Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Nuwellis, Inc. See All Filings	D	2024-11-20 13:29:54 UTC
Amount To Be Raised $3,848,286 Associated Brokers / Dealers Ladenburg Thalmann & Co. Inc. CIK Number 0001506492 Filed Document 0001506492-24-000004 Exclusions or Exemptions 506b Accepted Date 2024-11-20 13:29:54 UTC Type of Offering D Industry Other Health Care Principal Place of Business MINNESOTA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Option To Acquire
Nuwellis, Inc. See All Filings	D	2024-09-04 15:34:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Ladenburg Thalmann & Co. Inc. CIK Number 0001506492 Filed Document 0001506492-24-000003 Exclusions or Exemptions 506b Accepted Date 2024-09-04 15:34:54 UTC Type of Offering D Industry Other Health Care Principal Place of Business MINNESOTA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Option To Acquire
Nuwellis, Inc. See All Filings	D	2024-08-02 15:05:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Roth Capital Partners, LLC CIK Number 0001506492 Filed Document 0001506492-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-08-02 15:05:58 UTC Type of Offering D Industry Other Health Care Principal Place of Business MINNESOTA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Option To Acquire
Nuwellis, Inc. See All Filings	D	2023-06-26 16:26:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001506492 Filed Document 0001506492-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-06-26 16:26:45 UTC Type of Offering D Industry Biotechnology Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
CHF Solutions, Inc. See All Filings	D	2020-05-07 13:42:06 UTC
Amount To Be Raised $1,699,998 Associated Brokers / Dealers Ladenburg Thalmann & Co. Inc. CIK Number 0001506492 Filed Document 0001596771-20-000036 Exclusions or Exemptions 506b Accepted Date 2020-05-07 13:42:06 UTC Type of Offering D Industry Biotechnology Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
CHF Solutions, Inc. See All Filings	D	2020-04-08 12:39:35 UTC
Amount To Be Raised $2,226,519 Associated Brokers / Dealers Ladenburg Thalmann & Co. Inc. CIK Number 0001506492 Filed Document 0001596771-20-000028 Exclusions or Exemptions 506b Accepted Date 2020-04-08 12:39:35 UTC Type of Offering D Industry Biotechnology Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
CHF Solutions, Inc. See All Filings	D	2020-03-30 14:43:42 UTC
Amount To Be Raised $1,248,418 Associated Brokers / Dealers Ladenburg Thalmann & Co. Inc. CIK Number 0001506492 Filed Document 0001596771-20-000023 Exclusions or Exemptions 506b Accepted Date 2020-03-30 14:43:42 UTC Type of Offering D Industry Biotechnology Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
CHF Solutions, Inc. See All Filings	D	2019-11-21 17:18:40 UTC
Amount To Be Raised $1,365,300 Associated Brokers / Dealers Ladenburg Thalmann & Co. Inc. CIK Number 0001506492 Filed Document 0001596771-19-000136 Exclusions or Exemptions 506b Accepted Date 2019-11-21 17:18:40 UTC Type of Offering D Industry Biotechnology Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
CHF Solutions, Inc. See All Filings	D	2019-11-01 15:26:25 UTC
Amount To Be Raised $663,000 Associated Brokers / Dealers Ladenburg Thalmann & Co. Inc. CIK Number 0001506492 Filed Document 0001596771-19-000126 Exclusions or Exemptions 506b Accepted Date 2019-11-01 15:26:25 UTC Type of Offering D Industry Biotechnology Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Sunshine Heart, Inc. See All Filings	D	2017-02-27 16:38:49 UTC
Amount To Be Raised $4,650,722 Associated Brokers / Dealers N/A CIK Number 0001506492 Filed Document 0001596771-17-000012 Exclusions or Exemptions 506b Accepted Date 2017-02-27 16:38:49 UTC Type of Offering D Industry Biotechnology Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Sunshine Heart, Inc. See All Filings	D	2017-01-25 10:40:40 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers Northland Securities, Inc. CIK Number 0001506492 Filed Document 0001596771-17-000005 Exclusions or Exemptions 506b Accepted Date 2017-01-25 10:40:40 UTC Type of Offering D Industry Biotechnology Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Sunshine Heart, Inc. See All Filings	D	2016-11-09 14:10:54 UTC
Amount To Be Raised $3,600,000 Associated Brokers / Dealers Northland Securities, Inc. CIK Number 0001506492 Filed Document 0001506492-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-09 14:10:54 UTC Type of Offering D Industry Biotechnology Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Sunshine Heart, Inc. See All Filings	D	2016-08-18 11:21:05 UTC
Amount To Be Raised $950,000 Associated Brokers / Dealers N/A CIK Number 0001506492 Filed Document 0001596771-16-000153 Exclusions or Exemptions 506b Accepted Date 2016-08-18 11:21:05 UTC Type of Offering D Industry Biotechnology Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Sunshine Heart, Inc. See All Filings	D	2016-08-02 10:58:32 UTC
Amount To Be Raised $3,468,000 Associated Brokers / Dealers Northland Securities, Inc. CIK Number 0001506492 Filed Document 0001596771-16-000137 Exclusions or Exemptions 506b Accepted Date 2016-08-02 10:58:32 UTC Type of Offering D Industry Biotechnology Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Sunshine Heart, Inc. See All Filings	D	2015-03-02 00:00:00 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001506492 Filed Document 0001596771-15-000017 Exclusions or Exemptions 506b Accepted Date 2015-03-02 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Option To Acquire