Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
ClearOPS, Inc. See All Filings	D	2019-09-27 15:14:52 UTC
Amount To Be Raised $350,000 Associated Brokers / Dealers N/A CIK Number 0001789512 Filed Document 0001789512-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-27 15:14:52 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
PP Providence 2019, LLC See All Filings	D	2019-09-27 15:12:54 UTC
Amount To Be Raised $920,506 Associated Brokers / Dealers N/A CIK Number 0001789678 Filed Document 0001789678-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-27 15:12:54 UTC Type of Offering D Industry Residential Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
FIXED OPPORTUNITY PARTNERS I LLC See All Filings	D	2019-09-27 15:11:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001219567 Filed Document 0001219567-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-09-27 15:11:43 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ARKANSAS Revenue or Assets $$50,000,001 - $100,000,000 Type of Security Equity
Activz Global, LLC See All Filings	D	2019-09-27 15:07:48 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001733736 Filed Document 0001733736-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-27 15:07:48 UTC Type of Offering D Industry Other Principal Place of Business UTAH Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Private Health Management, Inc. See All Filings	C/A	2019-09-27 15:07:31 UTC
Financial Interest SI Securities will receive equity compensation equal to 5% of the number of securities sold. Filing Platform SI SECURITIES, LLC Offering Amount $1,070,000 CIK Number 0001496634 Filed Document 0001496634-19-000003 Accepted Date 2019-09-27 15:07:31 UTC Type of Offering C/A Security Offered Amount 18,949 Security Offered Type Preferred Stock State CALIFORNIA
AWM Venture Fund I, LLC See All Filings	D	2019-09-27 15:00:48 UTC
Amount To Be Raised $1,615,000 Associated Brokers / Dealers N/A CIK Number 0001788869 Filed Document 0001458754-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-09-27 15:00:48 UTC Type of Offering D Industry Investing Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
CS Bayonne Investor, LLC See All Filings	D	2019-09-27 14:55:50 UTC
Amount To Be Raised $11,200,000 Associated Brokers / Dealers N/A CIK Number 0001789225 Filed Document 0001789225-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-27 14:55:50 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Bridgewater All Weather Portfolio IV, Ltd. See All Filings	D/A	2019-09-27 14:55:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001717769 Filed Document 0001719799-19-000004 Exclusions or Exemptions 506c Accepted Date 2019-09-27 14:55:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Custom Florida Medical L.L.C. See All Filings	D	2019-09-27 14:53:50 UTC
Amount To Be Raised $8,631,983 Associated Brokers / Dealers Inland Securities Corporation CIK Number 0001789372 Filed Document 0001789372-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-27 14:53:50 UTC Type of Offering D Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
SURPRISE COVENANT GROUP LLC See All Filings	D	2019-09-27 14:48:22 UTC
Amount To Be Raised $920,000 Associated Brokers / Dealers N/A CIK Number 0001789380 Filed Document 0001789331-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-09-27 14:48:22 UTC Type of Offering D Industry Commercial Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Equity
Sunbit, Inc. See All Filings	D	2019-09-27 14:48:11 UTC
Amount To Be Raised $12,249,996 Associated Brokers / Dealers N/A CIK Number 0001672599 Filed Document 0001672599-19-000003 Exclusions or Exemptions 506c Accepted Date 2019-09-27 14:48:11 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Loan Transactions & Technology LLC See All Filings	D/A	2019-09-27 14:45:21 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001784484 Filed Document 0001784484-19-000003 Exclusions or Exemptions 504 and 506b Accepted Date 2019-09-27 14:45:21 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Sunbit, Inc. See All Filings	D	2019-09-27 14:42:00 UTC
Amount To Be Raised $29,664,100 Associated Brokers / Dealers N/A CIK Number 0001672599 Filed Document 0001672599-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-09-27 14:42:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Advent Latin American Private Equity Fund VII-C SCSp See All Filings	D	2019-09-27 14:40:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001788851 Filed Document 0001788851-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-27 14:40:24 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Prisma Enhanced Fixed Income Fund Ltd See All Filings	D/A	2019-09-27 14:40:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001460155 Filed Document 0000902664-19-003853 Exclusions or Exemptions 506b Accepted Date 2019-09-27 14:40:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
EPILOG IMAGING SYSTEMS INC. See All Filings	C	2019-09-27 14:40:10 UTC
Financial Interest SI Securities will receive equity compensation equal to 5% of the number of securities sold Filing Platform SI SECURITIES, LLC Offering Amount $1,070,000 CIK Number 0001783128 Filed Document 0001783128-19-000001 Accepted Date 2019-09-27 14:40:10 UTC Type of Offering C Security Offered Amount N/A Security Offered Type Debt State CALIFORNIA
Prisma Focus Fund Ltd See All Filings	D/A	2019-09-27 14:38:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001507909 Filed Document 0000902664-19-003852 Exclusions or Exemptions 506b Accepted Date 2019-09-27 14:38:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
PAIM III LP See All Filings	D	2019-09-27 14:37:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001787951 Filed Document 0001567619-19-018827 Exclusions or Exemptions 506b Accepted Date 2019-09-27 14:37:52 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Prisma Focus Fund LP See All Filings	D/A	2019-09-27 14:36:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001507908 Filed Document 0000902664-19-003851 Exclusions or Exemptions 506b Accepted Date 2019-09-27 14:36:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Prisma Spectrum Fund Ltd See All Filings	D/A	2019-09-27 14:35:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Atlantic Trust Company, Deutsche Bank Securities Inc., Deutsche Bank Trust Company Americas, UBS Financial Services Inc., Morgan Stanley Smith Barney LLC, Raymond James & Associates, Inc., Raymond James Financial Services, Inc., and Brookvine Investment Advisors PTY LTD CIK Number 0001460067 Filed Document 0000902664-19-003850 Exclusions or Exemptions 506b Accepted Date 2019-09-27 14:35:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
NaviMed Partners II, L.P. See All Filings	D	2019-09-27 14:35:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers MOELIS & COMPANY LLC CIK Number 0001788720 Filed Document 0001788720-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-27 14:35:03 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PARKERVISION INC See All Filings	D	2019-09-27 14:33:45 UTC
Amount To Be Raised $50,000 Associated Brokers / Dealers N/A CIK Number 0000914139 Filed Document 0000914139-19-000040 Exclusions or Exemptions 506b Accepted Date 2019-09-27 14:33:45 UTC Type of Offering D Industry Telecommunications Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Debt
PRISMA SPECTRUM FUND LP See All Filings	D/A	2019-09-27 14:33:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Atlantic Trust Company, Deutsche Bank Securities Inc., Deutsche Bank Trust Company Americas, UBS Financial Services Inc., Morgan Stanley Smith Barney LLC, Structured Finance Americas LLC, Raymond James & Associates, Inc., and Raymond James Financial Services, Inc. CIK Number 0001327498 Filed Document 0000902664-19-003849 Exclusions or Exemptions 506b Accepted Date 2019-09-27 14:33:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
RIVERSIDE-ORANGECREST COVENANT GROUP LLC See All Filings	D	2019-09-27 14:32:29 UTC
Amount To Be Raised $1,530,000 Associated Brokers / Dealers N/A CIK Number 0001789331 Filed Document 0001789331-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-27 14:32:29 UTC Type of Offering D Industry Commercial Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Equity
AuxBus, Inc. See All Filings	D	2019-09-27 14:31:32 UTC
Amount To Be Raised $92,000 Associated Brokers / Dealers N/A CIK Number 0001765292 Filed Document 0001765292-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-09-27 14:31:32 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Debt
Prisma Select Fund II LP See All Filings	D/A	2019-09-27 14:31:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001315588 Filed Document 0000902664-19-003848 Exclusions or Exemptions 506b Accepted Date 2019-09-27 14:31:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Bridgewater All Weather Portfolio II, Ltd. See All Filings	D/A	2019-09-27 14:26:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001536981 Filed Document 0001719799-19-000003 Exclusions or Exemptions 506c Accepted Date 2019-09-27 14:26:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
North Fourth Offshore Fund Ltd See All Filings	D/A	2019-09-27 14:21:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001754614 Filed Document 0001754614-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-27 14:21:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Thuzio, Inc. See All Filings	D	2019-09-27 14:21:22 UTC
Amount To Be Raised $930,000 Associated Brokers / Dealers SI Securities, LLC CIK Number 0001554477 Filed Document 0001554477-19-000004 Exclusions or Exemptions 506c Accepted Date 2019-09-27 14:21:22 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
North Fourth Fund LP See All Filings	D/A	2019-09-27 14:20:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001715330 Filed Document 0001715330-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-27 14:20:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Graybul CP Phase II, LP See All Filings	D	2019-09-27 14:18:17 UTC
Amount To Be Raised $4,646,330 Associated Brokers / Dealers N/A CIK Number 0001789474 Filed Document 0001789474-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-27 14:18:17 UTC Type of Offering D Industry Residential Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Man Funds XI SPC, on behalf of & for the account of Man AHL Targetrisk SP See All Filings	D	2019-09-27 14:16:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Man Investments Inc. CIK Number 0001789622 Filed Document 0001789622-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-27 14:16:43 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Implicit Bioscience Ltd See All Filings	D	2019-09-27 14:13:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001684309 Filed Document 0001684309-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-09-27 14:13:50 UTC Type of Offering D Industry Biotechnology Principal Place of Business AUSTRALIA Revenue or Assets $No Revenues Type of Security Equity
MIC Capital Partners III Parallel (Cayman), LP See All Filings	D	2019-09-27 14:09:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001789272 Filed Document 0001315863-19-000782 Exclusions or Exemptions 506b Accepted Date 2019-09-27 14:09:14 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Light Street Beacon Co-Invest 4, L.P. See All Filings	D	2019-09-27 14:07:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001788994 Filed Document 0000935836-19-000505 Exclusions or Exemptions 506b Accepted Date 2019-09-27 14:07:44 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Advent Latin American Private Equity Fund VII-B SCSp See All Filings	D	2019-09-27 14:07:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001788850 Filed Document 0001788850-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-27 14:07:35 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Radnorwood Fund LP See All Filings	D/A	2019-09-27 14:05:49 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001410491 Filed Document 0000935836-19-000504 Exclusions or Exemptions 506b Accepted Date 2019-09-27 14:05:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cornami, Inc. See All Filings	D/A	2019-09-27 14:05:28 UTC
Amount To Be Raised $3,148,982 Associated Brokers / Dealers N/A CIK Number 0001554869 Filed Document 0001554869-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-09-27 14:05:28 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Bridgewater All Weather Portfolio II, LLC See All Filings	D/A	2019-09-27 14:05:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001543117 Filed Document 0001719799-19-000002 Exclusions or Exemptions 506c Accepted Date 2019-09-27 14:05:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Planting Ground Fund, L.P. See All Filings	D/A	2019-09-27 14:04:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001692375 Filed Document 0000935836-19-000503 Exclusions or Exemptions 506b Accepted Date 2019-09-27 14:04:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Elastico Tequila Grille Co See All Filings	C/A	2019-09-27 14:02:02 UTC
Financial Interest Filing Platform Razitall Inc Offering Amount $107,000 CIK Number 0001762281 Filed Document 0001668287-19-000056 Accepted Date 2019-09-27 14:02:02 UTC Type of Offering C/A Security Offered Amount 40,000 Security Offered Type Other State CALIFORNIA
Soleus Private Equity Fund I, L.P. See All Filings	D/A	2019-09-27 13:55:44 UTC
Amount To Be Raised $125,000,000 Associated Brokers / Dealers N/A CIK Number 0001752427 Filed Document 0001567619-19-018820 Exclusions or Exemptions 506b Accepted Date 2019-09-27 13:55:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
United Permian #1, LP See All Filings	D	2019-09-27 13:53:28 UTC
Amount To Be Raised $950,000 Associated Brokers / Dealers N/A CIK Number 0001789599 Filed Document 0001789599-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-27 13:53:28 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Soleus Capital, L.P. See All Filings	D/A	2019-09-27 13:52:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001752361 Filed Document 0001567619-19-018818 Exclusions or Exemptions 506b Accepted Date 2019-09-27 13:52:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fund FG-PHL, a series of Forge Investments, LLC See All Filings	D/A	2019-09-27 13:50:37 UTC
Amount To Be Raised $695,200 Associated Brokers / Dealers Equidate Markets, LLC CIK Number 0001788461 Filed Document 0001785808-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-09-27 13:50:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ibex Israel Fund 1 LLLP See All Filings	D/A	2019-09-27 13:50:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Silver Leaf Partners LLC CIK Number 0001539956 Filed Document 0001539956-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-09-27 13:50:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FSC Automotive I DST See All Filings	D/A	2019-09-27 13:44:38 UTC
Amount To Be Raised $6,675,000 Associated Brokers / Dealers Third Seven Capital LLC CIK Number 0001758437 Filed Document 0001758437-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-09-27 13:44:38 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business NEW JERSEY Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Bridgewater All Weather China, Ltd. See All Filings	D/A	2019-09-27 13:40:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001719799 Filed Document 0001719799-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-09-27 13:40:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
DivcoWest Fund VI-A, LP See All Filings	D	2019-09-27 13:39:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Evercore Group L.L.C. CIK Number 0001789442 Filed Document 0001789442-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-27 13:39:57 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Closed Loop Leadership Fund, LP See All Filings	D	2019-09-27 13:39:35 UTC
Amount To Be Raised $300,000,000 Associated Brokers / Dealers GROWTH CAPITAL SERVICES, INC. and NOLAN SECURITIES CORP. CIK Number 0001766831 Filed Document 0001766831-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-27 13:39:35 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund