Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
GQ Active Asset Allocation Fund, LP See All Filings	D/A	2019-11-21 14:12:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001718599 Filed Document 0001718599-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-21 14:12:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PLATYPUS INSTITUTE INC. See All Filings	D	2019-11-21 14:09:48 UTC
Amount To Be Raised $7,500,000 Associated Brokers / Dealers N/A CIK Number 0001741614 Filed Document 0001741614-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-11-21 14:09:48 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
VASCULAR THERAPIES INC See All Filings	D	2019-11-21 14:08:04 UTC
Amount To Be Raised $14,765,000 Associated Brokers / Dealers N/A CIK Number 0001342710 Filed Document 0001342710-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-11-21 14:08:04 UTC Type of Offering D Industry Biotechnology Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Debt
Invoke Learning, LLC See All Filings	D	2019-11-21 14:00:35 UTC
Amount To Be Raised $1,175,000 Associated Brokers / Dealers N/A CIK Number 0001794519 Filed Document 0001794519-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-21 14:00:35 UTC Type of Offering D Industry Other Technology Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Debt
INBlockchain Overseas Ltd. See All Filings	D/A	2019-11-21 13:55:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001737565 Filed Document 0001737565-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-21 13:55:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Vertosa Inc. See All Filings	D	2019-11-21 13:53:30 UTC
Amount To Be Raised $7,728,992 Associated Brokers / Dealers N/A CIK Number 0001794302 Filed Document 0001794302-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-21 13:53:30 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Medical Holdings Partnership One LLC See All Filings	D	2019-11-21 13:52:01 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001793859 Filed Document 0001793859-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-21 13:52:01 UTC Type of Offering D Industry Investing Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
WILLAMETTE WINDOWS, INC. See All Filings	D	2019-11-21 13:36:29 UTC
Amount To Be Raised $450,000 Associated Brokers / Dealers N/A CIK Number 0001794332 Filed Document 0001461859-19-000023 Exclusions or Exemptions 506b Accepted Date 2019-11-21 13:36:29 UTC Type of Offering D Industry Other Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
MVP LS FUND CXLVI LLC See All Filings	D	2019-11-21 13:21:13 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers MICROVENTURE MARKETPLACE INC CIK Number 0001791872 Filed Document 0001791872-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-21 13:21:13 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
ExceleraRx Corp. See All Filings	D	2019-11-21 13:20:20 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001530655 Filed Document 0001209191-19-057569 Exclusions or Exemptions 506b Accepted Date 2019-11-21 13:20:20 UTC Type of Offering D Industry Other Health Care Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Applied Therapeutics Inc. See All Filings	D	2019-11-21 13:17:30 UTC
Amount To Be Raised $20,014,988 Associated Brokers / Dealers John Dexter Pearson, N/A, and N/A CIK Number 0001697532 Filed Document 0000950172-19-000131 Exclusions or Exemptions 506b Accepted Date 2019-11-21 13:17:30 UTC Type of Offering D Industry Biotechnology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
2708 Springdale, DST See All Filings	D	2019-11-21 13:16:32 UTC
Amount To Be Raised $5,395,000 Associated Brokers / Dealers N/A CIK Number 0001794416 Filed Document 0001794426-19-000002 Exclusions or Exemptions 506c Accepted Date 2019-11-21 13:16:32 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
514 Burlington, DST See All Filings	D	2019-11-21 13:15:27 UTC
Amount To Be Raised $12,900,000 Associated Brokers / Dealers N/A CIK Number 0001794426 Filed Document 0001794426-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-11-21 13:15:27 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Watchful, Inc. See All Filings	D	2019-11-21 12:58:18 UTC
Amount To Be Raised $3,999,897 Associated Brokers / Dealers N/A CIK Number 0001762597 Filed Document 0001762597-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-21 12:58:18 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Jamestown Invest 1, LLC See All Filings	1-A/A	2019-11-21 12:57:03 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers North Capital Private Securities CIK Number 0001751158 Filed Document 0001193125-19-297300 Accepted Date 2019-11-21 12:57:03 UTC Type of Offering 1-A/A Industry REAL ESTATE INVESTMENT TRUSTS Offering Tier Tier2 Principal Place of Business GEORGIA Revenue or Assets $0 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
Griffis Premium Apartment Fund V (INST), L.P. See All Filings	D/A	2019-11-21 12:51:18 UTC
Amount To Be Raised $425,000,000 Associated Brokers / Dealers Shelter Rock Capital Advisors LLC CIK Number 0001767741 Filed Document 0001767741-19-000004 Exclusions or Exemptions 506c Accepted Date 2019-11-21 12:51:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
BLRLProperties LLC See All Filings	D	2019-11-21 12:50:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001794606 Filed Document 0001794606-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-21 12:50:42 UTC Type of Offering D Industry Residential Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
TMAM/Pathway Global Opportunities EUR Fund IV, LP See All Filings	D	2019-11-21 12:44:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001794771 Filed Document 0001794771-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-21 12:44:08 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Griffis Premium Apartment Fund V (HNW), L.P. See All Filings	D/A	2019-11-21 12:43:51 UTC
Amount To Be Raised $425,000,000 Associated Brokers / Dealers Shelter Rock Capital Advisors LLC CIK Number 0001767742 Filed Document 0001767742-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-11-21 12:43:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Ardsley World Information Technology Fund, L.P. See All Filings	D/A	2019-11-21 12:41:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001759337 Filed Document 0001759337-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-21 12:41:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Griffis Premium Apartment Fund V (AI - Co-Invest), L.P. See All Filings	D/A	2019-11-21 12:35:20 UTC
Amount To Be Raised $425,000,000 Associated Brokers / Dealers Shelter Rock Capital Advisors LLC CIK Number 0001767869 Filed Document 0001767869-19-000006 Exclusions or Exemptions 506c Accepted Date 2019-11-21 12:35:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
CDK PARTNERS, LP See All Filings	D/A	2019-11-21 12:31:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001545403 Filed Document 0001545403-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-21 12:31:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CDK FUND, LTD See All Filings	D/A	2019-11-21 12:27:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001545677 Filed Document 0001545677-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-21 12:27:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DTE Development Fund LLC See All Filings	D	2019-11-21 12:27:20 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001794590 Filed Document 0001794590-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-11-21 12:27:20 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Harbert CH Arizona Investor, LP See All Filings	D	2019-11-21 12:25:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers HMC Investments, Inc. CIK Number 0001794461 Filed Document 0001794461-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-21 12:25:15 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ardsley Healthcare Fund, L.P. See All Filings	D/A	2019-11-21 12:19:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001759258 Filed Document 0001759258-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-21 12:19:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Man AHL Evolution Frontier LLC See All Filings	D/A	2019-11-21 12:16:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Man Investments Inc. CIK Number 0001659128 Filed Document 0001659128-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-21 12:16:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Oakhurst Income Fund I, LP See All Filings	D/A	2019-11-21 12:06:21 UTC
Amount To Be Raised $303,000,000 Associated Brokers / Dealers N/A CIK Number 0001685391 Filed Document 0001685391-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-11-21 12:06:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Canyon Balanced Fund L.P. See All Filings	D/A	2019-11-21 12:05:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001296469 Filed Document 0001296469-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-21 12:05:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ardsley Partners Renewable Energy Fund, L.P. See All Filings	D/A	2019-11-21 11:56:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001485583 Filed Document 0001485583-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-21 11:56:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NEST SPACE HOLDINGS, LLC See All Filings	D	2019-11-21 11:55:36 UTC
Amount To Be Raised $330,000 Associated Brokers / Dealers N/A CIK Number 0001794701 Filed Document 0001794701-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-21 11:55:36 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Other
MJP Musical, LLC See All Filings	D	2019-11-21 11:55:33 UTC
Amount To Be Raised $22,500,000 Associated Brokers / Dealers N/A CIK Number 0001794465 Filed Document 0001794465-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-21 11:55:33 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
CytoRecovery, Inc. See All Filings	D/A	2019-11-21 11:55:26 UTC
Amount To Be Raised $900,000 Associated Brokers / Dealers N/A CIK Number 0001741666 Filed Document 0001741666-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-11-21 11:55:26 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Debt
Axispoint Technology Solutions Group, Inc. See All Filings	D/A	2019-11-21 11:53:31 UTC
Amount To Be Raised $35,000,001 Associated Brokers / Dealers N/A CIK Number 0001768103 Filed Document 0001567619-19-022007 Exclusions or Exemptions 506b Accepted Date 2019-11-21 11:53:31 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
CityRock Venture Partners, LP See All Filings	D	2019-11-21 11:51:50 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001789019 Filed Document 0001567619-19-022005 Exclusions or Exemptions 506b Accepted Date 2019-11-21 11:51:50 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bay Creek Acquisitions, LLC See All Filings	D	2019-11-21 11:48:42 UTC
Amount To Be Raised $35,000,000 Associated Brokers / Dealers N/A CIK Number 0001794659 Filed Document 0001794659-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-21 11:48:42 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
JFL Partners Offshore Fund, Ltd. See All Filings	D	2019-11-21 11:42:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001659003 Filed Document 0001659003-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-21 11:42:53 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NORTHWEST SURGICARE LTD See All Filings	D	2019-11-21 11:36:33 UTC
Amount To Be Raised $10,000 Associated Brokers / Dealers N/A CIK Number 0001373698 Filed Document 0001373698-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-21 11:36:33 UTC Type of Offering D Industry Other Health Care Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
ARDIAN Clean Energy Fund II See All Filings	D	2019-11-21 11:29:20 UTC
Amount To Be Raised $22,311 Associated Brokers / Dealers N/A CIK Number 0001794666 Filed Document 0001794666-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-21 11:29:20 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FRANCE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Jovian Technologies, Inc. See All Filings	D	2019-11-21 11:27:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001794604 Filed Document 0001794604-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-11-21 11:27:56 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Ardsley Partners Fund II, L.P. See All Filings	D/A	2019-11-21 11:26:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000836048 Filed Document 0000836048-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-21 11:26:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
JCM Power Corp See All Filings	D	2019-11-21 11:24:12 UTC
Amount To Be Raised $117,997 Associated Brokers / Dealers N/A CIK Number 0001794650 Filed Document 0001062993-19-004556 Exclusions or Exemptions 506b Accepted Date 2019-11-21 11:24:12 UTC Type of Offering D Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Town Center at Sterling Holdings, LLC See All Filings	D	2019-11-21 11:21:26 UTC
Amount To Be Raised $12,750,000 Associated Brokers / Dealers N/A CIK Number 0001789355 Filed Document 0001789355-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-21 11:21:26 UTC Type of Offering D Industry Other Real Estate Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
JFL Partners Fund LP See All Filings	D	2019-11-21 11:18:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001626392 Filed Document 0001626392-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-21 11:18:31 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GCM Offshore Equity Partners LP See All Filings	D/A	2019-11-21 11:16:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001657748 Filed Document 0001657748-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-21 11:16:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ANTEBELLUM FEVER DREAM LTD LIABILITY CO See All Filings	D/A	2019-11-21 11:14:39 UTC
Amount To Be Raised $3,900,000 Associated Brokers / Dealers N/A CIK Number 0001777850 Filed Document 0001777850-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-11-21 11:14:39 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Other
COGNITIVE CLARITY INC. See All Filings	D/A	2019-11-21 11:14:20 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001765042 Filed Document 0001765042-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-11-21 11:14:20 UTC Type of Offering D/A Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Eritaj LLC See All Filings	D	2019-11-21 11:14:05 UTC
Amount To Be Raised $60,000 Associated Brokers / Dealers N/A CIK Number 0001794763 Filed Document 0001794763-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-21 11:14:05 UTC Type of Offering D Industry Other Principal Place of Business OHIO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Centenus Offshore Fund, Ltd. See All Filings	D/A	2019-11-21 11:13:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001723214 Filed Document 0001013594-19-000707 Exclusions or Exemptions 506b Accepted Date 2019-11-21 11:13:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
GCM Equity Partners LP See All Filings	D/A	2019-11-21 11:11:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001657746 Filed Document 0001657746-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-21 11:11:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund