Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Triple P SEA Financial Inclusion Fund LP See All Filings	D	2017-10-20 16:58:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001720352 Filed Document 0001720352-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-10-20 16:58:48 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business SINGAPORE Revenue or Assets Decline to Disclose Type of Security Equity
CANDENTE COPPER CORP See All Filings	D	2017-10-20 16:58:11 UTC
Amount To Be Raised $73,767 Associated Brokers / Dealers N/A CIK Number 0001145217 Filed Document 0001140361-17-039179 Exclusions or Exemptions 506b Accepted Date 2017-10-20 16:58:11 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
AQR Tax Advantaged Absolute Return Fund, L.P. See All Filings	D	2017-10-20 16:56:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001714728 Filed Document 0001714661-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-10-20 16:56:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Advenir@Gateway Lakes Investors, LP See All Filings	D	2017-10-20 16:51:08 UTC
Amount To Be Raised $1,940,850 Associated Brokers / Dealers N/A CIK Number 0001718940 Filed Document 0001718940-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-20 16:51:08 UTC Type of Offering D Industry Commercial Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
GENERAL CANNABIS CORP See All Filings	D	2017-10-20 16:50:54 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001477009 Filed Document 0001387131-17-005116 Exclusions or Exemptions 506b Accepted Date 2017-10-20 16:50:54 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
FORGE NANO, INC. See All Filings	D	2017-10-20 16:41:42 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers Silver Leaf Partners, LLC CIK Number 0001719324 Filed Document 0001719324-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-20 16:41:42 UTC Type of Offering D Industry Manufacturing Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Debt
Advenir@Cocoplum Investors, LP See All Filings	D	2017-10-20 16:35:25 UTC
Amount To Be Raised $2,052,950 Associated Brokers / Dealers N/A CIK Number 0001718941 Filed Document 0001718941-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-20 16:35:25 UTC Type of Offering D Industry Commercial Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
MAI Managed Volatility Fund, L.P. See All Filings	D/A	2017-10-20 16:29:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Calfee Financial Advisors, Inc. CIK Number 0001461596 Filed Document 0001315863-17-000842 Exclusions or Exemptions 506b Accepted Date 2017-10-20 16:29:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Lodging Opportunity Fund Real Estate Investment Trust See All Filings	D/A	2017-10-20 16:24:46 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Robert Goodmanson, M&A Securities Group, Inc., KCD Financial, Inc., JRL Capital Corporation, D.H. Hill Securities, LLLP, Primex, Center Street Securities, Inc., Sandlapper Securities, LLC, Sunbelt Securities, Inc., Capital Financial Services, Inc., McDermott Investment Services, LLC, Feltl & Company, Trustmont Financial Group, Inc., Sigma Financial Corporation, Parkland Securities, LLC, IBN Financial Services, Inc., Cape Securities Inc., Richfield Orion International, Inc., Landolt Securities, Inc., Western International Securities, Inc., Whitehall-Parker Securities, Inc., Newbridge Securities Corporation, Dempsey Lord Smith, LLC, International Assets Advisory, LLC, Intercarolina Financial Services, Inc., Stephen A. Kohn & Associates, Ltd., Investment Security Corporation, Great Point Capital LLC, World Choice Securities, Inc., Capital City Securities, LLC, and Crystal Bay Securities Inc. CIK Number 0001584939 Filed Document 0001209191-17-057631 Exclusions or Exemptions 506b Accepted Date 2017-10-20 16:24:46 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business NORTH DAKOTA Revenue or Assets Decline to Disclose Type of Security Equity
Orlando Soccer Investors LLC See All Filings	D/A	2017-10-20 16:24:32 UTC
Amount To Be Raised $49,500,000 Associated Brokers / Dealers Elevate Capital LLC CIK Number 0001652095 Filed Document 0001652095-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-10-20 16:24:32 UTC Type of Offering D/A Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Madison Reed, Inc. See All Filings	D	2017-10-20 16:23:05 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001575218 Filed Document 0001575218-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-10-20 16:23:05 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Equity
AQR Tax Advantaged Total Return Fund, L.P. See All Filings	D	2017-10-20 16:17:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001714807 Filed Document 0001714661-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-10-20 16:17:38 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AQR Tax Advantaged Managed Futures Fund, L.P. See All Filings	D	2017-10-20 16:10:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001714661 Filed Document 0001714661-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-20 16:10:39 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Prelude Therapeutics Inc. See All Filings	D	2017-10-20 16:06:58 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers N/A CIK Number 0001678660 Filed Document 0001678660-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-20 16:06:58 UTC Type of Offering D Industry Biotechnology Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Equity
Portal Instruments, Inc. See All Filings	D	2017-10-20 16:05:04 UTC
Amount To Be Raised $5,999,999 Associated Brokers / Dealers N/A CIK Number 0001601163 Filed Document 0001140361-17-039160 Exclusions or Exemptions 506b Accepted Date 2017-10-20 16:05:04 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
ZoneFlow Reactor Technologies, LLC See All Filings	D	2017-10-20 15:49:32 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001652599 Filed Document 0001652599-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-20 15:49:32 UTC Type of Offering D Industry Other Energy Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Bit Fry Game Studios, Inc. See All Filings	D/A	2017-10-20 15:38:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001666345 Filed Document 0001666345-17-000005 Exclusions or Exemptions 506b Accepted Date 2017-10-20 15:38:44 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NEW HAMPSHIRE Revenue or Assets Decline to Disclose Type of Security Option To Acquire
MO 3470 Investments, LLC See All Filings	D	2017-10-20 15:33:01 UTC
Amount To Be Raised $7,300,000 Associated Brokers / Dealers N/A CIK Number 0001720076 Filed Document 0001720076-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-20 15:33:01 UTC Type of Offering D Industry Commercial Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
MAPR TECHNOLOGIES, INC. See All Filings	D/A	2017-10-20 15:31:39 UTC
Amount To Be Raised $60,999,994 Associated Brokers / Dealers N/A CIK Number 0001468803 Filed Document 0001468803-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-10-20 15:31:39 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
HARD Beverages, Inc. See All Filings	D	2017-10-20 15:24:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001679087 Filed Document 0001679087-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-10-20 15:24:00 UTC Type of Offering D Industry Retailing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
BookGrabbr, Inc. See All Filings	D	2017-10-20 15:20:19 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001631050 Filed Document 0001631050-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-10-20 15:20:19 UTC Type of Offering D Industry Other Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Debt
Ripple Network Technologies, Inc. See All Filings	D	2017-10-20 15:14:20 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001720017 Filed Document 0001376474-17-000278 Exclusions or Exemptions 506b Accepted Date 2017-10-20 15:14:20 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
PHOENIX NUCLEAR HOLDING Co See All Filings	D	2017-10-20 15:10:45 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001720279 Filed Document 0000892712-17-000724 Exclusions or Exemptions 506b Accepted Date 2017-10-20 15:10:45 UTC Type of Offering D Industry Manufacturing Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
Affordable Housing Network, Inc. See All Filings	D	2017-10-20 15:05:08 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001719306 Filed Document 0001719306-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-20 15:05:08 UTC Type of Offering D Industry Residential Principal Place of Business IOWA Revenue or Assets Decline to Disclose Type of Security Debt
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2017-10-20 15:01:54 UTC
Amount To Be Raised $1,800,000 Associated Brokers / Dealers Michael Shannon and Eddie allen CIK Number 0001135856 Filed Document 0001135856-17-000320 Exclusions or Exemptions 506b Accepted Date 2017-10-20 15:01:54 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Epiris Fund II (B) L.P. See All Filings	D/A	2017-10-20 14:53:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Campbell Lutyens & Co., Inc. CIK Number 0001707447 Filed Document 0001707447-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-20 14:53:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sterling Corporate Tax Credit Fund 64 LLC See All Filings	D	2017-10-20 14:51:39 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001720322 Filed Document 0001720328-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-10-20 14:51:39 UTC Type of Offering D Industry Residential Principal Place of Business NEW YORK Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2017-10-20 14:50:05 UTC
Amount To Be Raised $13,463,412 Associated Brokers / Dealers Gwen Middeke, Robert Scharff, Jr., Michael Corry, Paul Flotken, and Larry Celniker CIK Number 0001135856 Filed Document 0001135856-17-000319 Exclusions or Exemptions 506b Accepted Date 2017-10-20 14:50:05 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
MILKSHAKE FITNESS, LLC See All Filings	D	2017-10-20 14:49:16 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers N/A CIK Number 0001720256 Filed Document 0001720256-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-20 14:49:16 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2017-10-20 14:48:39 UTC
Amount To Be Raised $48,130,858 Associated Brokers / Dealers Jason Burlie CIK Number 0001135856 Filed Document 0001135856-17-000318 Exclusions or Exemptions 506b Accepted Date 2017-10-20 14:48:39 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Sterling Corporate Tax Credit Fund 63 LLC See All Filings	D	2017-10-20 14:39:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001720328 Filed Document 0001720328-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-20 14:39:15 UTC Type of Offering D Industry Residential Principal Place of Business NEW YORK Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
Aria UTC Coinvestment LP See All Filings	D	2017-10-20 14:33:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001719733 Filed Document 0001719733-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-20 14:33:45 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Kineta, Inc. See All Filings	D	2017-10-20 14:19:06 UTC
Amount To Be Raised $24,369,000 Associated Brokers / Dealers N/A CIK Number 0001479365 Filed Document 0001479365-17-000008 Exclusions or Exemptions 506b Accepted Date 2017-10-20 14:19:06 UTC Type of Offering D Industry Biotechnology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
INVESTMENT STRATEGIES FUND LP See All Filings	D/A	2017-10-20 14:18:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001121431 Filed Document 0001121431-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-20 14:18:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
DG URBAN-C LP See All Filings	D	2017-10-20 14:16:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001715112 Filed Document 0000919574-17-007387 Exclusions or Exemptions 506b Accepted Date 2017-10-20 14:16:09 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
CHONG DE ANGEL FUND LIMITED PARTNERSHIP See All Filings	D	2017-10-20 14:07:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001718269 Filed Document 0001718269-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-20 14:07:01 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets $No Revenues Type of Security Equity
Indico Data Solutions INC See All Filings	D	2017-10-20 13:53:04 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001626044 Filed Document 0001626044-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-20 13:53:04 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Women's VC Fund II, L.P. See All Filings	D	2017-10-20 13:52:13 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001716783 Filed Document 0001716783-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-20 13:52:13 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OREGON Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Nutley Group, LLC See All Filings	D/A	2017-10-20 13:39:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001681839 Filed Document 0001681839-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-20 13:39:07 UTC Type of Offering D/A Industry Residential Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Invesco U.S. Value-Add Fund V, L.P. See All Filings	D/A	2017-10-20 13:34:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Invesco Distributors, Inc. CIK Number 0001704089 Filed Document 0001704089-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-10-20 13:34:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sheen Inc. See All Filings	D	2017-10-20 13:26:56 UTC
Amount To Be Raised $2,999,996 Associated Brokers / Dealers N/A CIK Number 0001720167 Filed Document 0001720167-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-20 13:26:56 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
MotoTrax, Inc. See All Filings	D	2017-10-20 13:19:14 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001679984 Filed Document 0001591408-17-000023 Exclusions or Exemptions 506b Accepted Date 2017-10-20 13:19:14 UTC Type of Offering D Industry Manufacturing Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Maplelane Domestic Fund, LP See All Filings	D/A	2017-10-20 13:18:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001656014 Filed Document 0000919574-17-007385 Exclusions or Exemptions 506b Accepted Date 2017-10-20 13:18:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
FireFly Automatix, Inc. See All Filings	D	2017-10-20 13:15:34 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001660851 Filed Document 0001660851-17-000006 Exclusions or Exemptions 506b Accepted Date 2017-10-20 13:15:34 UTC Type of Offering D Industry Agriculture Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
P2Binvestor Inc See All Filings	D	2017-10-20 13:13:42 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers None CIK Number 0001561126 Filed Document 0001561126-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-20 13:13:42 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Debt
Sterling Corporate Tax Credit Fund 65 LLC See All Filings	D	2017-10-20 13:07:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001720305 Filed Document 0001720305-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-10-20 13:07:25 UTC Type of Offering D Industry Residential Principal Place of Business NEW YORK Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
Black Ink Capital Mexico III, LLC See All Filings	D	2017-10-20 13:05:09 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers Steve P Alms CIK Number 0001720157 Filed Document 0001720157-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-20 13:05:09 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Terra Real Estate Fund, L.P. See All Filings	D/A	2017-10-20 13:00:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Far Hills Group, LLC CIK Number 0001699738 Filed Document 0001615774-17-005821 Exclusions or Exemptions 506b Accepted Date 2017-10-20 13:00:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2017-10-20 12:55:10 UTC
Amount To Be Raised $8,407,990 Associated Brokers / Dealers Jason Burlie CIK Number 0001135856 Filed Document 0001135856-17-000317 Exclusions or Exemptions 506b Accepted Date 2017-10-20 12:55:10 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Protocol Ventures LP See All Filings	D	2017-10-20 12:52:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001719964 Filed Document 0001719964-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-10-20 12:52:58 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund