Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Rezolute, Inc. See All Filings	D	2020-10-22 10:34:35 UTC
Amount To Be Raised $56,990,020 Associated Brokers / Dealers Canaccord Genuity LLC, JMP Securities LLC, and Griffin Securities, Inc. CIK Number 0001509261 Filed Document 0001567619-20-018071 Exclusions or Exemptions 506b Accepted Date 2020-10-22 10:34:35 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Rezolute, Inc. See All Filings	D/A	2018-04-24 15:56:31 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers Brookline Capital Markets, a division of CIM Securities, LLC CIK Number 0001509261 Filed Document 0001140361-18-019365 Exclusions or Exemptions 506b Accepted Date 2018-04-24 15:56:31 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Debt
Rezolute, Inc. See All Filings	D	2018-02-15 17:15:09 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001509261 Filed Document 0001140361-18-008721 Exclusions or Exemptions 506b Accepted Date 2018-02-15 17:15:09 UTC Type of Offering D Industry Biotechnology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Debt
Rezolute, Inc. See All Filings	D/A	2018-02-07 14:18:49 UTC
Amount To Be Raised $25,431,894 Associated Brokers / Dealers N/A CIK Number 0001509261 Filed Document 0001140361-18-005503 Exclusions or Exemptions 506b Accepted Date 2018-02-07 14:18:49 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Rezolute, Inc. See All Filings	D	2018-01-11 15:52:26 UTC
Amount To Be Raised $10,137,868 Associated Brokers / Dealers N/A CIK Number 0001509261 Filed Document 0001140361-18-001744 Exclusions or Exemptions 506b Accepted Date 2018-01-11 15:52:26 UTC Type of Offering D Industry Biotechnology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
AntriaBio, Inc. See All Filings	D	2017-05-31 13:47:11 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001509261 Filed Document 0001140361-17-023032 Exclusions or Exemptions 506b Accepted Date 2017-05-31 13:47:11 UTC Type of Offering D Industry Biotechnology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
AntriaBio, Inc. See All Filings	D	2017-02-14 15:55:34 UTC
Amount To Be Raised $25,431,894 Associated Brokers / Dealers N/A CIK Number 0001509261 Filed Document 0001140361-17-007213 Exclusions or Exemptions 506b Accepted Date 2017-02-14 15:55:34 UTC Type of Offering D Industry Biotechnology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
AntriaBio, Inc. See All Filings	D	2016-07-13 14:55:21 UTC
Amount To Be Raised $53,300,000 Associated Brokers / Dealers Brookline Capital Markets and Paulson Investment Company, Inc. CIK Number 0001509261 Filed Document 0001140361-16-072394 Exclusions or Exemptions 506b Accepted Date 2016-07-13 14:55:21 UTC Type of Offering D Industry Biotechnology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
AntriaBio, Inc. See All Filings	D/A	2016-03-21 00:00:00 UTC
Amount To Be Raised $16,709,995 Associated Brokers / Dealers Brookline Group, LLC and Brookline Capital Markets CIK Number 0001509261 Filed Document 0001140361-16-058644 Exclusions or Exemptions 506b Accepted Date 2016-03-21 00:00:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
AntriaBio, Inc. See All Filings	D	2015-12-21 16:32:04 UTC
Amount To Be Raised $15,150,008 Associated Brokers / Dealers Brookline Group, LLC CIK Number 0001509261 Filed Document 0001140361-15-045238 Exclusions or Exemptions 506b Accepted Date 2015-12-21 16:32:04 UTC Type of Offering D Industry Biotechnology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
AntriaBio, Inc. See All Filings	D	2015-04-14 00:00:00 UTC
Amount To Be Raised $4,702,703 Associated Brokers / Dealers Paulson Investment Company, Inc. CIK Number 0001509261 Filed Document 0001140361-15-015335 Exclusions or Exemptions 506b Accepted Date 2015-04-14 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
AntriaBio, Inc. See All Filings	D/A	2014-04-28 00:00:00 UTC
Amount To Be Raised $26,250,000 Associated Brokers / Dealers Paulson Investment Company, Inc. CIK Number 0001509261 Filed Document 0001140361-14-017665 Exclusions or Exemptions 506b Accepted Date 2014-04-28 00:00:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
AntriaBio, Inc. See All Filings	D	2014-04-12 00:00:00 UTC
Amount To Be Raised $26,250,000 Associated Brokers / Dealers Paulson Investment Company, Inc. CIK Number 0001509261 Filed Document 0001140361-14-016656 Exclusions or Exemptions 506b Accepted Date 2014-04-12 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
AntriaBio, Inc. See All Filings	D	2014-01-22 00:00:00 UTC
Amount To Be Raised $35,270,270 Associated Brokers / Dealers Paulson Investment Company, Inc. CIK Number 0001509261 Filed Document 0001140361-15-002749 Exclusions or Exemptions 506b Accepted Date 2014-01-22 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
AntriaBio, Inc. See All Filings	D	2014-01-14 00:00:00 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers Paulson Investment Company, Inc. CIK Number 0001509261 Filed Document 0001140361-14-002158 Exclusions or Exemptions 506b Accepted Date 2014-01-14 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt