Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
NEOCIS, INC. See All Filings	D	2019-07-15 16:17:21 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001562299 Filed Document 0000919574-19-004646 Exclusions or Exemptions 506b Accepted Date 2019-07-15 16:17:21 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Blue Mountain Credit Alternatives Fund Ltd. See All Filings	D/A	2019-07-15 16:15:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers BUTLER CAPITAL INVESTMENTS, LLC, J.P. MORGAN SECURITIES LLC, and UBS FINANCIAL SERVICES INC. CIK Number 0001547971 Filed Document 0000905718-19-000602 Exclusions or Exemptions 506b Accepted Date 2019-07-15 16:15:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Backcountry Partners, LLC See All Filings	D	2019-07-15 16:13:05 UTC
Amount To Be Raised $480,000 Associated Brokers / Dealers N/A CIK Number 0001782541 Filed Document 0001782541-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-15 16:13:05 UTC Type of Offering D Industry Investing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Blue Mountain Credit Alternatives Fund L.P. See All Filings	D/A	2019-07-15 16:12:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers BUTLER CAPITAL INVESTMENTS, LLC, J.P. MORGAN SECURITIES LLC, UBS FINANCIAL SERVICES INC., and CAIS CAPITAL LLC CIK Number 0001547901 Filed Document 0000905718-19-000600 Exclusions or Exemptions 506b Accepted Date 2019-07-15 16:12:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Manulife Private Equity Partners, L.P. See All Filings	D	2019-07-15 16:06:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers JOHN HANCOCK DISTRIBUTORS LLC and CAMPBELL LUTYENS & CO., INC CIK Number 0001781932 Filed Document 0001781932-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-15 16:06:37 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
USCA ABSOLUTE RETURN STRATEGIES LP See All Filings	D/A	2019-07-15 16:05:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers SENDERO SECURITIES, LLC, Hitherlane Partners, LLC (f/k/a Condera Securities, LLC), and E&G Investments, LP (Terminated) CIK Number 0001259428 Filed Document 0001259428-19-000005 Exclusions or Exemptions 506b Accepted Date 2019-07-15 16:05:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Avalon Investment Partners, LLC See All Filings	D	2019-07-15 16:03:17 UTC
Amount To Be Raised $5,565,000 Associated Brokers / Dealers N/A CIK Number 0001782508 Filed Document 0001192482-19-000313 Exclusions or Exemptions 506b Accepted Date 2019-07-15 16:03:17 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BIG SLOUGH HUNTING CLUB OF WILTON INC See All Filings	D	2019-07-15 16:02:25 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0000913629 Filed Document 0000913629-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-07-15 16:02:25 UTC Type of Offering D Industry Other Real Estate Principal Place of Business ARKANSAS Revenue or Assets Decline to Disclose Type of Security Equity
Radiology Partners Holdings, LLC See All Filings	D	2019-07-15 16:01:34 UTC
Amount To Be Raised $45,217,500 Associated Brokers / Dealers N/A CIK Number 0001608716 Filed Document 0001608716-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-07-15 16:01:34 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
METROPOLITAN TOWER LIFE INSURANCE CO See All Filings	D	2019-07-15 16:00:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Various Agents CIK Number 0000728240 Filed Document 0000728240-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-07-15 16:00:40 UTC Type of Offering D Industry Insurance Principal Place of Business NEBRASKA Revenue or Assets Decline to Disclose Type of Security Other
Banc3 Holdings, Inc. See All Filings	D	2019-07-15 15:46:34 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001664276 Filed Document 0001664276-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-15 15:46:34 UTC Type of Offering D Industry Commercial Banking Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Debt
Brevet Direct Lending - Intermediate Duration Fund, L.P. See All Filings	D/A	2019-07-15 15:46:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Kenmar Securities, LLC CIK Number 0001636036 Filed Document 0001636036-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-07-15 15:46:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Noble Naturals See All Filings	C	2019-07-15 15:45:53 UTC
Financial Interest N/A Filing Platform StartEngine Capital, LLC Offering Amount $1,070,000 CIK Number 0001777377 Filed Document 0001665160-19-000782 Accepted Date 2019-07-15 15:45:53 UTC Type of Offering C Security Offered Amount 10,000 Security Offered Type Other State CALIFORNIA
Fraud Protection Network, Inc. See All Filings	D/A	2019-07-15 15:43:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001580276 Filed Document 0001477932-19-004103 Exclusions or Exemptions 506c Accepted Date 2019-07-15 15:43:15 UTC Type of Offering D/A Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Tidy Dog Pet Products Co See All Filings	D	2019-07-15 15:41:09 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001780274 Filed Document 0001780274-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-15 15:41:09 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Pennybacker V Ibis, LLC See All Filings	D	2019-07-15 15:32:33 UTC
Amount To Be Raised $7,250,000 Associated Brokers / Dealers Park Madison Partners LLC CIK Number 0001781255 Filed Document 0000898432-19-000996 Exclusions or Exemptions 506b Accepted Date 2019-07-15 15:32:33 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Pennybacker V, LP See All Filings	D	2019-07-15 15:29:32 UTC
Amount To Be Raised $775,000,000 Associated Brokers / Dealers Park Madison Partners LLC CIK Number 0001781294 Filed Document 0000898432-19-000995 Exclusions or Exemptions 506b Accepted Date 2019-07-15 15:29:32 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Strategic Opportunity Fund IX LP See All Filings	D	2019-07-15 15:23:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001781970 Filed Document 0001781970-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-15 15:23:45 UTC Type of Offering D Industry Commercial Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SFG INCOME FUND VII, LLC See All Filings	D	2019-07-15 15:21:31 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers JCC ADVISORS, LLC CIK Number 0001662713 Filed Document 0001662713-19-000005 Exclusions or Exemptions 506b Accepted Date 2019-07-15 15:21:31 UTC Type of Offering D Industry REITS and Finance Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
S&H CAPITAL 31 LLC See All Filings	D	2019-07-15 15:11:08 UTC
Amount To Be Raised $90,000 Associated Brokers / Dealers N/A CIK Number 0001780756 Filed Document 0001780756-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-15 15:11:08 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HG Vora Opportunistic Capital Fund (Cayman) LP See All Filings	D	2019-07-15 15:04:17 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers N/A CIK Number 0001776199 Filed Document 0000902664-19-003024 Exclusions or Exemptions 506b Accepted Date 2019-07-15 15:04:17 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Platinum Equity Capital Partners V, L.P. See All Filings	D	2019-07-15 15:03:11 UTC
Amount To Be Raised $8,000,000,000 Associated Brokers / Dealers VolcomCapital S.A. and Magenta Capital Services Ltd. CIK Number 0001778958 Filed Document 0001778958-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-15 15:03:11 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ACORN ENERGY, INC. See All Filings	D	2019-07-15 15:02:30 UTC
Amount To Be Raised $1,498,175 Associated Brokers / Dealers N/A CIK Number 0000880984 Filed Document 0000880984-19-000011 Exclusions or Exemptions 506b Accepted Date 2019-07-15 15:02:30 UTC Type of Offering D Industry Other Energy Principal Place of Business DELAWARE Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Kennebec Global Long-Short Fund, L.P. See All Filings	D	2019-07-15 15:02:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001778654 Filed Document 0001778654-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-07-15 15:02:14 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business RHODE ISLAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Braidy Industries, Inc. See All Filings	C/A	2019-07-15 15:00:48 UTC
Financial Interest None. Filing Platform NetCapital Funding Portal Inc. Offering Amount $1,069,992 CIK Number 0001711639 Filed Document 0001669191-19-000222 Accepted Date 2019-07-15 15:00:48 UTC Type of Offering C/A Security Offered Amount 556 Security Offered Type Common Stock State KENTUCKY
BRAXTON HOLDINGS LLC See All Filings	D	2019-07-15 14:59:51 UTC
Amount To Be Raised $550,000 Associated Brokers / Dealers N/A CIK Number 0001439088 Filed Document 0001439088-19-000001 Exclusions or Exemptions 504 and 506b Accepted Date 2019-07-15 14:59:51 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Envera Health, Inc. See All Filings	D	2019-07-15 14:59:47 UTC
Amount To Be Raised $4,786,780 Associated Brokers / Dealers N/A CIK Number 0001660184 Filed Document 0001660184-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-07-15 14:59:47 UTC Type of Offering D Industry Other Health Care Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
HG Vora Opportunistic Capital Fund LP See All Filings	D	2019-07-15 14:55:29 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers N/A CIK Number 0001776190 Filed Document 0000902664-19-003023 Exclusions or Exemptions 506b Accepted Date 2019-07-15 14:55:29 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MedTrust Holdings, Inc. See All Filings	D	2019-07-15 14:53:19 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001752242 Filed Document 0001752242-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-07-15 14:53:19 UTC Type of Offering D Industry Other Health Care Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Pelion Ventures VII, L.P. See All Filings	D	2019-07-15 14:52:54 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers N/A CIK Number 0001774593 Filed Document 0001774593-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-07-15 14:52:54 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NWF, LLC See All Filings	D	2019-07-15 14:51:19 UTC
Amount To Be Raised $850,000 Associated Brokers / Dealers N/A CIK Number 0001781752 Filed Document 0001781752-19-000001 Exclusions or Exemptions 504 and 506b Accepted Date 2019-07-15 14:51:19 UTC Type of Offering D Industry Residential Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Osiris Organics Inc. See All Filings	D	2019-07-15 14:51:02 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001781785 Filed Document 0001781785-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-15 14:51:02 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Watchtower Topco, LLC See All Filings	D	2019-07-15 14:51:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001782453 Filed Document 0001782453-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-07-15 14:51:01 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Stony Point Capital Partners Offshore Ltd See All Filings	D	2019-07-15 14:49:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001781587 Filed Document 0001013594-19-000463 Exclusions or Exemptions 506b Accepted Date 2019-07-15 14:49:45 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Qunnect, LLC See All Filings	D	2019-07-15 14:49:24 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001781351 Filed Document 0001781351-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-15 14:49:24 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
LKCM Headwater Investments III, L.P. See All Filings	D/A	2019-07-15 14:48:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001764096 Filed Document 0000310051-19-000018 Exclusions or Exemptions 506b Accepted Date 2019-07-15 14:48:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LKCM Investment Partnership II, L.P. See All Filings	D/A	2019-07-15 14:45:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001496191 Filed Document 0000310051-19-000017 Exclusions or Exemptions 506b Accepted Date 2019-07-15 14:45:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ikonik Golf, Inc. See All Filings	D	2019-07-15 14:44:55 UTC
Amount To Be Raised $1,499,250 Associated Brokers / Dealers N/A CIK Number 0001780966 Filed Document 0001780966-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-15 14:44:55 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Applied Internet Technology, Inc. See All Filings	D/A	2019-07-15 14:43:09 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001771855 Filed Document 0001771855-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-07-15 14:43:09 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Hamilton Lane Strategic Opportunities Offshore Fund V (Series 2019) SCS See All Filings	D	2019-07-15 14:41:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001782514 Filed Document 0001782514-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-15 14:41:26 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Dorchester Capital Secondaries Offshore Master V, L.P. See All Filings	D	2019-07-15 14:30:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001776502 Filed Document 0001507943-19-000022 Exclusions or Exemptions 506b Accepted Date 2019-07-15 14:30:37 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Dorchester Capital Secondaries Offshore V, L.P. See All Filings	D	2019-07-15 14:30:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001772363 Filed Document 0001507943-19-000021 Exclusions or Exemptions 506b Accepted Date 2019-07-15 14:30:04 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Dorchester Capital Secondaries V, L.P. See All Filings	D	2019-07-15 14:29:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001772392 Filed Document 0001507943-19-000020 Exclusions or Exemptions 506b Accepted Date 2019-07-15 14:29:30 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Leading Edge Crystal Technologies, Inc. See All Filings	D	2019-07-15 14:19:48 UTC
Amount To Be Raised $1,700,000 Associated Brokers / Dealers N/A CIK Number 0001782269 Filed Document 0001782269-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-15 14:19:48 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Glenn & Glenn LLC See All Filings	D/A	2019-07-15 14:15:16 UTC
Amount To Be Raised $11,000 Associated Brokers / Dealers N/A CIK Number 0001740008 Filed Document 0001740008-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-07-15 14:15:16 UTC Type of Offering D/A Industry Retailing Principal Place of Business COLORADO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
BENCHMARK BANKSHARES INC See All Filings	D	2019-07-15 14:12:14 UTC
Amount To Be Raised $95,000 Associated Brokers / Dealers N/A CIK Number 0000804563 Filed Document 0000804563-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-07-15 14:12:14 UTC Type of Offering D Industry Commercial Banking Principal Place of Business VIRGINIA Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
CWO Energy West Texas 10 Well J.V. See All Filings	D	2019-07-15 14:05:52 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001782490 Filed Document 0001782490-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-15 14:05:52 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $Not Applicable Type of Security Other
Kinta Artificial Intelligence, Inc. See All Filings	D/A	2019-07-15 14:02:46 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001736817 Filed Document 0001736817-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-07-15 14:02:46 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Samson Rock Event Driven Fund Ltd See All Filings	D	2019-07-15 13:53:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001782429 Filed Document 0000902664-19-003022 Exclusions or Exemptions 506b Accepted Date 2019-07-15 13:53:47 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LKCM Investment Partnership, L.P. See All Filings	D/A	2019-07-15 13:52:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001406371 Filed Document 0000310051-19-000016 Exclusions or Exemptions 506b Accepted Date 2019-07-15 13:52:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund