Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Zero Trafficking, LLC See All Filings	D	2019-08-15 16:01:12 UTC
Amount To Be Raised $482,500 Associated Brokers / Dealers N/A CIK Number 0001785610 Filed Document 0001785152-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-15 16:01:12 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Other
Care Values, Inc. See All Filings	D/A	2019-08-15 15:57:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001784408 Filed Document 0001784408-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-08-15 15:57:22 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Debt
Woodson Capital Partners, LP See All Filings	D/A	2019-08-15 15:50:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001479446 Filed Document 0001479446-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-15 15:50:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
INOVIO PHARMACEUTICALS, INC. See All Filings	D	2019-08-15 15:45:18 UTC
Amount To Be Raised $15,164,526 Associated Brokers / Dealers N/A CIK Number 0001055726 Filed Document 0001055726-19-000054 Exclusions or Exemptions 506b Accepted Date 2019-08-15 15:45:18 UTC Type of Offering D Industry Biotechnology Principal Place of Business PENNSYLVANIA Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Debt
Shared Performance, LLC See All Filings	D/A	2019-08-15 15:40:50 UTC
Amount To Be Raised $1,395,000 Associated Brokers / Dealers N/A CIK Number 0001475561 Filed Document 0001475561-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-15 15:40:50 UTC Type of Offering D/A Industry Other Technology Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
CharacTour, LLC See All Filings	D	2019-08-15 15:35:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001594616 Filed Document 0001594616-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-08-15 15:35:53 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Debt
Oaktree Structured Credit Income Fund, L.P. See All Filings	D/A	2019-08-15 15:35:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PTP Securities, LLC CIK Number 0001772155 Filed Document 0001567619-19-017099 Exclusions or Exemptions 506b Accepted Date 2019-08-15 15:35:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Pan Asia Opportunities Offshore Fund Ltd. See All Filings	D/A	2019-08-15 15:31:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001531555 Filed Document 0001784157-19-000010 Exclusions or Exemptions 506b Accepted Date 2019-08-15 15:31:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Leadr Inc See All Filings	D	2019-08-15 15:21:38 UTC
Amount To Be Raised $1,030,000 Associated Brokers / Dealers N/A CIK Number 0001784394 Filed Document 0001784394-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-15 15:21:38 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Pan Asia Opportunities Onshore Fund LLC See All Filings	D/A	2019-08-15 15:21:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001525280 Filed Document 0001784157-19-000009 Exclusions or Exemptions 506b Accepted Date 2019-08-15 15:21:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Equity
GoServiceOne, Inc. See All Filings	D	2019-08-15 15:18:01 UTC
Amount To Be Raised $3,199,997 Associated Brokers / Dealers N/A CIK Number 0001785181 Filed Document 0001567619-19-017094 Exclusions or Exemptions 506b Accepted Date 2019-08-15 15:18:01 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Crystal Waters Partners, L.P. See All Filings	D/A	2019-08-15 15:15:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001722681 Filed Document 0000935836-19-000444 Exclusions or Exemptions 506b Accepted Date 2019-08-15 15:15:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Limelight Bio, Inc. See All Filings	D	2019-08-15 15:07:08 UTC
Amount To Be Raised $50,003,296 Associated Brokers / Dealers N/A CIK Number 0001785544 Filed Document 0001567619-19-017091 Exclusions or Exemptions 506b Accepted Date 2019-08-15 15:07:08 UTC Type of Offering D Industry Biotechnology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Simulacra Corp See All Filings	D	2019-08-15 15:01:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001785178 Filed Document 0001785178-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-15 15:01:23 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Navarro 1 Fund, LLC See All Filings	D/A	2019-08-15 15:01:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001679277 Filed Document 0001784157-19-000008 Exclusions or Exemptions 506b Accepted Date 2019-08-15 15:01:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CHARLES STREET SECTOR ANALYSIS FUND, L.P. See All Filings	D/A	2019-08-15 14:54:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001431046 Filed Document 0001013594-19-000503 Exclusions or Exemptions 506b Accepted Date 2019-08-15 14:54:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Cabrillo Intermediate Holdings, LLC See All Filings	D	2019-08-15 14:53:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001707843 Filed Document 0001707843-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-08-15 14:53:42 UTC Type of Offering D Industry Insurance Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Global Alpha Opportunities Fund Ltd. See All Filings	D/A	2019-08-15 14:50:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001514313 Filed Document 0001784157-19-000007 Exclusions or Exemptions 506b Accepted Date 2019-08-15 14:50:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
RoseRock Capital Fund I, LP See All Filings	D	2019-08-15 14:49:49 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001784704 Filed Document 0001784704-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-08-15 14:49:49 UTC Type of Offering D Industry REITS and Finance Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Pacific Psychotherapy Technologies, Inc. See All Filings	D	2019-08-15 14:49:23 UTC
Amount To Be Raised $23,049,979 Associated Brokers / Dealers N/A CIK Number 0001784843 Filed Document 0001784843-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-15 14:49:23 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Critical Mass Technologies, Inc. See All Filings	D	2019-08-15 14:46:30 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001784580 Filed Document 0001772879-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-08-15 14:46:30 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Emerging Markets Alpha Fund Ltd. See All Filings	D/A	2019-08-15 14:40:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001514311 Filed Document 0001784157-19-000006 Exclusions or Exemptions 506b Accepted Date 2019-08-15 14:40:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
CasePrep LLC See All Filings	D	2019-08-15 14:40:22 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001785550 Filed Document 0001785550-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-08-15 14:40:22 UTC Type of Offering D Industry Other Principal Place of Business ALABAMA Revenue or Assets $No Revenues Type of Security Equity
Titan Highlands North Investors, LLC See All Filings	D	2019-08-15 14:37:23 UTC
Amount To Be Raised $3,030,000 Associated Brokers / Dealers N/A CIK Number 0001785263 Filed Document 0001785263-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-15 14:37:23 UTC Type of Offering D Industry Residential Principal Place of Business NEW MEXICO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Vinci Pharmaceuticals, Inc. See All Filings	D	2019-08-15 14:37:16 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001785495 Filed Document 0001785495-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-15 14:37:16 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Debt
Emerging Markets Alpha Advantage Fund - Strategic Screened Ltd. See All Filings	D/A	2019-08-15 14:28:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001541159 Filed Document 0001784157-19-000005 Exclusions or Exemptions 506b Accepted Date 2019-08-15 14:28:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
GelSight, Inc. See All Filings	D	2019-08-15 14:25:23 UTC
Amount To Be Raised $6,176,692 Associated Brokers / Dealers N/A CIK Number 0001613783 Filed Document 0001613783-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-15 14:25:23 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Emerging Markets Alpha Advantage Fund - Strategic Ltd. See All Filings	D/A	2019-08-15 14:18:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001531553 Filed Document 0001784157-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-08-15 14:18:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Oxbow Master Fund Ltd See All Filings	D/A	2019-08-15 14:13:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001650559 Filed Document 0001650559-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-15 14:13:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Elevate Investments llc See All Filings	D	2019-08-15 14:09:45 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001785556 Filed Document 0001785556-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-08-15 14:09:45 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WYOMING Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
Cumberland Extracts, Inc. See All Filings	D	2019-08-15 14:01:40 UTC
Amount To Be Raised $1,740,000 Associated Brokers / Dealers N/A CIK Number 0001785418 Filed Document 0001785418-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-15 14:01:40 UTC Type of Offering D Industry Manufacturing Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
Helper Bees, Inc. See All Filings	D/A	2019-08-15 13:48:10 UTC
Amount To Be Raised $2,599,968 Associated Brokers / Dealers N/A CIK Number 0001784240 Filed Document 0001784240-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-08-15 13:48:10 UTC Type of Offering D/A Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Hallmark Highland Court, LLC See All Filings	D	2019-08-15 13:47:05 UTC
Amount To Be Raised $2,800,000 Associated Brokers / Dealers Brown Associates, Inc. CIK Number 0001785562 Filed Document 0001785562-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-15 13:47:05 UTC Type of Offering D Industry Commercial Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
2019 USP3 FEEDER, LP See All Filings	D	2019-08-15 13:42:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N.A INVESTCORP LLC CIK Number 0001785398 Filed Document 0001785398-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-15 13:42:55 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SPF FIV5 (Lux) SCSp See All Filings	D	2019-08-15 13:40:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Institutional Investments Inc., J.P. Morgan Securities plc, JPMorgan Chase & Co., J.P. Morgan Securities LLC, JPMorgan Asset Management (Japan) Limited, and JPMorgan Asset Management (Europe) S. a r. l. CIK Number 0001778045 Filed Document 0001567619-19-017087 Exclusions or Exemptions 506b Accepted Date 2019-08-15 13:40:48 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Equity
Sixty West O4W Opportunity Fund, LLC See All Filings	D/A	2019-08-15 13:40:41 UTC
Amount To Be Raised $35,000,000 Associated Brokers / Dealers Patrick Capital Markets, LLC, Capulent LLC, Dempsey Lord Smith, LLC, and Emerson Equity LLC CIK Number 0001767413 Filed Document 0001767413-19-000004 Exclusions or Exemptions 506c Accepted Date 2019-08-15 13:40:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
LRT Global Opportunities, LP See All Filings	D/A	2019-08-15 13:32:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001554665 Filed Document 0001554665-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-15 13:32:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cidel Global Equity Fund LLC See All Filings	D/A	2019-08-15 13:30:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001714762 Filed Document 0001714762-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-15 13:30:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Leef Holdings, Inc. See All Filings	D	2019-08-15 13:24:52 UTC
Amount To Be Raised $1,823,610 Associated Brokers / Dealers N/A CIK Number 0001755257 Filed Document 0001567619-19-017073 Exclusions or Exemptions 506b Accepted Date 2019-08-15 13:24:52 UTC Type of Offering D Industry Investing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Peachtree Real Estate Fund II, L.P. See All Filings	D	2019-08-15 13:21:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001785455 Filed Document 0001785455-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-15 13:21:31 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Werewolf Therapeutics, Inc. See All Filings	D	2019-08-15 13:18:31 UTC
Amount To Be Raised $57,672,595 Associated Brokers / Dealers N/A CIK Number 0001785530 Filed Document 0001785530-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-15 13:18:31 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Koyfin Inc. See All Filings	D	2019-08-15 13:00:16 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001692919 Filed Document 0001692919-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-08-15 13:00:16 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Fitt Ventures Inc. See All Filings	D	2019-08-15 12:58:17 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001785583 Filed Document 0001785583-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-15 12:58:17 UTC Type of Offering D Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
BLOK Fund I, a series of Riverside Ventures, LP See All Filings	D	2019-08-15 12:58:05 UTC
Amount To Be Raised $118,997 Associated Brokers / Dealers N/A CIK Number 0001785514 Filed Document 0001785514-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-15 12:58:05 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bell Senior Management Fund VII, LLC See All Filings	D	2019-08-15 12:48:02 UTC
Amount To Be Raised $16,925,000 Associated Brokers / Dealers N/A CIK Number 0001785228 Filed Document 0001785228-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-15 12:48:02 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets $No Revenues Type of Security Equity
GRAYBUG VISION, INC. See All Filings	D	2019-08-15 12:47:48 UTC
Amount To Be Raised $79,999,992 Associated Brokers / Dealers N/A CIK Number 0001534133 Filed Document 0001534133-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-08-15 12:47:48 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Portland 124, LLC See All Filings	D	2019-08-15 12:39:31 UTC
Amount To Be Raised $8,800,000 Associated Brokers / Dealers N/A CIK Number 0001784441 Filed Document 0001784441-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-15 12:39:31 UTC Type of Offering D Industry Other Real Estate Principal Place of Business WASHINGTON Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Helios RedWave Partners LLC See All Filings	D	2019-08-15 12:35:35 UTC
Amount To Be Raised $3,175,000 Associated Brokers / Dealers N/A CIK Number 0001783273 Filed Document 0001783273-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-15 12:35:35 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Colossal Inc See All Filings	C	2019-08-15 12:27:39 UTC
Financial Interest No Filing Platform Wefunder Portal LLC Offering Amount $107,000 CIK Number 0001785479 Filed Document 0001670254-19-000452 Accepted Date 2019-08-15 12:27:39 UTC Type of Offering C Security Offered Amount 20,000 Security Offered Type Other State MASSACHUSETTS
VantIQ, Inc. See All Filings	D	2019-08-15 12:24:40 UTC
Amount To Be Raised $19,900,004 Associated Brokers / Dealers N/A CIK Number 0001625515 Filed Document 0001625515-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-08-15 12:24:40 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity