Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
NANOPEC, INC. See All Filings	D	2019-11-21 17:24:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers n/a CIK Number 0001793829 Filed Document 0001793829-19-000001 Exclusions or Exemptions 504 and 506b Accepted Date 2019-11-21 17:24:28 UTC Type of Offering D Industry Other Health Care Principal Place of Business ARIZONA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Revival Venture, LLC See All Filings	D	2019-11-21 17:23:18 UTC
Amount To Be Raised $4,550,000 Associated Brokers / Dealers N/A CIK Number 0001794801 Filed Document 0001794801-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-21 17:23:18 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
MVI CCT MANAGER, LLC See All Filings	D	2019-11-21 17:20:48 UTC
Amount To Be Raised $2,575,000 Associated Brokers / Dealers N/A CIK Number 0001793614 Filed Document 0001793614-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-21 17:20:48 UTC Type of Offering D Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Oaktree European Principal Fund V Offshore USD, Ltd. See All Filings	D	2019-11-21 17:19:23 UTC
Amount To Be Raised $16,000,000 Associated Brokers / Dealers Citi Private Advisory, LLC CIK Number 0001794040 Filed Document 0000950172-19-000132 Exclusions or Exemptions 506b Accepted Date 2019-11-21 17:19:23 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CHF Solutions, Inc. See All Filings	D	2019-11-21 17:18:40 UTC
Amount To Be Raised $1,365,300 Associated Brokers / Dealers Ladenburg Thalmann & Co. Inc. CIK Number 0001506492 Filed Document 0001596771-19-000136 Exclusions or Exemptions 506b Accepted Date 2019-11-21 17:18:40 UTC Type of Offering D Industry Biotechnology Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Bioz, Inc. See All Filings	D	2019-11-21 17:16:22 UTC
Amount To Be Raised $16,952,000 Associated Brokers / Dealers N/A CIK Number 0001773970 Filed Document 0001773970-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-21 17:16:22 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
PineBridge Secondary Partners V Feeder, SLP See All Filings	D	2019-11-21 17:16:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001788655 Filed Document 0001788655-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-11-21 17:16:09 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PineBridge Secondary Partners V, SLP See All Filings	D	2019-11-21 17:12:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001788656 Filed Document 0001788655-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-21 17:12:42 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
1250 Greatwood Management LLC See All Filings	D	2019-11-21 17:12:37 UTC
Amount To Be Raised $850,000 Associated Brokers / Dealers N/A CIK Number 0001794637 Filed Document 0001768383-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-11-21 17:12:37 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Electric Capital Venture Fund I, LP See All Filings	D	2019-11-21 17:09:03 UTC
Amount To Be Raised $175,000,000 Associated Brokers / Dealers N/A CIK Number 0001794355 Filed Document 0001794355-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-21 17:09:03 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Guadalupe Street Class B, LLC See All Filings	D	2019-11-21 17:07:19 UTC
Amount To Be Raised $4,225,000 Associated Brokers / Dealers N/A CIK Number 0001794468 Filed Document 0001794468-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-11-21 17:07:19 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Watcher Entertainment, Inc. See All Filings	D	2019-11-21 17:00:08 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001794337 Filed Document 0001794337-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-21 17:00:08 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
AWH Atlanta Investors I, LLC See All Filings	D	2019-11-21 16:55:54 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0001793705 Filed Document 0001171520-19-000340 Exclusions or Exemptions 506c Accepted Date 2019-11-21 16:55:54 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
CARDIA, INC. See All Filings	D	2019-11-21 16:53:15 UTC
Amount To Be Raised $788,000 Associated Brokers / Dealers Cedar Point Capital, LLC CIK Number 0001074459 Filed Document 0001074459-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-21 16:53:15 UTC Type of Offering D Industry Other Health Care Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Debt
TheTeSpa LLC See All Filings	C/A	2019-11-21 16:49:27 UTC
Financial Interest MainVest, Inc. owns no interest in the Company, directly or indirectly, and will not acquire an interest as part of the Offering, nor is there any arrangement for MainVest, Inc. to acquire an interest. Filing Platform MainVest, Inc. Offering Amount $40,000 CIK Number 0001786741 Filed Document 0001746059-19-000085 Accepted Date 2019-11-21 16:49:27 UTC Type of Offering C/A Security Offered Amount N/A Security Offered Type Debt State MASSACHUSETTS
PETROTEQ ENERGY INC. See All Filings	D	2019-11-21 16:48:35 UTC
Amount To Be Raised $70,400 Associated Brokers / Dealers N/A CIK Number 0001561180 Filed Document 0001561180-19-000026 Exclusions or Exemptions 506b Accepted Date 2019-11-21 16:48:35 UTC Type of Offering D Industry Oil and Gas Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Contract Wrangler, Inc. See All Filings	D/A	2019-11-21 16:46:59 UTC
Amount To Be Raised $11,483,603 Associated Brokers / Dealers N/A CIK Number 0001743895 Filed Document 0001743895-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-11-21 16:46:59 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Carom Growth Partners Veritas SPV LP See All Filings	D	2019-11-21 16:41:09 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0001794066 Filed Document 0001794066-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-21 16:41:09 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tanglin Venture Fund I, LLC See All Filings	D/A	2019-11-21 16:41:01 UTC
Amount To Be Raised $15,200,000 Associated Brokers / Dealers N/A CIK Number 0001764104 Filed Document 0001764104-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-21 16:41:01 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Highlander Technology, Inc. See All Filings	D	2019-11-21 16:26:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001794536 Filed Document 0001794536-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-21 16:26:08 UTC Type of Offering D Industry Other Technology Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Other
Monica & Andy, Inc. See All Filings	D	2019-11-21 16:24:55 UTC
Amount To Be Raised $8,015,415 Associated Brokers / Dealers N/A CIK Number 0001589222 Filed Document 0001589222-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-21 16:24:55 UTC Type of Offering D Industry Retailing Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
MjLink.com, Inc. See All Filings	D	2019-11-21 16:15:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001794790 Filed Document 0001493152-19-018176 Exclusions or Exemptions 506c Accepted Date 2019-11-21 16:15:01 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Strategic Investors Fund X LS SPV, L.P. See All Filings	D	2019-11-21 16:14:43 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001791392 Filed Document 0001791392-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-21 16:14:43 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Healthy Bytes, Inc. See All Filings	D	2019-11-21 16:13:52 UTC
Amount To Be Raised $2,868,780 Associated Brokers / Dealers N/A CIK Number 0001791155 Filed Document 0001461373-19-000065 Exclusions or Exemptions 506b Accepted Date 2019-11-21 16:13:52 UTC Type of Offering D Industry Other Technology Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
Ardsley Ridgecrest Partners Fund, L.P. See All Filings	D/A	2019-11-21 16:09:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001598118 Filed Document 0001598118-19-000005 Exclusions or Exemptions 506b Accepted Date 2019-11-21 16:09:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Planaria Corp. See All Filings	D	2019-11-21 15:49:34 UTC
Amount To Be Raised $1,650,000 Associated Brokers / Dealers N/A CIK Number 0001794665 Filed Document 0001794665-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-11-21 15:49:34 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
CoPeace PBC See All Filings	D/A	2019-11-21 15:44:14 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001760488 Filed Document 0001760488-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-21 15:44:14 UTC Type of Offering D/A Industry Other Principal Place of Business COLORADO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
52 E. Swedesford Partners, LP See All Filings	D	2019-11-21 15:41:30 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001794670 Filed Document 0001794670-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-21 15:41:30 UTC Type of Offering D Industry Commercial Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Mizen Funeral Home & Cremation Services LLC See All Filings	C	2019-11-21 15:39:32 UTC
Financial Interest MainVest, Inc. owns no interest in the Company, directly or indirectly, and will not acquire an interest as part of the Offering, nor is there any arrangement for MainVest, Inc. to acquire an interest. Filing Platform MainVest, Inc. Offering Amount $107,000 CIK Number 0001794407 Filed Document 0001746059-19-000083 Accepted Date 2019-11-21 15:39:32 UTC Type of Offering C Security Offered Amount N/A Security Offered Type Debt State NEW HAMPSHIRE
Ardsley Duckdive Fund, L.P. See All Filings	D/A	2019-11-21 15:34:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001675562 Filed Document 0001675562-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-21 15:34:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Flat Rock Pastures Investors, LLC See All Filings	D	2019-11-21 15:26:09 UTC
Amount To Be Raised $3,539,000 Associated Brokers / Dealers N/A CIK Number 0001794466 Filed Document 0001794466-19-000002 Exclusions or Exemptions 506c Accepted Date 2019-11-21 15:26:09 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets $No Revenues Type of Security Equity
Cannon Capital Crave I, LLC See All Filings	D/A	2019-11-21 15:24:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001721149 Filed Document 0001721149-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-21 15:24:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Self-Storage Portfolio IX DST See All Filings	D/A	2019-11-21 15:20:16 UTC
Amount To Be Raised $17,857,732 Associated Brokers / Dealers Inland Securities Corporation, Mc Dermott Investment Services, LLC, WealthForge Securities LLC, RCX Capital Group LLC, Concorde Investment Services, LLC, JRL Capital Corporation, Cambridge Investment Research, Arkadios Capital, Westpark Capital Inc, Avantax Investment Services Inc, AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC., Colorado Financial Service Corp, Independent Financial Group, LLC, Triad Advisors, Inc., DFPG Investments, Inc., Securities America Inc., SAGEPOINT FINANCIAL, INC., and AUSDAL FINANCIAL PARTNERS, INC. CIK Number 0001789375 Filed Document 0001734696-19-000009 Exclusions or Exemptions 506b Accepted Date 2019-11-21 15:20:16 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
iVinci Partners, LLC See All Filings	D	2019-11-21 15:16:30 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001534209 Filed Document 0001534209-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-11-21 15:16:30 UTC Type of Offering D Industry Other Health Care Principal Place of Business IDAHO Revenue or Assets Decline to Disclose Type of Security Equity
Vista Stacy Road, Ltd. See All Filings	D	2019-11-21 15:15:10 UTC
Amount To Be Raised $2,400,000 Associated Brokers / Dealers N/A CIK Number 0001792648 Filed Document 0001567619-19-022014 Exclusions or Exemptions 506b Accepted Date 2019-11-21 15:15:10 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Lipidio Pharmaceuticals Inc. See All Filings	D	2019-11-21 15:10:07 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers Maxim Group LLC CIK Number 0001794644 Filed Document 0001794644-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-11-21 15:10:07 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Ardsley Conway Fund, L.P. See All Filings	D/A	2019-11-21 15:10:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001759335 Filed Document 0001759335-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-21 15:10:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Petrics, Inc. See All Filings	D	2019-11-21 15:07:57 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001658435 Filed Document 0001658435-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-21 15:07:57 UTC Type of Offering D Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Debt
dna ID, Inc. See All Filings	C/A	2019-11-21 15:04:37 UTC
Financial Interest The issuer will not owe a cash commission, or any other direct or indirect interest in the issuer, to the intermediary at the conclusion of the offering. Filing Platform MicroVenture Marketplace, Inc. Offering Amount $107,000 CIK Number 0001786094 Filed Document 0001786094-19-000004 Accepted Date 2019-11-21 15:04:37 UTC Type of Offering C/A Security Offered Amount 25,000 Security Offered Type Other State NEW YORK
QPG Fountain Investors LLC See All Filings	D	2019-11-21 14:58:48 UTC
Amount To Be Raised $2,690,000 Associated Brokers / Dealers N/A CIK Number 0001794680 Filed Document 0001794680-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-21 14:58:48 UTC Type of Offering D Industry Commercial Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Self-Storage Portfolio VIII DST See All Filings	D/A	2019-11-21 14:56:22 UTC
Amount To Be Raised $97,179,813 Associated Brokers / Dealers INLAND SECURITIES CORPORATION, MADISON AVENUE SECURITIES, LLC, PRIMEX, 1st Global Capital Corporation, Concorde Investment Services, LLC, DFPG Investments, Inc., International Assets Advisory, LLC, Nationwide Planning Associates, Inc, AMERITAS INVESTMENT CORP., CABIN SECURITIES, INC., SAGEPOINT FINANCIAL, INC., MCDERMOTT INVESTMENT SERVICES, LLC, Avantax Investment Services Inc, Cetera Advisors, LLC, Crown Capital Securities L.P., Emerson Equity LLC, FSC Securities Corporation, Investacorp, Inc., Investment Planners, Inc., Kalos Capital, M Holdings Securities, Muriel Siebert & Co., Inc, RCX Capital Group LLC, Royal Alliance Associates, Inc., Tfs Securities, Inc., Triad Advisors, Inc., Vanderbilt Securities, LLC, WealthForge Securities LLC, Woodbury Financial Services, Inc., American Investors Company, Arkadios Capital, Callaway Financial Services Inc, Cambridge Investment Research, Capulent LLC, Cetera Advisors, LLC, Concorde Investment Services, LLC, Crown Capital Securities L.P., Galt Financial Group, Inc., Harbour Investments, Inc., LINCOLN FINANCIAL ADVISORS CORPORATION, National Securities Corp., Ni Advisors, NPB Financial Group, LLC, PURSHE KAPLAN STERLING INVESTMENTS, Saxony Securities, Inc., Securities America Inc., Stonecrest Capital Markets, Inc, The Strategic Financial Alliance, United Planners' Financial Services, Westpark Capital Inc, DAI Securities LLC, and INFINEX INVESTMENTS, INC. CIK Number 0001786107 Filed Document 0001734696-19-000008 Exclusions or Exemptions 506b Accepted Date 2019-11-21 14:56:22 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
Griffis Premium Apartment Fund V (Feeder), L.P. See All Filings	D	2019-11-21 14:50:40 UTC
Amount To Be Raised $425,000,000 Associated Brokers / Dealers Shelter Rock Capital Advisors LLC, Peiper Capital Ltd., Teneo Partners Japan Limited, and Matrix Japan K.K. CIK Number 0001794229 Filed Document 0001794229-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-11-21 14:50:40 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Dot Real Estate LLC See All Filings	D	2019-11-21 14:48:39 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001776200 Filed Document 0001776200-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-11-21 14:48:39 UTC Type of Offering D Industry Other Real Estate Principal Place of Business SOUTH CAROLINA Revenue or Assets $No Revenues Type of Security Other
White Flowers LLC See All Filings	C-W	2019-11-21 14:48:02 UTC
Financial Interest Filing Platform Offering Amount CIK Number 0001786067 Filed Document 0001746059-19-000081 Accepted Date 2019-11-21 14:48:02 UTC Type of Offering C-W Security Offered Amount N/A Security Offered Type State
Short Government/Credit Fund See All Filings	D/A	2019-11-21 14:44:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001517144 Filed Document 0001794227-19-000007 Exclusions or Exemptions 506b Accepted Date 2019-11-21 14:44:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ardsley Partners Advanced Healthcare Fund, L.P. See All Filings	D/A	2019-11-21 14:44:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001667426 Filed Document 0001667426-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-11-21 14:44:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Zero Coupon Chicagoland Office DST See All Filings	D/A	2019-11-21 14:44:01 UTC
Amount To Be Raised $65,334,005 Associated Brokers / Dealers Wealthforge Securities, LLC, McDermott Investment Services, LLC, Lewis Financial Group, L.C., Sandlapper Securites, LLC, Westpark Capital, Inc., Concorde Investment Services. LLC, Centaurus Financial, Inc., RCX Capital Group, LLC, Capulent LLC, Inland Securties Corporation, 1ST GLOBAL CAPITAL CORP., CALTON & ASSOCIATES, INC., Cambridge Investment Research, COLORADO FINANCIAL SERVICE CORPORATION, DFPG INVESTMENTS, INC., FSC SECURITIES CORPORATION, HUNTWICKE SECURITIES, LLC, INTEGRITY BROKERAGE SERVICES, INC., JCC ADVISORS, LLC, KALOS CAPITAL, INC., LIGHTHOUSE CAPITAL GROUP, LLC, MADISON AVENUE SECURITIES, LLC, NATIONAL SECURITIES CORPORATION, PRIMEX, ROYAL ALLIANCE ASSOCIATES, INC., THE STRATEGIC FINANCIAL ALLIANCE, INC., CABIN SECURITIES, INC., CABOT LODGE SECURITIES LLC, LIGHTPATH CAPITAL, INC, TAYLOR CAPITAL MANAGEMENT INC., HD VEST INVESTMENT SERVICES, PARKLAND SECURITIES, LLC, EMERSON EQUITY LLC, GREAT POINT CAPITAL LLC, NEXTREND SECURITIES, INC., SIGMA FINANCIAL CORPORATION, TITAN SECURITIES, TRIAD ADVISORS LLC, INVESTMENT SECURITY CORPORATION, INVESTACORP, INC., CROWN CAPITAL SECURITIES, L.P., K CAPITAL LLC, IBN FINANCIAL SERVICES, INC., PROEQUITIES, INC., DAI SECURITIES, LLC, SAXONY SECURITIES, INC., STAX CAPITAL, SAGEPOINT FINANCIAL, INC., Ausdal Financial Partners, Inc., DEMPSEY LORD SMITH, LLC, and Avantax Investment Services Inc CIK Number 0001734696 Filed Document 0001734696-19-000007 Exclusions or Exemptions 506b Accepted Date 2019-11-21 14:44:01 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
Capital Real Estate - Ascend on Cave Creek, LLC See All Filings	D	2019-11-21 14:37:30 UTC
Amount To Be Raised $2,637,410 Associated Brokers / Dealers None CIK Number 0001794694 Filed Document 0001794694-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-21 14:37:30 UTC Type of Offering D Industry Residential Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
Bronze Opportunity Fund, LLC See All Filings	D	2019-11-21 14:21:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001794682 Filed Document 0001794682-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-21 14:21:21 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Village West Capital, LLC See All Filings	D	2019-11-21 14:13:48 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001794688 Filed Document 0001794688-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-21 14:13:48 UTC Type of Offering D Industry Residential Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity