Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
GQG Partners US Select Quality Equity Fund - GQG Partners Series LLC See All Filings	D/A	2019-08-15 18:58:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001750613 Filed Document 0001750613-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-15 18:58:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
CALIENT Technologies INC See All Filings	D	2019-08-15 18:57:09 UTC
Amount To Be Raised $45,080,000 Associated Brokers / Dealers GP Nurmenkari Inc CIK Number 0001132643 Filed Document 0001132643-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-15 18:57:09 UTC Type of Offering D Industry Telecommunications Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Show For A Change, Inc. See All Filings	C	2019-08-15 18:56:33 UTC
Financial Interest SI Securities will receive equity compensation equal to 5% of the number of securities sold. Filing Platform SI SECURITIES, LLC Offering Amount $1,070,000 CIK Number 0001782559 Filed Document 0001782559-19-000001 Accepted Date 2019-08-15 18:56:33 UTC Type of Offering C Security Offered Amount N/A Security Offered Type Debt State CALIFORNIA
St Geme LP See All Filings	D	2019-08-15 18:34:26 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001785608 Filed Document 0001785608-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-08-15 18:34:26 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
Dakota Pacific Opportunity Fund I LP See All Filings	D	2019-08-15 18:25:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001781745 Filed Document 0001781745-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-15 18:25:02 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
Blacksheep U.S., LLC See All Filings	D	2019-08-15 18:16:33 UTC
Amount To Be Raised $6,500,000 Associated Brokers / Dealers N/A CIK Number 0001784530 Filed Document 0001784530-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-08-15 18:16:33 UTC Type of Offering D Industry Other Principal Place of Business NEVADA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
PathSpot Technologies, Inc. See All Filings	D	2019-08-15 18:16:02 UTC
Amount To Be Raised $1,999,990 Associated Brokers / Dealers N/A CIK Number 0001744084 Filed Document 0001744084-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-15 18:16:02 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Evergreen Pointe Townhomes, LLC See All Filings	D	2019-08-15 18:00:04 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers N/A CIK Number 0001777506 Filed Document 0001777506-19-000001 Exclusions or Exemptions 506b and 504.1 Accepted Date 2019-08-15 18:00:04 UTC Type of Offering D Industry Residential Principal Place of Business UTAH Revenue or Assets $$1 - $1,000,000 Type of Security Equity
BEO BANCORP See All Filings	D	2019-08-15 17:55:35 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001480170 Filed Document 0001480170-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-15 17:55:35 UTC Type of Offering D Industry Commercial Banking Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Debt
Readout, Inc. See All Filings	D/A	2019-08-15 17:51:22 UTC
Amount To Be Raised $2,175,000 Associated Brokers / Dealers N/A CIK Number 0001772078 Filed Document 0001772078-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-08-15 17:51:22 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Debt
Pelican TopCo LLC See All Filings	D	2019-08-15 17:50:25 UTC
Amount To Be Raised $82,996,144 Associated Brokers / Dealers N/A CIK Number 0001785579 Filed Document 0001785579-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-15 17:50:25 UTC Type of Offering D Industry Manufacturing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Tri Global Energy, LLC See All Filings	D	2019-08-15 17:42:27 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001461516 Filed Document 0001461516-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-08-15 17:42:27 UTC Type of Offering D Industry Other Energy Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
Stinson Brands, Inc. See All Filings	D	2019-08-15 17:33:50 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0001717544 Filed Document 0001717544-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-15 17:33:50 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
VividCharts LLC See All Filings	D	2019-08-15 17:31:27 UTC
Amount To Be Raised $499,999 Associated Brokers / Dealers N/A CIK Number 0001785617 Filed Document 0001785617-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-15 17:31:27 UTC Type of Offering D Industry Computers Principal Place of Business KENTUCKY Revenue or Assets Decline to Disclose Type of Security Other
Kawa Canadian Preferred Offshore Feeder Fund II, Ltd. See All Filings	D	2019-08-15 17:19:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001784695 Filed Document 0001398344-19-014514 Exclusions or Exemptions 506b Accepted Date 2019-08-15 17:19:55 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Partners Capital Condor Fund XI (Cayman), L.P. See All Filings	D/A	2019-08-15 17:19:03 UTC
Amount To Be Raised $238,240,000 Associated Brokers / Dealers N/A CIK Number 0001737256 Filed Document 0001737256-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-08-15 17:19:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Kawa Canadian Preferred Onshore Feeder Fund II, LP See All Filings	D	2019-08-15 17:16:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001784718 Filed Document 0001398344-19-014512 Exclusions or Exemptions 506b Accepted Date 2019-08-15 17:16:02 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Chevelon Capital Fund LP See All Filings	D/A	2019-08-15 17:10:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001750154 Filed Document 0001750154-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-15 17:10:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Veritas Capital Fund VII, L.P. See All Filings	D	2019-08-15 17:08:11 UTC
Amount To Be Raised $6,000,000,000 Associated Brokers / Dealers UBS Securities LLC CIK Number 0001780107 Filed Document 0001780107-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-15 17:08:11 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
SALI SVW Multi-Series Fund, L.P. See All Filings	D/A	2019-08-15 17:05:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001770270 Filed Document 0001770270-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-08-15 17:05:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Titan Tramonto Investments, LLC See All Filings	D/A	2019-08-15 17:04:43 UTC
Amount To Be Raised $2,044,444 Associated Brokers / Dealers N/A CIK Number 0001785230 Filed Document 0001785230-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-08-15 17:04:43 UTC Type of Offering D/A Industry Commercial Principal Place of Business NEW MEXICO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
MML Private Placement Investment Co I, LLC See All Filings	D/A	2019-08-15 17:01:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001701006 Filed Document 0001701006-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-15 17:01:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Hehmeyer Cryptocurrency Index Fund, LLC See All Filings	D/A	2019-08-15 16:59:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001736034 Filed Document 0001736034-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-08-15 16:59:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Pulteney Premier Fund, L.P. See All Filings	D/A	2019-08-15 16:55:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001604851 Filed Document 0001604851-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-15 16:55:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ALGONQUIN GAS TRANSMISSION, LLC See All Filings	D	2019-08-15 16:54:47 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0000003530 Filed Document 0000003530-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-08-15 16:54:47 UTC Type of Offering D Industry Other Energy Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
1050 OZ A, LLC See All Filings	D/A	2019-08-15 16:53:35 UTC
Amount To Be Raised $26,000,000 Associated Brokers / Dealers Baker Tilly Capital, LLC CIK Number 0001770702 Filed Document 0000897069-19-000374 Exclusions or Exemptions 506c Accepted Date 2019-08-15 16:53:35 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
Glass Health, Inc. See All Filings	D	2019-08-15 16:53:27 UTC
Amount To Be Raised $9,350,000 Associated Brokers / Dealers N/A CIK Number 0001658807 Filed Document 0001658807-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-15 16:53:27 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Mountain West Notes QP, LLC See All Filings	D	2019-08-15 16:52:16 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001785485 Filed Document 0001785485-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-15 16:52:16 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Debt
SALI Select Series, LP See All Filings	D/A	2019-08-15 16:47:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC CIK Number 0001710702 Filed Document 0001710702-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-15 16:47:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WOODSON CAPITAL OFFSHORE FUND, LTD. See All Filings	D/A	2019-08-15 16:46:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001557793 Filed Document 0001557793-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-15 16:46:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SALI Multi-Series Fund IX,LP See All Filings	D/A	2019-08-15 16:43:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers FAS CORP. CIK Number 0001716446 Filed Document 0001716446-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-15 16:43:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SALI Multi-Series Fund VII, L.P. See All Filings	D/A	2019-08-15 16:40:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers M Financial Holdings CIK Number 0001666726 Filed Document 0001666726-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-15 16:40:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SALI Multi-Series Fund VI, L.P. See All Filings	D/A	2019-08-15 16:36:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers THE LEADERS GROUP, INC. CIK Number 0001627136 Filed Document 0001627136-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-15 16:36:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Capitol Opportunity Zone Fund LP See All Filings	D/A	2019-08-15 16:36:45 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers More than 5 persons, More than 5 persons, More than 5 persons, More than 5 persons, More than 5 persons, More than 5 persons, More than 5 persons, More than 5 persons, More than 5 persons, More than 5 persons, More than 5 persons, More than 5 persons, and More than 5 persons CIK Number 0001769790 Filed Document 0001769790-19-000005 Exclusions or Exemptions 506b Accepted Date 2019-08-15 16:36:45 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business NEW JERSEY Revenue or Assets $No Revenues Type of Security Equity
Ox Labs Inc. See All Filings	D	2019-08-15 16:33:58 UTC
Amount To Be Raised $1,550,995 Associated Brokers / Dealers N/A CIK Number 0001750042 Filed Document 0001750042-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-15 16:33:58 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
SALI Multi-Series Fund V, L.P. See All Filings	D/A	2019-08-15 16:32:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers FAS CORP., Stern Capital, LLC, and M Holdings Securities CIK Number 0001700474 Filed Document 0001700474-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-15 16:32:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SALI Multi-Series Fund IV, L.P. See All Filings	D/A	2019-08-15 16:28:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Stern Capital, LLC, M Holdings Securities, Inc., and The Leaders Group, Inc. CIK Number 0001560003 Filed Document 0001560003-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-15 16:28:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DERNS MARKET OPPORTUNITY FUND LP See All Filings	D/A	2019-08-15 16:28:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers World Equity Group CIK Number 0001177649 Filed Document 0001177649-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-15 16:28:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Peiky Corp. See All Filings	D	2019-08-15 16:27:20 UTC
Amount To Be Raised $60,000 Associated Brokers / Dealers N/A CIK Number 0001785572 Filed Document 0001062993-19-003466 Exclusions or Exemptions 506b Accepted Date 2019-08-15 16:27:20 UTC Type of Offering D Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
SALI Multi-Series Fund II 3(c)(1), L.P. See All Filings	D/A	2019-08-15 16:23:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001470222 Filed Document 0001470222-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-15 16:23:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
POP ART, INC. See All Filings	D	2019-08-15 16:20:54 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001785619 Filed Document 0001785619-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-15 16:20:54 UTC Type of Offering D Industry Other Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
PETROTEQ ENERGY INC. See All Filings	D	2019-08-15 16:18:19 UTC
Amount To Be Raised $93,500 Associated Brokers / Dealers N/A CIK Number 0001561180 Filed Document 0001561180-19-000015 Exclusions or Exemptions 506b Accepted Date 2019-08-15 16:18:19 UTC Type of Offering D Industry Oil and Gas Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
SALI Multi-Series Fund II, L.P. See All Filings	D/A	2019-08-15 16:18:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001476511 Filed Document 0001476511-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-15 16:18:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sonoro Metals Corp. See All Filings	D	2019-08-15 16:12:51 UTC
Amount To Be Raised $49,917 Associated Brokers / Dealers Haywood Securities (USA) Inc. CIK Number 0001538189 Filed Document 0001538189-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-15 16:12:51 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Woodson Capital Partners II, LP See All Filings	D/A	2019-08-15 16:12:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001750197 Filed Document 0001750197-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-15 16:12:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Commodore Management Aggregator, LLC See All Filings	D	2019-08-15 16:11:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001785165 Filed Document 0001785165-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-15 16:11:44 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
SALI Multi-Series Fund, L.P. See All Filings	D/A	2019-08-15 16:10:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers INTE Securities, LLC, MML Investors Services, Inc., Stern Capital, LLC, M Holdings Securities, Inc., Caledonia Planning Group Bermuda, Ltd., Newport Group Securities, Inc., FAS Corp, Spearhead Capital, LLC, UBS Financial Services, Inc., and RBC Capital Markets, LLC CIK Number 0001323868 Filed Document 0001323868-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-15 16:10:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SpotOn Transact, Inc. See All Filings	D	2019-08-15 16:08:17 UTC
Amount To Be Raised $3,999,999 Associated Brokers / Dealers N/A CIK Number 0001785520 Filed Document 0001785520-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-15 16:08:17 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Castle Harlan SHC Partners, L.P. See All Filings	D	2019-08-15 16:05:09 UTC
Amount To Be Raised $16,750,000 Associated Brokers / Dealers N/A CIK Number 0001784767 Filed Document 0001784767-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-08-15 16:05:09 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Silvan Real Estate Income Fund, LP See All Filings	D/A	2019-08-15 16:04:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001714741 Filed Document 0001714741-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-08-15 16:04:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund