Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
SALI Multi-Series Fund, L.P. See All Filings	D/A	2024-06-17 17:09:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Stern Capital, LLC, M Holdings Securities, Inc., FAS Corp, and The Leaders Group, Inc CIK Number 0001323868 Filed Document 0001323868-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-06-17 17:09:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SALI Multi-Series Fund, L.P. See All Filings	D/A	2022-11-22 11:39:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Stern Capital, LLC, M Holdings Securities, Inc., FAS Corp, and The Leaders Group, Inc CIK Number 0001323868 Filed Document 0001323868-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-11-22 11:39:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SALI Multi-Series Fund, L.P. See All Filings	D/A	2020-07-16 10:40:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers INTE Securities, LLC, MML Investors Services, Inc., Stern Capital, LLC, M Holdings Securities, Inc., Caledonia Planning Group Bermuda, Ltd., Newport Group Securities, Inc., FAS Corp, Spearhead Capital, LLC, UBS Financial Services, Inc., and RBC Capital Markets, LLC CIK Number 0001323868 Filed Document 0001323868-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-07-16 10:40:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SALI Multi-Series Fund, L.P. See All Filings	D/A	2019-08-15 16:10:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers INTE Securities, LLC, MML Investors Services, Inc., Stern Capital, LLC, M Holdings Securities, Inc., Caledonia Planning Group Bermuda, Ltd., Newport Group Securities, Inc., FAS Corp, Spearhead Capital, LLC, UBS Financial Services, Inc., and RBC Capital Markets, LLC CIK Number 0001323868 Filed Document 0001323868-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-15 16:10:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SALI Multi-Series Fund, L.P. See All Filings	D/A	2018-07-20 16:35:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Trump Securities, LLC, MML Investors Services, Inc., Stern Capital, LLC, M Holdings Securities, Inc., Caledonia Planning Group Bermuda, Ltd., Newport Group Securities, Inc., FAS Corp, and Spearhead Capital, LLC CIK Number 0001323868 Filed Document 0001323868-18-000013 Exclusions or Exemptions 506b Accepted Date 2018-07-20 16:35:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SALI Multi-Series Fund, L.P. See All Filings	D/A	2018-02-23 16:04:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Trump Securities, LLC, MML Investors Services, Inc., Stern Capital, LLC, M Holdings Securities, Inc., Caledonia Planning Group Bermuda, Ltd., Newport Group Securities, Inc., FAS Corp, and Spearhead Capital, LLC CIK Number 0001323868 Filed Document 0001323868-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-23 16:04:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SALI Multi-Series Fund, L.P. See All Filings	D/A	2017-07-20 16:29:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Trump Securities, LLC, MML Investors Services, Inc., Stern Capital, LLC, M Holdings Securities, Inc., Caledonia Planning Group Bermuda, Ltd., Newport Group Securities, Inc., FAS Corp, and Spearhead Capital, LLC CIK Number 0001323868 Filed Document 0001666726-17-000011 Exclusions or Exemptions 506b Accepted Date 2017-07-20 16:29:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SALI Multi-Series Fund, L.P. See All Filings	D/A	2017-04-12 16:46:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Trump Securities, LLC, MML Investors Services, Inc., Stern Capital, LLC, M Holdings Securities, Inc., Caledonia Planning Group Bermuda, Ltd., Innovation Partners, Newport Group Securities, Inc., FAS Corp, and Spearhead Capital, LLC CIK Number 0001323868 Filed Document 0001323868-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-04-12 16:46:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
SALI Multi-Series Fund, L.P. See All Filings	D/A	2016-10-07 14:49:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Trump Securities, LLC, MML Investors Services, Inc., Stern Capital, LLC, M Holdings Securities, Inc., Caledonia Planning Group Bermuda, Ltd., Innovation Partners, Newport Group Securities, Inc., FAS Corp, and Spearhead Capital, LLC CIK Number 0001323868 Filed Document 0001323868-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-07 14:49:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
SALI Multi-Series Fund, L.P. See All Filings	D/A	2015-10-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Trump Securities, LLC, MML Investors Services, Inc., Stern Capital, LLC, M Holdings Securities, Inc., Caledonia Planning Group Bermuda, Ltd., Innovation Partners, and Newport Group Securities, Inc. CIK Number 0001323868 Filed Document 0001172661-15-001790 Exclusions or Exemptions 506b Accepted Date 2015-10-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
SALI Multi-Series Fund, L.P. See All Filings	D/A	2014-10-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Trump Securities, LLC, MML Investors Services, Inc., Stern Capital, LLC, M Holdings Securities, Inc., and Caledonia Planning Group Bermuda, Ltd. CIK Number 0001323868 Filed Document 0001172661-14-001611 Exclusions or Exemptions 506b Accepted Date 2014-10-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
SALI Multi-Series Fund, L.P. See All Filings	D/A	2013-10-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Trump Securities, LLC, MML Investors Services, Inc., Stern Capital, LLC, and M Holdings Securities, Inc. CIK Number 0001323868 Filed Document 0001172661-13-001342 Exclusions or Exemptions 506b Accepted Date 2013-10-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund