusions or Exemptions 506b Accepted Date 2019-07-15 10:57:51 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Historic Investment Fund 2019 LLC See All Filings	D	2019-07-15 10:53:16 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001782443 Filed Document 0001782443-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-07-15 10:53:16 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
JERICHO CAPITAL SPECIAL OPPORTUNITIES L.P. See All Filings	D/A	2019-07-15 10:52:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001646789 Filed Document 0000919574-19-004644 Exclusions or Exemptions 506b Accepted Date 2019-07-15 10:52:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Elm Street Ventures II, L.P. See All Filings	D/A	2019-07-15 10:51:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001745557 Filed Document 0001745557-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-15 10:51:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Acoustic Wells, Inc. See All Filings	D/A	2019-07-15 10:41:33 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001777276 Filed Document 0001777276-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-07-15 10:41:33 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Spindrift Partners, L.P. See All Filings	D/A	2019-07-15 10:27:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wellington Management Advisers, Inc. CIK Number 0000941767 Filed Document 0000919574-19-004640 Exclusions or Exemptions 506b Accepted Date 2019-07-15 10:27:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
SPONSORS ONE, INC. See All Filings	D	2019-07-15 10:27:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers GUY ZAJONC CIK Number 0001782350 Filed Document 0001782350-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-07-15 10:27:12 UTC Type of Offering D Industry Business Services Principal Place of Business ONTARIO, CANADA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
IDG Breyer Capital Fund L.P. See All Filings	D	2019-07-15 10:27:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001780594 Filed Document 0001780594-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-15 10:27:03 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Two Sigma Acrux Fund, LLC See All Filings	D/A	2019-07-15 10:22:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001679216 Filed Document 0000919574-19-004638 Exclusions or Exemptions 506b Accepted Date 2019-07-15 10:22:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity